Prosecution Insights
Last updated: October 02, 2026
Application No. 18/251,593

DISPERSANT FOR SUSPENSION POLYMERIZATION AND METHOD FOR PRODUCING VINYL POLYMER

Non-Final OA §102
Filed
May 03, 2023
Priority
Nov 04, 2020 — JP 2020-184322 +1 more
Examiner
HUHN, RICHARD A
Art Unit
1764
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Kuraray Co., Ltd.
OA Round
3 (Non-Final)
67%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
73%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
607 granted / 906 resolved
+2.0% vs TC avg
Moderate +6% lift
Without
With
+5.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
40 currently pending
Career history
930
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
41.3%
+1.3% vs TC avg
§102
18.9%
-21.1% vs TC avg
§112
26.1%
-13.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 906 resolved cases

Office Action

§102
DETAILED ACTION Any rejections and/or objections made in the previous Office action and not repeated below are hereby withdrawn. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office Action. A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on Aug. 6, 2026 has been entered. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections – 35 U.S.C. § 102 Claims 1-9 are rejected under 35 U.S.C. § 102(a)(1) as being anticipated by CN 109651542 A (herein “Hou”). The attached computer-generated English translation of Hou is referred to herein. As to claims 1-2, 4-5, and 7: Hou describes polyvinyl alcohol dispersants and their use for suspension polymerization of vinyl chloride (see ¶ [0013] of the translation). Hou describes an example (see Example 1 in ¶ [0037]) which is a vinyl alcohol polymer that is made in the presence of the n-pentanal in an amount of 3 parts by weight with respect to 100 parts of vinyl acetate. The vinyl alcohol polymer of Hou’s Example 1 has a degree of saponification of 71.96 mol% (see the table in ¶ [0042] of the original). The compound n-pentanal corresponds to the present chemical formula (1) in which R is a 4-carbon alkyl group. It is additionally noted that the present specification discloses that n-pentanal (a.k.a. 1-pentanal) is an example of an aldehyde that is used as a modification agent to produce the presently recited chemical formula (1) and that the usage amount of aldehyde is 0.5 to 20 parts by mass with respect to 100 parts by mass of the vinyl ester monomer (Spec. p. 11, ¶¶ [0037]-[0038]). Hou does not disclose the percentage of structural units modified by the n-pentanal, corresponding to the presently recited quantity X. Because Hou discloses one of the aldehyde chain transfer agents (n-pentanal) that is presently disclosed to result in chemical formula (1), and because the amount of the chain transfer agent used in the cited process of making the polyvinyl alcohol falls within the scope of the amounts which are presently disclosed, there is a reasonable basis to conclude that Hou’s process results in a polyvinyl alcohol which has a percentage of structural units modified by the n-pentanal that falls within the scope of the presently recited inequalities (2) and (3). Where the claimed and prior art products are identical or substantially identical in structure or composition, or are produced by identical or substantially identical processes, a prima facie case of either anticipation or obviousness has been established. MPEP 2112.01(I). As to claims 3, 6, and 8-9: The vinyl alcohol polymer of Hou’s Example 1 has a polymerization degree of 738 (see the table in ¶ [0042] of the original). There is presently no evidence of record that the presently recited viscosity-average degrees of polymerization would fall outside of the scope of Hou’s polymerization degree. Response to Arguments Applicant’s arguments filed Aug. 6, 2026 (herein “Remarks”) have been fully considered and they are persuasive in part. The rejections under 35 U.S.C. §§ 112(b), 102(a)(1), and 102(a)(2) that were set forth in the preceding Office action mailed on May 11, 2026 have been withdrawn in light of the amendments of independent claim 1. In light of the amendments of independent claim 1, a new ground of rejection has been set forth above over a reference to Hou. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RICHARD A. HUHN whose telephone number is (571)270-7345. The examiner can normally be reached Monday through Friday, 9 AM to 6 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Arrie (Lanee) Reuther can be reached at (571) 270-7026. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RICHARD A. HUHN/Primary Examiner, Art Unit 1764
Read full office action

Prosecution Timeline

Show 1 earlier event
Jan 23, 2026
Non-Final Rejection mailed — §102
Apr 22, 2026
Response Filed
May 11, 2026
Final Rejection mailed — §102
Jul 27, 2026
Applicant Interview (Telephonic)
Jul 27, 2026
Examiner Interview Summary
Aug 06, 2026
Request for Continued Examination
Aug 07, 2026
Response after Non-Final Action
Aug 21, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12747309
METHOD FOR PREPARING VINYL CHLORIDE-BASED POLYMER AND VINYL CHLORIDE-BASED POLYMER PREPARED THEREBY
3y 5m to grant Granted Sep 29, 2026
Patent 12747517
METHOD FOR PREPARING ULTRA-FINE AND UNIFORM ACRYLAMIDE-BASED POLYMER HYDROGEL FILAMENT AND USE THEREOF
3y 3m to grant Granted Sep 29, 2026
Patent 12735562
COPOLYMER, INJECTION MOLDED BODY, MEMBER TO BE COMPRESSED, AND COVERED WIRE
3y 5m to grant Granted Sep 15, 2026
Patent 12723113
PROCESS FOR PREPARING HIGH-REACTIVITY ISOBUTENE HOMO- OR COPOLYMERS
3y 7m to grant Granted Sep 01, 2026
Patent 12723174
COLORED ANTI-FOULING ANTI-CORROSION SURFACE COATING, USES THEREOF, COLORED ANTI-FOULING ANTI-CORROSION SURFACE LAYER, AND COLORED ANTI-FOULING ANTI-CORROSION METAL
3y 3m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
67%
Grant Probability
73%
With Interview (+5.6%)
2y 11m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 906 resolved cases by this examiner. Grant probability derived from career allowance rate.

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