Prosecution Insights
Last updated: October 02, 2026
Application No. 18/247,625

LASER PROCESSING SYSTEM AND CONTROL METHOD

Non-Final OA §102§103
Filed
Mar 31, 2023
Priority
Oct 16, 2020 — JP 2020-174437 +1 more
Examiner
CHEN, KUANGYUE
Art Unit
3761
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
FANUC Corporation
OA Round
1 (Non-Final)
63%
Grant Probability
Moderate
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allowance Rate
362 granted / 574 resolved
-6.9% vs TC avg
Strong +46% interview lift
Without
With
+45.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
27 currently pending
Career history
611
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
49.6%
+9.6% vs TC avg
§102
15.8%
-24.2% vs TC avg
§112
32.3%
-7.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 574 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I, claims 1-4, drawn to a laser processing system and Species A, claim 3 (with claims 4-5 withdrawn) in the reply filed on 06/03/2026 was acknowledged and has been entered. Because applicant did not distinctly and specifically point out the supposed errors in the restriction requirement, the election has been treated as an election without traverse (MPEP § 818.01(a)). Accordingly, claims 4-5 withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. The requirement is still deemed proper and is therefore made FINAL. An action on the merits for Claims 1-3 are as follow. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. The claim to priority filled on 03/31/2023 acknowledged in the instant application. Information Disclosure Statement The information disclosure statement (IDS) submitted 03/31/2023 and 01/08/2025 in compliance with the provisions of 37 CFR 1. 97. Accordingly, the information disclosure statement has been considered by the examiner. Drawings The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, under claim 3, the “a coordination system” must be shown or the feature(s) canceled from the claim(s). No new matter should be entered. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Interpretations - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term "means" or "step" or a term used as a substitute for "means" that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term "means" or "step" or the generic placeholder is modified by functional language, typically, but not always linked by the transition word "for" (e.g., "means for") or another linking word or phrase, such as "configured to" or "so that"; and (C) the term "means" or "step" or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word "means" (or "step") in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word "means" (or "step") in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre- AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word "means" (or "step") are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word "means" (or "step") are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. A. Claim limitation “a moving device” has/have been interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because it uses/they use a generic placeholder “device” coupled with functional language “moving” and without reciting sufficient structure to achieve the function. Furthermore, the generic placeholder is not preceded by a structural modifier. Since the claim limitation(s) invokes 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, claim 1 has/have been interpreted to cover the corresponding structure described in the specification that achieves the claimed function, and equivalents thereof. A review of the specification shows that the following appears to be the corresponding structure described in the specification for the 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph limitation: Under Spec. [0019], Fig 1: the robot 2 is a moving device. B. Claim limitation “a scanner control device” has/have been interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because it uses/they use a generic placeholder “device” coupled with functional language “control” and without reciting sufficient structure to achieve the function. Furthermore, the generic placeholder is not preceded by a structural modifier. Since the claim limitation(s) invokes 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, claim 1 has/have been interpreted to cover the corresponding structure described in the specification that achieves the claimed function, and equivalents thereof. A review of the specification shows that the following appears to be the corresponding structure described in the specification for the 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph limitation: Under Spec. [0016], Fig 4: a scanner control device 6. C. Claim limitation “an irradiation control unit” has/have been interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because it uses/they use a generic placeholder “unit” coupled with functional language “irradiation control” and without reciting sufficient structure to achieve the function. Furthermore, the generic placeholder is not preceded by a structural modifier. Since the claim limitation(s) invokes 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, claim 3 has/have been interpreted to cover the corresponding structure described in the specification that achieves the claimed function, and equivalents thereof. A review of the specification shows that the following appears to be the corresponding structure described in the specification for the 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph limitation: Under Spec. [0048], Fig 4: an irradiation control unit 61. D. Claim limitation “a control point moving unit” has/have been interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because it uses/they use a generic placeholder “unit” coupled with functional language “control point moving” and without reciting sufficient structure to achieve the function. Furthermore, the generic placeholder is not preceded by a structural modifier. Since the claim limitation(s) invokes 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, claim 3 has/have been interpreted to cover the corresponding structure described in the specification that achieves the claimed function, and equivalents thereof. A review of the specification shows that the following appears to be the corresponding structure described in the specification for the 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph limitation: Under Spec. [0048], Fig 4: a control point moving unit 62. E. Claim limitation “a coordinate system” has/have been interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because it uses/they use a generic placeholder “system” coupled with functional language “coordinate” and without reciting sufficient structure to achieve the function. Furthermore, the generic placeholder is not preceded by a structural modifier. Since the claim limitation(s) invokes 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, claim 3 has/have been interpreted to cover the corresponding structure described in the specification that achieves the claimed function, and equivalents thereof. A review of the specification shows that the following appears to be the corresponding structure described in the specification for the 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph limitation: Under Spec. [0091], Fig 4: the control point storage unit 63 stores a plurality of positions of the moved control point, or the plurality of positions of the control point and a plurality of directions of the control point in a coordinate system. If applicant wishes to provide further explanation or dispute the examiner’s interpretation of the corresponding structure, applicant must identify the corresponding structure with reference to the specification by page and line number, and to the drawing, if any, by reference characters in response to this Office action. If applicant does not intend to have the claim limitation(s) treated under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may amend the claim(s) so that it/they will clearly not invoke 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, or present a sufficient showing that the claim recites/recite sufficient structure, material, or acts for performing the claimed function to preclude application of 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-2, are rejected under 35 U.S.C. 102(a) (1) as being anticipated by Ito et al. (WO 2019 038 860 A1). Regarding Independent Claim 1, Ito et al. disclose a laser processing system (a laser machining apparatus shown in FIG. 1, [0009]), comprising: a scanner (galvano scanners 5 and 6, [0015], Fig 1) capable of scanning a workpiece (workpiece 9, Fig 1) with a laser beam (a laser beam L, Fig 1); a moving device (moving the f θ lens 7, [0048], Fig 1) configured to move the scanner relative to the workpiece; and a scanner control device (controller 10, [0018], Fig 1) configured to control the scanner, wherein the scanner control device comprises an irradiation control unit configured to control the scanner to irradiate a preset identical control point on the workpiece with the laser beam in a state in which the scanner is stopped at a plurality of positions by the moving device (laser oscillator 2 adjusts the energy of the laser beam L to be irradiated to the workpiece 9 by changing the energy of the oscillated laser beam L, [0014], The galvano scanner 5 changes the incident position of the laser beam Lon the workpiece 9… The galvano scanner 6 changes the incident position of the laser beam L on the workpiece 9, [0015], Fig 1). Claim 2, wherein the plurality of positions include a laser irradiation start position and a laser irradiation end position of the scanner corresponding to a laser irradiation start point and a laser irradiation end point of program for controlling the scanner and the moving device (The controller 10 controls the entire laser processing apparatus 1, [0018], The laser processing apparatus 1 may change the incident position of the laser beam L on the workpiece 9 by controlling the movement of one or both of the stage 8 and the processing head together with the control of the driving of the galvano scanners 5 and 6 by the controller 10, [0019], The functions of the controller 10 are executed on a program analyzed and executed by the microcontroller, [0046]). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim 3 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ito et al. (WO 2019 038 860 A1) in view of Tomoi (JP 2014 054 658 A). Regarding Claim 3, Ito et al. disclose wherein the scanner control device further comprises: a control point moving unit configured to move the control point (galvano scanner 5 changes the incident position of the laser beam Lon the workpiece 9 in the X-axis direction… galvano scanner 6 changes the incident position of the laser beam L on the workpiece 9 in the Y-axis direction, [0015], Fig 1); Ito et al. disclose the invention as claimed and as discussed above; except does not disclose: a control point storage unit configured to store a position of the moved control point, or the position of the moved control point and a direction defined by the moved control point in a coordinate system, and wherein the irradiation control unit controls the scanner to irradiate the workpiece with the laser beam based on the position of the moved control point, or the position of the moved control point and the direction defined by the moved control point in the coordinate system. Tomoi further teaches a laser processing system (perforating device 1 includes a punching machine 3 includes an output unit 31 that outputs a laser beam L and a moving mechanism 32, [0024-0026], FIG. 1), wherein the scanner control device further comprises: a control point storage unit (storage unit 4, [0024], Fig 1) configured to store a position of the moved control point, or the position of the moved control point and a direction defined by the moved control point in a coordinate system (control unit 5 controls the punching machine 3 to drill the insertion hole 61 into each perforation position Pp in the 1 perforation order indicated by the 1 perforation order information Ds 1 stored in the storage unit 4, [0028], Fig 1), and wherein the irradiation control unit controls the scanner to irradiate the workpiece with the laser beam based on the position of the moved control point, or the position of the moved control point (taught by Ito et al. already) and the direction defined by the moved control point in the coordinate system (moving the laser beam L by changing the direction of the output unit 31, [0026], coordinate information De indicating coordinates of the perforation position Pp, [0027], Figs 1-2). Therefore, it would have been obvious before the effective filling date of the claimed invention to one of ordinary skill in the art to modify Ito et al. with Tomoi’s further teaching of a control point storage unit configured to store a position of the moved control point, or the position of the moved control point and a direction defined by the moved control point in a coordinate system, and wherein the irradiation control unit controls the scanner to irradiate the workpiece with the laser beam based on the position of the moved control point, or the position of the moved control point and the direction defined by the moved control point in the coordinate system; because Tomoi teaches, in Para. [0019], of providing an excellent control system to precisely control the operation procedure of laser drilling apparatus during processing. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Applicant is advised to refer to the Notice of References Cited for pertinent prior art. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KUANGYUE CHEN whose telephone number is 571/272-8224. The examiner can normally be reached on M-F 9:00-5:00 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, supervisor Ibrahime Abraham can be reached on 571/270-5569, supervisor Steven Crabb can be reached on 571/270-5095, or supervisor Edward Landrum can be reached on 571/272-5567. The fax phone number for the organization where this application or proceeding is assigned is 571/273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866/217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800/786-9199 (IN USA OR CANADA) or 571/272-1000. /KUANGYUE CHEN/ Examiner, Art Unit 3761 /ELIZABETH M KERR/Primary Examiner, Art Unit 3761
Read full office action

Prosecution Timeline

Mar 31, 2023
Application Filed
Aug 10, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
63%
Grant Probability
99%
With Interview (+45.7%)
3y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 574 resolved cases by this examiner. Grant probability derived from career allowance rate.

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