Prosecution Insights
Last updated: October 02, 2026
Application No. 18/244,283

WAVEFRONT MANIPULATOR FOR HEAD-UP DISPLAY WITH HOLOGRAPHIC ELEMENT, OPTICAL ARRANGEMENT AND HEAD-UP DISPLAY

Non-Final OA §103
Filed
Sep 10, 2023
Priority
Mar 10, 2021 — DE 10 2021 105 830.9 +1 more
Examiner
PINKNEY, DAWAYNE
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Carl Zeiss AG
OA Round
3 (Non-Final)
81%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
1389 granted / 1722 resolved
+12.7% vs TC avg
Strong +18% interview lift
Without
With
+17.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
55 currently pending
Career history
1767
Total Applications
across all art units

Statute-Specific Performance

§101
1.9%
-38.1% vs TC avg
§103
50.3%
+10.3% vs TC avg
§102
28.2%
-11.8% vs TC avg
§112
7.5%
-32.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1722 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 06/28/2026 has been entered. Information Disclosure Statement The information disclosure statement (IDS) submitted on 06/28/2026 has been considered by the examiner. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3-8 and 11-19 are rejected under 35 U.S.C. 103 as being unpatentable over Bailey et al. (US 2016/0327797) in view of Karner et al. (US 2021/0191132). Regarding claim 1, Bailey discloses, a wavefront manipulator (Figs. 1-4) for an arrangement in a beam path of a head-up display (Para. 0003-0006 and see 100) between a picture generating unit (Para. 0034 and see 220, 221) and a projection surface (222), the wavefront manipulator comprising: a holographic arrangement (230) comprising at least two holographic elements (231, 232, 233), the at least two holographic elements being arranged directly behind one another in the beam path (see 231, 232, 233) and configured to be reflective for at least one defined wavelength (Para. 0061, lines 11-35) and a defined angle of incidence range (Para. 0061, lines 11-35). Bailey does not disclose a first holographic element of the at least two holographic elements includes at least one first hologram, wherein a second holographic element of the at least two holographic elements includes at least one second hologram, and wherein the at least one first hologram is assigned to the at least one second hologram such that light having the at least one defined wavelength and the defined angle of incidence range which is reflected at the at least one first hologram is reflected at the at least one second hologram. Karner teaches, from the same field of endeavor that in a wavefront manipulator that it would have been desirable to make a first holographic element of the at least two holographic elements includes at least one first hologram (Para. 0018 and 0128), wherein a second holographic element of the at least two holographic elements includes at least one second hologram (Para. 0018 and 0128), and wherein the at least one first hologram is assigned to the at least one second hologram such that light having the at least one defined wavelength and the defined angle of incidence range which is reflected at the at least one first hologram is reflected at the at least one second hologram (Para. 0018 and 0128). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include a first holographic element of the at least two holographic elements includes at least one first hologram, wherein a second holographic element of the at least two holographic elements includes at least one second hologram, and wherein the at least one first hologram is assigned to the at least one second hologram such that light having the at least one defined wavelength and the defined angle of incidence range which is reflected at the at least one first hologram is reflected at the at least one second hologram as taught by the wavefront manipulator of Karner in the wavefront manipulator of Bailey since Karner teaches it is known to include these features in a wavefront manipulator for the purpose of providing a wavefront manipulator with enhanced contrast ratio and efficiency. Regarding claim 3, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, each of the at least two holographic elements comprises a plurality of holograms (see 231, 232, 233). Regarding claim 4, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, at least one of the at least two holographic elements comprises at least two holograms configured to be reflective for mutually different wavelengths (Para. 0034 and see 231, 232, 233), and/or wherein at least one of the at least two holographic elements comprises at least one hologram configured to be reflective for at least two mutually different wavelengths. Regarding claim 5, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, in relation to the arrangement of the individual holograms in relation to a defined direction, the first holographic element is arranged identically or mirror-symmetrically with respect to the second holographic element (Para. 0052-0054 and see 231, 232, 233). Regarding claim 6, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, a plurality of the holograms of at least one of the holographic elements are recorded with two design wavefronts (see 231, 232, 233), of which at least one design wavefront of at least one hologram of the holographic elements is identical to at least one design wavefront of another hologram of one of the holographic elements with regard to the wavelength and the angle of incidence (Para. 0052-0054). Regarding claim 7, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, the at least two holographic elements are arranged at a distance from one another of less than 1 millimeter (see 231, 232, 233 of Fig. 2). Regarding claim 8, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, the holographic arrangement is configured in a form of a layer or a film or a substrate or a plate and/or has a planar surface or a curved surface (see 231, 232, 233). Regarding claim 11, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, an optical component (240, 250) configured to be transmissive and to be arranged in the beam path between the holographic arrangement and the projection surface (Para. 0051). Regarding claim 12, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, the wavefront manipulator is configured to project multi-colored image representations (Para. 0052-0054). Regarding claim 13, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, at least one of the holographic elements (see 231, 232, 233) is configured efficiently for a plurality of angles of incidence and/or for a plurality of angle of incidence ranges that do not overlap one another (Para. 0061). Regarding claim 14, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, the holographic arrangement is configured in a curved fashion (see 231, 232, 233). Regarding claim 15, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, an optical arrangement for a head-up display (Para. 0003-0006 and see 100) at a projection surface (250), the head-up display including a picture generating unit (220), the optical arrangement comprising: a wavefront manipulator as claimed in claim 1 (see rejection of claim 1 above). Regarding claim 16, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, the picture generating unit comprises a plane configured to emit light in a defined emission angle range and with a defined maximum bandwidth with regard to the wavelengths of the emitted light (Para. 0051-0053 and see 231, 232, 233). Regarding claim 17, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, the picture generating unit is configured to emit laser light in at least two different wavelengths (Para. 0051 and see 221, “R”, “G”, “B”). Regarding claim 18, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, the optical arrangement has a volume of less than 10 liters (see Fig. 2). Regarding claim 19, Bailey in view of Karner discloses and teaches as set forth above, and Bailey further discloses, a head-up display (Para. 0003-0006 and see 100) comprising: a projection surface (250), wherein the head-up display comprises an optical arrangement as claimed in claim 15 (see rejection of claim 15 above). Claims 2 and 9-10 are rejected under 35 U.S.C. 103 as being unpatentable over Bailey et al. (US 2016/0327797) in view of Karner et al. (US 2021/0191132) as applied to claim 1 above, and further in view of Cakmakci et al. (US 2022/0163804). Bailey in view of Karner remains as applied to claim 1 above. Bailey in view of Karner does not disclose at least one optical element which has a freeform surface and is configured to be arranged in the beam path between the picture generating unit and the holographic arrangement. Cakmakci teaches, from the same field of endeavor that in a head-up display (Figs. 1-3) that it would have been desirable to include at least one optical element (212, 312) which has a freeform surface (Para. 0025) and is configured to be arranged in the beam path between the picture generating unit (202) and the holographic arrangement (214-1, 214-2 and 314). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include at least one optical element which has a freeform surface and is configured to be arranged in the beam path between the picture generating unit and the holographic arrangement as taught by the head-up display of Cakmakci in the combination of Bailey in view of Karner since Cakmakci teaches it is known to include these features in a head-up display for the purpose of providing a head-up display with improved image quality, efficiency and increased field of view. Regarding claim 9, Bailey, Karner and Cakmakci discloses and teaches as set forth above, and further teaches, from the same field of endeavor that in a head-up display that it would have been desirable to make the optical element is configured to be reflective and/or transmissive (212, 312). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include the above mentioned limitations as taught by the head-up display of Cakmakci in the combination of Bailey in view of Karner since Cakmakci teaches it is known to include these features in a head-up display for the purpose of providing a head-up display with improved image quality, efficiency and increased field of view. Regarding claim 10, Bailey, Karner and Cakmakci discloses and teaches as set forth above, and further teaches, from the same field of endeavor that in a head-up display that it would have been desirable to make the freeform surface of the optical element is configured to at least partly correct at least one aberration (Para. 0025). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include the above mentioned limitations as taught by the head-up display of Cakmakci in the combination of Bailey in view of Karner since Cakmakci teaches it is known to include these features in a head-up display for the purpose of providing a head-up display with improved image quality, efficiency and increased field of view. Response to Arguments Applicant’s arguments with respect to claims 1-19 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAWAYNE A PINKNEY whose telephone number is (571)270-1305. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Pinping Sun can be reached at 571-270-1284. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAWAYNE PINKNEY/Primary Examiner, Art Unit 2872 09/04/2026
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Prosecution Timeline

Sep 10, 2023
Application Filed
Sep 15, 2025
Non-Final Rejection mailed — §103
Dec 15, 2025
Response Filed
Apr 01, 2026
Final Rejection mailed — §103
May 30, 2026
Response after Non-Final Action
Jun 28, 2026
Request for Continued Examination
Jul 01, 2026
Response after Non-Final Action
Sep 09, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
81%
Grant Probability
99%
With Interview (+17.9%)
2y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1722 resolved cases by this examiner. Grant probability derived from career allowance rate.

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