Prosecution Insights
Last updated: April 19, 2026
Application No. 18/251,616

LASER-PROCESSING APPARATUS WITH DEBRIS REMOVAL SYSTEM AND INTEGRATED BEAM DUMP AND METHODS OF OPERATING THE SAME

Non-Final OA §103
Filed
May 03, 2023
Examiner
BACHNER, ROBERT G
Art Unit
2898
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Electro Scientific Industries Inc.
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
94%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allow Rate
737 granted / 838 resolved
+19.9% vs TC avg
Moderate +6% lift
Without
With
+6.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
32 currently pending
Career history
870
Total Applications
across all art units

Statute-Specific Performance

§101
4.7%
-35.3% vs TC avg
§103
53.3%
+13.3% vs TC avg
§102
18.7%
-21.3% vs TC avg
§112
14.9%
-25.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 838 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-5 and 7-10 are rejected under 35 U.S.C. 103 as being unpatentable over Kim (WO 2018/039248), copy provided by applications with their IDS filed 5/3/2023, in view of Kitai (U.S. Patent No. 6,462,306) Regarding claim 1. Kim Discloses: A laser processing apparatus, comprising: a laser source operative to generate beam of laser energy(500), wherein the beam of laser energy is propagatable along a beam path(500 propagable along path shown in fig. 2c); Kim does not disclose: a scan lens; and a debris removal system, wherein the debris removal system includes a beam dump system operative to absorb a portion of the beam of laser energy, wherein the scan lens is positioned along the beam path between the laser source and the debris removal system. In related art, Kitai discloses Fig. 1a: a scan lens(Scan Lens); and a debris removal system(22c), wherein the debris removal system includes a beam dump system operative to absorb a portion of the beam of laser energy(See col. 4, lines 37-36 and fig. 1A, 43), wherein the scan lens is positioned along the beam path between the laser source and the debris removal system(scan lens along beam path from 20 to 43) Kitai discloses that the recited features provide the benefit of allowing debris to be removed during a machining operation. As such, the recited features would have been obvious to one having ordinary skill in the art prior to the effective filing date of this application. . Regarding claim 2. Kim Discloses all of the features of claim 1. Kim does not disclose: The laser processing apparatus of claim 1, wherein the beam dump system includes an absorber configured to be selectively positioned within the beam path. In related art, Kitai discloses: The laser processing apparatus of claim 1, wherein the beam dump system includes an absorber configured to be selectively positioned within the beam path.(See Col. 4, lines 27-36 and col. 7, lines 41-49 and Fig. 1A), Laser dump 43 includes an absorber, and Kitai discloses placing it selectively at Fig. 6, and col. 7, lines 40-57. Kitai discloses that the recited features provide the benefit of allowing debris to be removed during a machining operation. As such, the recited features would have been obvious to one having ordinary skill in the art prior to the effective filing date of this application. . Regarding claim 3. Kim Discloses all of the features of claim 1. Kim does not disclose: The laser processing apparatus of claim 2, wherein the beam dump system includes an actuator assembly operative to selectively position the absorber within the beam path. In related art, Kitai discloses: The laser processing apparatus of claim 2, wherein the beam dump system includes an actuator assembly operative to selectively position the absorber within the beam path. (See Col. 4, lines 27-36 and col. 7, lines 41-49 and Fig. 1A), Laser dump 43 includes an absorber, and Kitai discloses placing it selectively at Fig. 6, and col. 7, lines 40-57. Kitai discloses that the recited features provide the benefit of allowing debris to be removed during a machining operation. As such, the recited features would have been obvious to one having ordinary skill in the art prior to the effective filing date of this application. . Regarding claim 4. Kim Discloses The laser processing apparatus of claim 1, wherein the debris removal system further comprises: a vacuum nozzle(1104) in communication with a vacuum source via an exhaust passage(1204), the vacuum source configured to remove at least a portion of debris generated by the beam of laser energy impinging a workpiece from the vacuum nozzle(1106); an exhaust assist system (1204)operative to direct a fluid from an inlet port across the vacuum nozzle(1104) into the exhaust passage(1104), thereby forcing at least a portion of the debris into the exhaust passage(1106); and Kim does not disclose: an absorber having an absorber surface operative to absorb a portion of the beam of laser energy, the absorber configured to be selectively positioned within the beam path. Kitai discloses: an absorber having an absorber surface operative to absorb a portion of the beam of laser energy, the absorber configured to be selectively positioned within the beam path. .(See Col. 4, lines 27-36 and col. 7, lines 41-49 and Fig. 1A), Laser dump 43 includes an absorber, and Kitai discloses placing it selectively at Fig. 6, and col. 7, lines 40-57. Kitai discloses that the recited features provide the benefit of allowing debris to be removed during a machining operation. As such, the recited features would have been obvious to one having ordinary skill in the art prior to the effective filing date of this application. Regarding claim 5. Kim Discloses all of the features of claim 1. Kim does not disclose: The laser processing apparatus of claim 2, wherein the beam dump system includes a heat transfer system operative to transfer heat away from the absorber. Kitai discloses: The laser processing apparatus of claim 2, wherein the beam dump system includes a heat transfer system operative to transfer heat away from the absorber.(Col. 4, lines 27-36, col. 7, lines 41-49 fig. 1A and laser dump 43 includes an absorber) Kitai discloses that the recited features provide the benefit of allowing debris to be removed during a machining operation. As such, the recited features would have been obvious to one having ordinary skill in the art prior to the effective filing date of this application. Regarding claim 7. A laser processing apparatus, comprising: Kim Discloses a laser source (500)operative to generate beam of laser energy, wherein the beam of laser energy is propagatable along a beam path(500 propagatable along a beam path see [0002]); Kim does not disclose: a scan lens; and a beam dump system including an absorber operative to be selectively positioned within the beam path by an actuator assembly, the absorber operative to absorb a portion of the beam of laser energy; wherein the scan lens is positioned along the beam path between the laser source and the beam dump system. In related art, Kitai disclose Fig. 1A: a scan lens(Scan Lens); and a beam dump system including an absorber operative(43) to be selectively positioned within the beam path by an actuator assembly, the absorber operative to absorb a portion of the beam of laser energy(col. 4, lines 27-36); wherein the scan lens(Scan lens) is positioned along the beam path between the laser source(20) and the beam dump system.(43) Kitai discloses that the recited features provide the benefit of allowing debris to be removed during a machining operation. As such, the recited features would have been obvious to one having ordinary skill in the art prior to the effective filing date of this application. . Regarding claim 8. A system, comprising: Kim Discloses: a debris removal system having a vacuum nozzle(1104); a vacuum source(1104) in communication with the vacuum nozzle via an exhaust passage(1104), the vacuum source configured to remove at least a portion of debris generated by the beam of laser energy impinging a workpiece from the vacuum nozzle;(See abstract) an exhaust assist system operative to direct a fluid from an inlet port across the vacuum nozzle into the exhaust passage, thereby forcing at least a portion of the debris into the exhaust passage(1204, and 1104); Kim does not disclose: a debris removal system having a vacuum nozzle(1104) configured to allow a beam of laser energy propagating along a beam path to pass therethrough; a beam dump system coupled to the debris removal system and including an absorber having an absorber surface formed thereon, the absorber surface configured to absorb at least a portion of a beam of laser energy propagating along a beam path; and an actuator assembly operative to move the absorber relative to the debris removal system. In related art, Kitai discloses: a debris removal system having a vacuum nozzle(1104) configured to allow a beam of laser energy propagating along a beam path to pass therethrough; (col. 4, lines 27-36, Fig. 1A) a beam dump system (43)coupled to the debris removal system(Col. 4, lines 27-36) and including an absorber(63) having an absorber surface formed thereon, the absorber surface configured to absorb at least a portion of a beam of laser energy propagating along a beam path(Col. 4, lines 27-37); and an actuator assembly operative to move the absorber relative to the debris removal system.(Kitai discloses that the device controls the beam via 28 and 32) However, the mere substitution of one known element for another known element to obtain a predictable rejection has been held to be obvious. See MPEP 2141(I). Here the moving the absorber with an actuator would have obtained the predictable result of placing the absorber in the laser beam. As such, it would have been obvious to use an actuator on the absorber of Kitai instead of mirrors to move the beam. Kitai discloses that the recited features provide the benefit of allowing debris to be removed during a machining operation. As such, the recited features would have been obvious to one having ordinary skill in the art prior to the effective filing date of this application. Regarding claim 9. A laser processing apparatus, comprising: Kim Discloses: a laser source(500) operative to generate beam of laser energy, wherein the beam of laser energy is propagatable along a beam path(500 propagatable along a path see abstract); a debris removal system having a vacuum nozzle configured to allow a beam of laser energy propagating along a beam path to pass therethrough(1106); a vacuum source(1204) in communication with the vacuum nozzle via an exhaust passage, the vacuum source configured to remove at least a portion of debris generated by the beam of laser energy impinging a workpiece from the vacuum nozzle(1204 for removing debris); Kim does not disclose: a beam dump system coupled to the debris removal system and including an absorber having an absorber surface formed thereon, the absorber surface configured to absorb at least a portion of a beam of laser energy propagating along a beam path; and wherein the absorber is configured to be selectively positioned within the vacuum nozzle. In related art, Kitai disclose: a beam dump (43)system coupled to the debris removal system and including an absorber (22c-22d)having an absorber surface formed thereon, the absorber surface configured to absorb at least a portion of a beam of laser energy propagating along a beam path(fig. 1a, 43 absorbing beam); and wherein the absorber is configured to be selectively positioned within the vacuum nozzle. Kitai disclose that the recited features allow the device to facilitate debris removal during laser machining. Kitai discloses that the absorber may be used to shutter the beam as desired for enhanced laser machining. IT would have been obvious to place the absorber of Kitai in the vacuum nozzle of Kim for the obvious benefit of allowing the device to selectively machine. As such, the features of claim 9 would have been obvious to one having ordinary skill in the art. Regarding claim 10. Kim discloses all of the features of claim 9. Kim does not disclose: The laser processing apparatus of claim 9, wherein the beam dump system includes an actuator assembly operative to selectively position the absorber within the vacuum nozzle. In related art, Kitai discloses: The laser processing apparatus of claim 9, wherein the beam dump system includes an actuator assembly operative to selectively position the absorber within the vacuum nozzle. (Kitai discloses that the device controls the beam via 28 and 32) However, the mere substitution of one known element for another known element to obtain a predictable rejection has been held to be obvious. See MPEP 2141(I). Here the moving the absorber with an actuator would have obtained the predictable result of placing the absorber in the laser beam. As such, it would have been obvious to use an actuator on the absorber of Kitai instead of mirrors to move the beam. Claims 6, 11 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Kim (WO 2018/039248), copy provided by applications with their IDS filed 5/3/2023, in view of Kitai (U.S. Patent No. 6,462,306) further in view of Abhari (U.S. Patent Application Publication No. 2013/0134318) Regarding claim 6. Kim discloses all of the features of claim 5. Kim does not disclose: The laser processing apparatus of claim 5, wherein the heat transfer system includes: an inlet configured to accept a heat transfer fluid, the heat transfer fluid operative to absorb heat within the absorber; an outlet; a passage arranged within the absorber and configured to conduct the fluid from the inlet to the outlet; and a thermal sensor in thermal communication with the absorber, the thermal sensor configured sense the temperature of the fluid and transmit a temperature signal to a controller. In related art, Abhari discloses: The laser processing apparatus of claim 5, wherein the heat transfer system includes: an inlet configured to accept a heat transfer fluid([0014]), the heat transfer fluid operative to absorb heat within the absorber;([0014]) an outlet;([0056]) a passage arranged within the absorber and configured to conduct the fluid from the inlet to the outlet; and([0056]) a thermal sensor in thermal communication with the absorber, the thermal sensor configured sense the temperature of the fluid and transmit a temperature signal to a controller.(25). In related art, Abhari disclose that the device may include a fluid cooling system which helps dissipate the heat generated by the lasering. As such, it would have been obvious include the cooling system of Abhari in the device of Kim for the obvious benefit of allowing the device to be cooled for more effective machining. Regarding claim 11. Kim discloses all of the features of claim 5. Kim does not disclose: The laser processing apparatus of claim 10, wherein the beam dump system includes a heat transfer system operative to transfer heat away from the absorber. In related art Abhari discloses: The laser processing apparatus of claim 10, wherein the beam dump system includes a heat transfer system operative to transfer heat away from the absorber. ([0056]) In related art, Abhari discloses that the device may include a fluid cooling system which helps dissipate the heat generated by the lasering. As such, it would have been obvious include the cooling system of Abhari in the device of Kim for the obvious benefit of allowing the device to be cooled for more effective machining. Regarding claim 12. Kim discloses all of the features of claim 11 Kim does not disclose: The laser processing apparatus of claim 11, wherein the heat transfer system includes: an inlet configured to accept a heat transfer fluid, the heat transfer fluid operative to absorb heat within the absorber; an outlet; a passage arranged within the absorber and configured to conduct the fluid from the inlet to the outlet; and a thermal sensor in thermal communication with the absorber, the thermal sensor configured sense the temperature of the fluid and transmit a temperature signal to a controller. In related art, Abhari discloses: The laser processing apparatus of claim 11, wherein the heat transfer system includes: an inlet configured to accept a heat transfer fluid([0014]), the heat transfer fluid operative to absorb heat within the absorber;([0014]) an outlet;([0056]) a passage arranged within the absorber and configured to conduct the fluid from the inlet to the outlet; and([0056]) a thermal sensor in thermal communication with the absorber, the thermal sensor configured sense the temperature of the fluid and transmit a temperature signal to a controller.(25). In related art, Abhari disclose that the device may include a fluid cooling system which helps dissipate the heat generated by the lasering. As such, it would have been obvious include the cooling system of Abhari in the device of Kim for the obvious benefit of allowing the device to be cooled for more effective machining. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ROBERT G BACHNER whose telephone number is (571)270-3888. The examiner can normally be reached on Monday-Friday, 10-6 EST. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Leonard Chang can be reached at (571) 270-3691. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ROBERT G BACHNER/ Primary Examiner, Art Unit 2898
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Prosecution Timeline

May 03, 2023
Application Filed
Feb 03, 2026
Non-Final Rejection — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
94%
With Interview (+6.5%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 838 resolved cases by this examiner. Grant probability derived from career allow rate.

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