Prosecution Insights
Last updated: July 17, 2026
Application No. 18/250,008

ZR, MO AND ACID-FUNCTIONAL POLYMER CONTAINING AQUEOUS COMPOSITIONS FOR TREATMENT OF METALLIC SURFACES

Non-Final OA §103
Filed
Apr 21, 2023
Priority
Oct 29, 2020 — EU 20204599.3 +1 more
Examiner
ZHENG, LOIS L
Art Unit
1733
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Chemetall GmbH
OA Round
3 (Non-Final)
68%
Grant Probability
Favorable
3-4
OA Rounds
5m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
504 granted / 744 resolved
+2.7% vs TC avg
Moderate +13% lift
Without
With
+12.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
34 currently pending
Career history
792
Total Applications
across all art units

Statute-Specific Performance

§103
82.6%
+42.6% vs TC avg
§102
4.6%
-35.4% vs TC avg
§112
2.0%
-38.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 744 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 5/20/2026 has been entered. Status of Claims Claim 1 is amended in view of applicant’s response filed 5/20/2026. Claim 12 is canceled. Therefore, claims 1-11 and 13-20 are currently under examination. Status of Previous Rejection All previous rejections have been withdrawn in view of applicant’s claim amendment in the response filed 5/20/2026. D#EClaim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-11 and 13-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Maurus et al. US 2018/0237919 (Maurus). Maurus teaches a method for treating a metal surface comprising contacting the metal surface with an acidic aqueous composition having a pH of 2.5-4.5[0015], wherein the aqueous composition comprises: Zr ions in an amount of 100-800mg/l[0018]; A polymer selected from poly(meth)acrylic acids and (meth)acrylic copolymers[0054-0055]; Mo ions in an amount of 30-100mg/l[0018], and wherein the Zr/Mo ratio is 13:1 to 7:1, preferably 11:1-9:1[0020]. Regarding claims 1-4, 7, 13-14 and 17, Maurus does not require mandatory presence of phosphonic acid and/or phosphonate in the polymer. Additionally, the pH and the Zr/Mo ratio in the acidic aqueous composition of Maurus read on the claimed pH and Zr/Mo ratio. The Zr concentration as taught by Maurus overlaps the claimed Zr concentration. Additionally, Maurus further teaches that the Therefore, a prima facie case of obviousness exists. See MPEP 2144.05(I). The selection of claimed Zr concentration from the Zr concentration of Maurus would have been obvious to one of ordinary skill in the art since Maurus teaches the same utilities in its Zr concentration. Furthermore, Maurus further teaches that the aqueous composition can be diluted by a factor of 1:30-1:100[0034], which means that the Mo concentration can be diluted to up to 3.3mg/l, which overlaps the claimed Mo concentration. Therefore, a prima facie case of obviousness exists. See MPEP 2144.05(I). The selection of claimed Mo concentration from the Mo concentration of Maurus would have been obvious to one of ordinary skill in the art since Maurus teaches the same utilities in its Mo concentration. Regarding claims 5 and 19, Maurus further teaches that the aqueous composition is applied at a temperature of 20-30°C[0023]. Regarding claims 6-7, Maurus further teaches that the polymer(i.e. poly(meth)acrylic acid has a molecular weight of 50,000-250,000g/mol[0056], which reads the claimed molecular weight. Regarding claim 8, Maurus further teaches that the polymer is in the amount of 100-600mg/l[0059], which reads on the claimed polymer concentration. Regarding claim 9, Maurus teaches that the Zr is present in the form of complex fluoride as claimed[0018] Regarding claim 10, Maurus further teaches that the Mo is present in the form of molybdate(abstract, [0018]). Regarding claim 11, Maurus further teaches the presence of free fluoride in an amount of 50-150mg/l which reads on the claimed amount of free fluoride[0050]. Regarding claim 16, the Zr:Mo ratio as taught by Maurus overlaps the claimed Zr:Mo ratio of 12:5 to 10:1. Therefore, a prima facie case of obviousness exists. See MPEP 2144.05(I). The selection of claimed Zr:Mo ratio from the Zr:Mo ratio as taught by Maurus would have been obvious to one of ordinary skill in the art since Maurus teach the same utilities in its disclosed Zr:Mo ratio. Regarding claim 18, the pH as taught by Maurus overlaps the claimed pH of 3.2-3.8. Therefore, a prima facie case of obviousness exists. See MPEP 2144.05(I). The selection of claimed pH range from the pH range as taught by Maurus would have been obvious to one of ordinary skill in the art since Maurus teach the same utilities in its disclosed pH range. Regarding claims 15 and 20, the treated metal substrate of MAURUS reads on the claimed metal substrate. Response to Arguments Applicant’s arguments in the response filed 5/20/206 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LOIS L ZHENG whose telephone number is (571)272-1248. The examiner can normally be reached Mon-Fri 8:15-4:45. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith Hendricks can be reached at 571-272-1401. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. LOIS ZHENG Primary Examiner Art Unit 1733 /LOIS L ZHENG/Primary Examiner, Art Unit 1733
Read full office action

Prosecution Timeline

Show 1 earlier event
Jan 10, 2026
Non-Final Rejection (signed) — §103
Feb 20, 2026
Non-Final Rejection mailed — §103
Mar 11, 2026
Response Filed
Apr 08, 2026
Final Rejection mailed — §103
Apr 23, 2026
Response after Non-Final Action
May 20, 2026
Request for Continued Examination
May 22, 2026
Response after Non-Final Action
Jun 17, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
68%
Grant Probability
80%
With Interview (+12.8%)
3y 8m (~5m remaining)
Median Time to Grant
High
PTA Risk
Based on 744 resolved cases by this examiner. Grant probability derived from career allowance rate.

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