Prosecution Insights
Last updated: April 19, 2026
Application No. 18/248,831

STORAGE METHOD AND USAGE METHOD FOR POLYCARBOXYLIC ACID-BASED POLYMER SOLUTION

Non-Final OA §102
Filed
Apr 12, 2023
Examiner
BRANCH, CATHERINE S
Art Unit
1763
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Nippon Shokubai Co., Ltd.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
89%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allow Rate
803 granted / 941 resolved
+20.3% vs TC avg
Minimal +4% lift
Without
With
+3.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
27 currently pending
Career history
968
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
40.3%
+0.3% vs TC avg
§102
21.0%
-19.0% vs TC avg
§112
29.8%
-10.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 941 resolved cases

Office Action

§102
DETAILED ACTION This communication responds to the application and amended claim set filed April 12, 2023, and the Response to Restriction Requirement filed December 8, 2025. Claims 1-10 are currently pending claims 1-6 are under examination. Non-elected claims 7-10 are WITHDRAWN. Elected claims 1-6 are REJECTED for the reasons set forth below. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election of Group I, claims 1-6, in the reply filed on December 8, 2025 is acknowledged. Because applicant did not distinctly and specifically point out the supposed errors in the restriction requirement, the election has been treated as an election without traverse. (MPEP § 818.01(a).) Priority This application is the national stage entry of PCT/JP2021/022639, filed June 15, 2021, which claims priority to JP 2020-174421, filed October 16, 2020. Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-6 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kagura et al. (JP 2000-198809). Regarding claims 1, 5, and 6, Kagura teaches storing an aqueous solution of polyacrylic acid at 50°C for three months. (Test Ex. 1; Ex. 1.) The PAA of Example 1 is a homopolymer with a weight average molecular weight of 8000. (Ex. 1.) In addition, no pH or neutralization agent is added to the PAA aqueous solution – either during or after polymerization – which indicates that the carboxylic acid groups are not neutralized, and that the degree of neutralization is minimal. (Cf. Ex. 2, in which NaOH is added to the PAA solution to (partially) neutralize the acid groups.) Regarding claims 2 and 4, the PAA of Example 1 is polymerized in the presence of tetraethylene glycol dimercaptan and sodium hypophosphite. (Ex. 1.) Kagura discloses that tetraethylene glycol dimercaptan is a chain transfer agent. In addition, sodium hypophosphite is a known chain transfer or molecular weight control agent in acrylic acid polymerizations. (See, e.g., Rife et al. (US 2,789,099) col. 2, line 71 – col. 3, line 4.) Regarding claim 3, Ex. 1 of Kagura includes 5 parts tetraethylene glycol dimercaptan and 20 parts NaPO2H2, for a total of 0.025 mol chain transfer agents. The acrylic acid monomer is present in the amount of 575 parts of an 80% aqueous solution, or 6.39 mol, resulting in the chain transfer agents being present in the amount of 3.9 mol%, relative to the amount of acrylic acid monomer. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CATHERINE S BRANCH whose telephone number is (571)270-3539. The examiner can normally be reached Monday through Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph Del Sole can be reached at 571-272-1130. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. CATHERINE S. BRANCH Primary Examiner Art Unit 1763 /CATHERINE S BRANCH/Primary Examiner, Art Unit 1763
Read full office action

Prosecution Timeline

Apr 12, 2023
Application Filed
Feb 26, 2026
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
89%
With Interview (+3.6%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 941 resolved cases by this examiner. Grant probability derived from career allow rate.

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