Prosecution Insights
Last updated: October 04, 2026
Application No. 18/249,993

NITROGEN-CONTAINING HETEROCYCLIC COMPOUND, METHOD FOR PREPARING SAME AND USE OF SAME

Non-Final OA §112
Filed
Apr 21, 2023
Priority
May 24, 2021 — CN 202110567504.1 +3 more
Examiner
CHICKS, ASHLI ARIANA
Art Unit
1626
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Yingli Pharma (Bvi) Limited
OA Round
3 (Non-Final)
61%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allowance Rate
57 granted / 94 resolved
+0.6% vs TC avg
Strong +50% interview lift
Without
With
+50.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
52 currently pending
Career history
120
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
30.0%
-10.0% vs TC avg
§102
20.4%
-19.6% vs TC avg
§112
24.0%
-16.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 94 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status Claims 8-11 and 14 are pending. Claims 8-11 and 14 are rejected. Response to Amendment Applicant’s amendment has overcome the previously presented 112d rejection. Claim Rejections - 35 USC § 112(b) The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 8-10 and 14 rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. A broad range or limitation together with a narrow range or limitation that falls within the broad range or limitation (in the same claim) may be considered indefinite if the resulting claim does not clearly set forth the metes and bounds of the patent protection desired. See MPEP § 2173.05(c). In the present instance, claims 8-10 recite the broad recitation of Rc1: [AltContent: connector][AltContent: connector] PNG media_image1.png 78 790 media_image1.png Greyscale and the claims also recite [AltContent: connector][AltContent: connector] PNG media_image2.png 64 738 media_image2.png Greyscale which is the narrower statement of the range/limitation. The claim(s) are considered indefinite because there is a question or doubt as to whether the feature introduced by such narrower language is (a) merely exemplary of the remainder of the claim, and therefore not required, or (b) a required feature of the claims. Claim 14 is rejected for failing to obviate the indefiniteness of claim 8. Claim Rejections - 35 USC § 112(d) The following is a quotation of 35 U.S.C. 112(d): (d) REFERENCE IN DEPENDENT FORMS.—Subject to subsection (e), a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. The following is a quotation of pre-AIA 35 U.S.C. 112, fourth paragraph: Subject to the following paragraph [i.e., the fifth paragraph of pre-AIA 35 U.S.C. 112], a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. Claim 11 is rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends, or for failing to include all the limitations of the claim upon which it depends. Claim 11 recites compounds outside of the scope of independent claim 8 such as the following which possess substituents which are not provided for. For example, compounds 13, 55, and 65 possess substituents of R1-1 where claim 8 provides for C1-6 alkyl but is silent to further substitution such as with halogens. PNG media_image3.png 174 184 media_image3.png Greyscale PNG media_image4.png 160 198 media_image4.png Greyscale PNG media_image5.png 170 198 media_image5.png Greyscale Claim 8 provides for compounds where R1-1 or R1-2 is -ORc and Rc is -C(=O)NRc3Rc4; however, the claim only provides for Rc3 and Rc4 to be unsubstituted C6-20 aryl or C6-20 aryl substituted with R4-1-4 which does not embrace compounds such as 82, 98, and 103 where Rc3 and Rc4 are hydrogen or alkyl: PNG media_image6.png 156 228 media_image6.png Greyscale PNG media_image7.png 160 218 media_image7.png Greyscale PNG media_image8.png 166 264 media_image8.png Greyscale . Compound 109 is not embraced by claim 8 which only provides for R1-1 or R1-2 being -NR12R13 where R12 and R13 are hydrogen, C1-6 alkyl, -C(=O)Rc1, etc., as Rc1 cannot be alkoxy: PNG media_image9.png 174 228 media_image9.png Greyscale . Additional substituents that are not provided for R1-1 or R1-2 are cycloalkyl and alkynyl groups as shown in compounds such as 75, 87/89, and 108: PNG media_image10.png 184 190 media_image10.png Greyscale PNG media_image11.png 208 208 media_image11.png Greyscale PNG media_image12.png 182 198 media_image12.png Greyscale . Claim 8 provides for compounds where L2 is -O(RL-1)n1-, RL-1 is C1-6 alkylene, n1 is 0 or 1, and R3 is a substituted or unsubstituted 4- to 12-membered heterocycloalkyl or -NRc1Rc2. Compound 19 does not possess a heterocycloalkyl or NRc1Rc2 corresponding to variable R3, compound 36 lacks linker L2, and compounds such as 56 and 61 have RL-1 substituted by a cycloalkyl: PNG media_image13.png 188 162 media_image13.png Greyscale PNG media_image14.png 174 176 media_image14.png Greyscale PNG media_image15.png 162 198 media_image15.png Greyscale PNG media_image16.png 178 196 media_image16.png Greyscale . Compounds 39 and 54 contain a carbonyl linker between R1 and the core structure which is not provided for by claim 8: PNG media_image17.png 172 200 media_image17.png Greyscale PNG media_image18.png 180 188 media_image18.png Greyscale . Applicant may cancel the claim(s), amend the claim(s) to place the claim(s) in proper dependent form, rewrite the claim(s) in independent form, or present a sufficient showing that the dependent claim(s) complies with the statutory requirements. Closest Prior Art Regarding instant claims 8, 9, and 11, the closest prior art is WO 2021231526 A1 by Hoang et al. The prior art discloses the following compound on page 72: PNG media_image19.png 292 686 media_image19.png Greyscale . The prior art compound is analogous to compounds of instant formula III where R1 is naphthyl, L2 is -O(RL-1)n1-, RL-1 is C3 alkylene, n1 is 1, and R3 is 5-membered heterocycle containing 1 N heteroatom substituted by one R3-2, R3-2 is C1 alkyl. The prior art differs from the instant compounds in that it lacks the alkyl substituent represented by R4 and has a vinyl substituent for R2 where the instant claims only allow for -CN, C1-3 alkyl or halogen. Regarding instant claim 11, Hoang et al. disclose the following compound on page 68: PNG media_image20.png 364 668 media_image20.png Greyscale . The prior art compound is analogous to instant compound 25, however it contains a vinyl substituent where the instant compound is unsubstituted: PNG media_image21.png 174 216 media_image21.png Greyscale . Hoang et al. provide no motivation or guidance for preparing the prior art compounds without the vinyl substituents therefore, the prior art neither anticipates nor renders obvious the instant claims. The closest prior art with regards to instant claim 10 is WO 2022/047093 A1 which discloses the compound of Example 11 shown below (pages 99-100): PNG media_image22.png 278 296 media_image22.png Greyscale . The prior art compound is analogous to compounds of instant formula IV where R1 is naphthyl substituted by R1-1, R1-1 is -ORc, Rc is hydrogen, L2 is -O(RL-1)n1-, RL-1 is C3 alkylene, n1 is 1, and R3 is 5-membered heterocycle containing 1 N heteroatom substituted by one R3-2, R3-2 is C1 alkyl. The prior art differs from the instant compounds in that it lacks the alkyl substituent represented by R4 has a vinyl substituent for R2 where the instant claims only allow for -CN, C1-3 alkyl or halogen, and has two halogen substituents on the quinazoline ring. An additional relevant reference is WO 2022/248885 A2 which discloses the following compound that is identical to compound 48 of instant claim 11 (page 33): PNG media_image23.png 204 254 media_image23.png Greyscale . This disclosure does not anticipate the instant claims as the WIPO was filed May 27th, 2022, and the compound above was not disclosed in the priority documents. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ASHLI A CHICKS whose telephone number is (571)270-0582. The examiner can normally be reached M-Th 7 a.m.- 5 p.m.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James H Alstrum-Acevedo can be reached at (571)272-5548. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /A.A.C./Examiner, Art Unit 1626 /MATTHEW P COUGHLIN/Primary Examiner, Art Unit 1626
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Prosecution Timeline

Apr 21, 2023
Application Filed
May 05, 2026
Non-Final Rejection mailed — §112
May 12, 2026
Response Filed
Jul 27, 2026
Final Rejection mailed — §112
Aug 04, 2026
Response after Non-Final Action
Sep 04, 2026
Non-Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
61%
Grant Probability
99%
With Interview (+50.3%)
3y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 94 resolved cases by this examiner. Grant probability derived from career allowance rate.

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