Prosecution Insights
Last updated: October 25, 2026
Application No. 18/249,694

NKD2 AS TARGET FOR TREATING RENAL FIBROSIS

Non-Final OA §103§112
Filed
Apr 19, 2023
Priority
Oct 30, 2020 — DE 10 2020 128 677.5 +1 more
Examiner
TAYLOR, LIA ELAN
Art Unit
1641
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Rheinisch-Westfälische Technische Hochschule Aachen
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
0m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
124 granted / 193 resolved
+4.2% vs TC avg
Strong +30% interview lift
Without
With
+29.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
38 currently pending
Career history
241
Total Applications
across all art units

Statute-Specific Performance

§101
2.6%
-37.4% vs TC avg
§103
24.9%
-15.1% vs TC avg
§102
13.2%
-26.8% vs TC avg
§112
35.3%
-4.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 193 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election of Group I, Species A, Item I, drawn to a method for reducing ECM protein expression and/or secretion by inhibiting or reducing NKD2 gene expression in a cell, in the reply filed on 02/03/2026 is acknowledged. Because applicant did not distinctly and specifically point out the supposed errors in the restriction requirement, the election has been treated as an election without traverse (MPEP § 818.01(a)). Claims 3 and 5-29 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention or species, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 02/03/2026. Claims 1, 2, and 4 are examined on the merits in the present Office Action. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 4 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 4, the phrase "preferably" renders the claim indefinite because it is unclear whether the limitations following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 2 and 4 are rejected under 35 U.S.C. 103 as being unpatentable over Zhao et al (Zhao, S et al. “NKD2, a negative regulator of Wnt signaling, suppresses tumor growth and metastasis in osteosarcoma.” Oncogene vol. 34,39 (2015): 5069-79. doi:10.1038/onc.2014.429), hereinafter Zhao, in view of Federico et al (Federico, Giuseppina, et al. "Tubular Dickkopf-3 promotes the development of renal atrophy and fibrosis." JCI insight 1.1 (2016): e84916), hereinafter Federico, and McSwigen (US20130012567A1), hereinafter McSwigen. Zhao teaches that naked cuticle homolog 2 (NKD2) upregulates expression of Dickkopf-related protein 3 (DKK3), a secreted signaling protein, by approximately 14-fold (Page 6), indicating that NKD2 is a strong upstream regulator of DKK3 expression. In addition, NKD2 increased the expression of extracellular matrix (ECM) proteins (Page 6). Zhao does not teach a method for reducing ECM protein expression and/or secretion by a cell comprising inhibiting or reducing NKD2 gene expression in the cell, wherein the cell is a kidney cell and inhibition or reduction of NKD2 gene expression is achieved by NKD2 gene knockdown, knockout, conditional gene knockout, gene alteration, RNAi, siRNA, and/or antisense RNA. However, Federico teaches that DKK3 is a stress-induced secreted glycoprotein produced by renal tubular epithelial cells that functions as a profibrotic signaling molecule. It was demonstrated that reduction or abrogation of DKK3 results in decreased tubular atrophy and reduced interstitial extracellular matrix (ECM) accumulation in models of renal fibrosis (Abstract). In addition, there was diminished accumulation of alpha smooth muscle actin positive myofibroblasts in the DKK3 deficient mice (first paragraph under results on Page 2). Thus, Federico establishes that DKK3 promotes kidney fibrosis and that decreasing DKK3 reduces ECM deposition and fibrotic progression. McSwigen teaches methods and reagents useful in modulating gene expression in a variety of applications, including therapeutic applications. Specifically, disclosed are synthetic chemically modified small nucleic acid molecules, such as short interfering nucleic acid (siNA), short interfering RNA (siRNA), double-stranded RNA (dsRNA), micro-RNA (miRNA), and short hairpin RNA (shRNA) molecules capable of mediating RNA interference (RNAi) against target nucleic acid sequences. The small nucleic acid molecules are useful in the treatment of any disease or condition that responds to modulation of gene expression or activity in a cell, tissue, or organism (Abstract). It would have been obvious to one of ordinary skill in the art to apply the gene knockdown methods of McSwigen to reduce NKD2 gene expression, particularly in kidney cells such as myofibroblasts. One of ordinary skill in the art would have been motivated to do so since NKD2 upregulates DKK3 expression as taught by Zhao; and DKK3 promotes kidney fibrosis and ECM accumulation as taught by Federico. Further, the small nucleic acid molecules taught by McSwigen are useful in the treatment of any disease or condition that response to modulation of gene expression or activity in a cell. Therefore, one of ordinary skill in the art would reasonably expect that reducing NKD2 gene expression in a kidney cell by gene silencing techniques (e.g. siRNA or RNAi) will decrease DKK3 levels and, in turn, downstream ECM protein accumulation and renal fibrosis. Conclusion No claims are allowable. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LIA TAYLOR whose telephone number is (571)272-6336. The examiner can normally be reached 8:30 - 5:00 M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MISOOK YU can be reached at 571-272-0839. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LIA E TAYLOR/Examiner, Art Unit 1641 /MISOOK YU/Supervisory Patent Examiner, Art Unit 1641
Read full office action

Prosecution Timeline

Apr 19, 2023
Application Filed
Mar 30, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
94%
With Interview (+29.5%)
3y 2m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 193 resolved cases by this examiner. Grant probability derived from career allowance rate.

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