Office Action Predictor
Last updated: April 17, 2026
Application No. 18/250,509

LYMPH-TARGETING FORMULATIONS

Non-Final OA §102§103
Filed
Apr 25, 2023
Examiner
HUI, SAN MING R
Art Unit
1627
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
auckland university
OA Round
1 (Non-Final)
59%
Grant Probability
Moderate
1-2
OA Rounds
3y 1m
To Grant
79%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allow Rate
757 granted / 1284 resolved
-1.0% vs TC avg
Strong +20% interview lift
Without
With
+19.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
51 currently pending
Career history
1335
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
47.9%
+7.9% vs TC avg
§102
8.8%
-31.2% vs TC avg
§112
19.6%
-20.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1284 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-27 are pending. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-4, 7-9, and 11 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by WO2004/060401 (‘401). ‘401 teaches a composition comprising orlistat and behenic acid and fumed silica (see page 34, Example 2). Fumed silica is considered as a pharmaceutically acceptable carrier. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 5, 6, 10, 12-27 is/are rejected under 35 U.S.C. 103 as being unpatentable over ‘401 in view of Kim et al., Journal of Nanoscience and Nanotechnology Vol. 19, 634–639, 2019 and Chaudhuri et al., International Journal of Health & Allied Sciences • Vol. 2 • Issue 4 • Oct-Dec 2013. ‘401 teaches a method of ameliorating the undesirable side effects associated with lipase inhibitors by using a composition comprising a lipase inhibitor and a long-chain fatty acid with C14-24 (see page 3, fourth paragraph). ‘401 teaches a composition comprising orlistat and behenic acid and fumed silica (see page 34, Example 2). ‘401 teaches the composition can be formulated into liquid composition (see page 19, third paragraph). ‘401 teaches a method of treating obesity and Type II diabetes ( see the abstract for example). ‘401 teaches the composition can be formulated for animal administration (see claim 2). ‘401 teaches “the compositions may be administered in a variety of manners that will be well-known to those of ordinary skill in the art” (see page 31, last paragraph bridging page 32, first paragraph). ‘401 also teaches “method of administering compositions that are suitable for administration to an animal for the purpose of stiffening one or more lipophilic substances present in the gastrointestinal tract of the animal.” (see page 31, third paragraph). ‘401 does not teach the method of preventing or treating acute pancreatitis. ‘401 does not expressly teach the self-emulsifying system. ‘401 does not expressly teach enteral administration. Chaudhuri et al. teaches “Orlistat is an anti-obesity drug that acts by inhibiting pancreatic and gastric lipase in the gastrointestinal tract. It has been linked to rare instances of acute pancreatitis, some of which have been severe” (see the abstract). Kim et al. teaches the self-emulsifying system would enhance the solubility and dissolution of orlistat (see the abstract). It would have been obvious to one of ordinary skill in the art at the time of filing to employ the orlistat/fatty acid composition to treat and/or prevent acute pancreatitis. It would have been obvious to one of ordinary skill in the art at the time of filing to incorporate self-emulsifying systems to the orlistat/fatty acid composition. It would have been obvious to one of ordinary skill in the art at the time of filing to employ enteral administration to treat the herein claimed diseases. One of ordinary skill in the art would have been motivated to employ the orlistat/fatty acid composition to treat and/or prevent acute pancreatitis as the herein claimed composition is well-known in the art to be effective in treating the side effects of orlistat, which include acute pancreatitis. One of ordinary skill in the art would have been motivated to incorporate self-emulsifying systems to the orlistat/fatty acid composition because increasing the dissolution and solubility of orlistat would be reasonably expected. One of ordinary skill in the art would have been motivated to employ enteral administration to treat the herein claimed diseases because it is well-known in the art the purpose of the method of ‘401 is to deliver the fatty acid to the GI tract along with orlistat. Therefore, employing any conventional routes of administration including enteral route, would be reasonably expected to be successfully deliver the composition to the GI tract. No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SAN MING R HUI whose telephone number is (571)272-0626. The examiner can normally be reached Mon - Fri 9:30-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kortney Klinkel can be reached at 571-270-5239. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SAN MING R HUI/ Primary Examiner, Art Unit 1627
Read full office action

Prosecution Timeline

Apr 25, 2023
Application Filed
Nov 15, 2025
Non-Final Rejection — §102, §103
Mar 17, 2026
Response Filed

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
59%
Grant Probability
79%
With Interview (+19.7%)
3y 1m
Median Time to Grant
Low
PTA Risk
Based on 1284 resolved cases by this examiner. Grant probability derived from career allow rate.

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