Prosecution Insights
Last updated: April 19, 2026
Application No. 18/252,249

OPHTHALMOLOGICAL IMPLANT WITH DIGITAL PRODUCT IDENTIFIER, AND METHOD FOR PRODUCING THE SAME

Non-Final OA §103
Filed
May 09, 2023
Examiner
RIOS, GABRIELLA GISELLE BONO
Art Unit
3774
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Carl Zeiss Meditec AG
OA Round
1 (Non-Final)
9%
Grant Probability
At Risk
1-2
OA Rounds
3y 4m
To Grant
0%
With Interview

Examiner Intelligence

Grants only 9% of cases
9%
Career Allow Rate
2 granted / 22 resolved
-60.9% vs TC avg
Minimal -9% lift
Without
With
+-9.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
59 currently pending
Career history
81
Total Applications
across all art units

Statute-Specific Performance

§103
54.9%
+14.9% vs TC avg
§102
21.4%
-18.6% vs TC avg
§112
21.5%
-18.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 22 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I: claims 24-36 in the reply filed on 29 January 2026 is acknowledged. Claims 27-46 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to nonelected inventions, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 29 January 2026. Claim Status Applicant’s Remarks and Amendments filed 19 January 2026 have been entered. Claims 24-36 are pending. Drawings The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, the “supplemented product identification” of claim 32 must be shown or the feature(s) canceled from the claim(s). No new matter should be entered. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 24-25, 31, and 34-36 are rejected under 35 U.S.C. 103 as being unpatentable over Hof et al. (US 2016/0144579 A1), “Hof” in view of Wiechmann et al. (US Pat. No. 9517126 B2), “Wiechmann”. Regarding claim 24, Hof teaches an ophthalmological implant or an intraocular lens (invention relates to ophthalmic lenses [0048]), comprising: an optically imaging element (Fig. 9a, ophthalmic lens 100), including a central optical lens having an optically effective zone (Fig. 3b, central optical zone 310); and with a digital product identification of the ophthalmological implant (Fig. 3b, permanent marking 11), the digital product identification including a type, a refractive power, a database key or a combination thereof (Fig. 3b, permanent marking 11 may contain information about optical parameters of the lens such as type, diopters, toric shape, etc. [0052]); wherein the digital product identification presents a coded point grid made of marking points that is machine-readable in the visible light range and has a pseudo-random, irregular character (Fig. 3b, permanent marking 11 may comprise encoded information such as a bar-code, dot-code, or symbol-code or any combination of different kinds of codes and stored and accessed in a programmable control unit [0024]), but fails to teach a haptic adjoining the optically imaging element, and the digital product identification being arranged on the optically imaging element, within the optically effective zone. Wiechmann teaches an ophthalmologic implant wherein the digital product identification is arranged on the optically imaging element, within the optically effective zone (Fig. 9, mark 16 comprises a bar code formed on the lens body 12 (col. 8, par. 6)), and a haptic adjoining the optically imaging element (Fig. 9, attachment elements 14 formed on lens body 12 of ophthalmologic implant 10). Wiechmann discloses that the arrangement of several marks in one or more geometric patterns allows for quick determination of the posture and position of the implant within the eye (col. 4, par. 1). Therefore, it would have been obvious to one of ordinary skill in the art before the filing date of the claimed invention to combine the optically imaging element taught by Hof with the positioning of the digital product identification and haptics taught by Wiechmann in order to simplify positioning of the implant within the eye. Regarding claim 25, Hof teaches the machine-readable coded point grid made of marking points (Fig. 3b, permanent marking 11 may comprise encoded information such as a bar-code, dot-code, or symbol-code or any combination of different kinds of codes and stored and accessed in a programmable control unit [0024]), but fails to teach it is arranged centrally within the optically effective zone of the optically imaging element. Wiechmann teaches an ophthalmologic implant wherein the machine-readable coded point grid is arranged centrally within the optically effective zone of the optically imaging element (Fig. 6, mark 16 is formed in the center of lens body 12). Wiechmann discloses that the arrangement of several marks in one or more geometric patterns allows for quick determination of the posture and position of the implant within the eye (col. 4, par. 1). Therefore, it would have been obvious to one of ordinary skill in the art before the filing date of the claimed invention to combine the machine-readable coded point grid taught by Hof with the positioning taught by Wiechmann in order to simplify positioning of the implant within the eye. Regarding claim 31, Hof teaches wherein the machine-readable coded point grid has structural marking points (Fig. 3c, permanent marking 11 comprises a shape protruding beyond lens forming surface 21 [0054]). Regarding claim 34, Hof teaches wherein the machine-readable coded point grid made of marking points is arranged on the optically imaging element, in the optically imaging element or both (Fig. 3b, permanent marking 11 is positioned on ophthalmic lens 100 and may comprise encoded information such as a bar-code, dot-code, or symbol-code or any combination of different kinds of codes and stored and accessed in a programmable control unit [0024]). Regarding claim 35, Hof teaches further comprising an alignment aid and comprising or consisting of the machine-readable coded point grid made of marking points (permanent markings may be used to indicate proper alignment of the toric lens [0058]) but fails to teach being arranged within the optically effective zone. Wiechmann teaches an ophthalmologic implant with markings being arranged within the optically effective zone (Fig. 9, mark 16 comprises a bar code formed on the lens body 12 (col. 8, par. 6)). Wiechmann discloses that the arrangement of several marks in one or more geometric patterns allows for quick determination of the posture and position of the implant within the eye (col. 4, par. 1). Therefore, it would have been obvious to one of ordinary skill in the art before the filing date of the claimed invention to combine the optically imaging element taught by Hof with the positioning of the digital product identification taught by Wiechmann in order to simplify positioning of the implant within the eye. Regarding claim 36, Hof teaches further comprising a toric marker which is readable in a view from above, a toric marker which is readable in an axial view or both (Fig. 3b, permanent marking 11 may comprise encoded information such as a bar-code, dot-code, or symbol-code or any combination of different kinds of codes and stored and accessed in a programmable control unit [0024]). Claims 26-29 and 32-33 are rejected under 35 U.S.C. 103 as being unpatentable over Hof et al. (US 2016/0144579 A1), “Hof” in view of Wiechmann et al. (US Pat. No. 9517126 B2), “Wiechmann”, and further in view of Chan et al. (US 2009/0161957 A1), “Chan”. Regarding claim 26, Hof teaches wherein the coded point grid is constructed from marking points such that a virtual polar or Cartesian base lattice is arranged on the optically imaging element (Fig. 3b, permanent marking 11 may comprise encoded information such as a bar-code, dot-code, or symbol-code or any combination of different kinds of codes and stored and accessed in a programmable control unit [0024]), but fails to teach the coded point grid within the optically effective zone of the optically imaging element that describes similar sectors or similar cells, each sector or cell having a defined base lattice point of the sector or the cell, as a result, and a real marking point of the coded point grid is arranged in each sector or each cell at a position which has an offset to the base lattice point, the offset in each sector or each cell being in one of four possible directions, which run pairwise opposite to each other, and having a defined distance to the base lattice point. Wiechmann teaches an ophthalmologic implant comprising a coded point grid arranged within the optically effective zone of the optically imaging element (Fig. 9, mark 16 comprises a bar code formed on the lens body 12 (col. 8, par. 6)). Wiechmann discloses that the arrangement of several marks in one or more geometric patterns allows for quick determination of the posture and position of the implant within the eye (col. 4, par. 1). Therefore, it would have been obvious to one of ordinary skill in the art before the filing date of the claimed invention to combine the coded point grid taught by Hof with the positioning taught by Wiechmann in order to simplify positioning of the implant within the eye. However, Hof in view of Wiechmann fails to teach similar sectors or similar cells, each sector or cell having a defined base lattice point of the sector or the cell, as a result, and a real marking point of the coded point grid is arranged in each sector or each cell at a position which has an offset to the base lattice point, the offset in each sector or each cell being in one of four possible directions, which run pairwise opposite to each other, and having a defined distance to the base lattice point. Chan teaches computer readable marks comprising similar sectors or similar cells (Fig. 3, grid 301 comprises squares [0074]), each sector or cell having a defined base lattice point of the sector or the cell (Fig. 3, intersection points 303), as a result, and a real marking point of the coded point grid is arranged in each sector or each cell at a position which has an offset to the base lattice point (Fig. 3, dots 302 are slightly modulated away from the grid positions [0074-0076]), the offset in each sector or each cell being in one of four possible directions, which run pairwise opposite to each other (Fig. 6, dot modulation positions 503 form a grid of nine modulation positions [0087, 0106]), and having a defined distance to the base lattice point (Fig. 6, vector 605 exists for each of the nine modulation positions from point 604 [0106]). Chan discloses that the slight modulation of the dots away from a regular array positioning makes the pattern less visible and allows for the storage of information based on the modulation pattern [0076]. Therefore, it would have been obvious to one of ordinary skill in the art before the filing date of the claimed invention to combine the coded point grid taught by Hof with the positioning taught by Wiechmann and the sectors, lattices, and positioning taught by Chan in order to make the markings less visible to the patient on the lens. Regarding claim 27, Hof in view of Wiechmann fails to teach the limitations of claim 27. Chan teaches computer readable marks wherein the sector or the cell with the base lattice point provides four states wherein a respective location of the marking point in one of four positions around the base lattice point (Fig. 6, dot modulation positions 503 form a grid of nine modulation positions [0087, 0106]). Chan discloses that the slight modulation of the dots away from a regular array positioning makes the pattern less visible and allows for the storage of information based on the modulation pattern [0076]. Therefore, it would have been obvious to one of ordinary skill in the art before the filing date of the claimed invention to combine the coded point grid taught by Hof with the positioning taught by Wiechmann and the sectors, lattices, and positioning taught by Chan in order to make the markings less visible to the patient on the lens. Regarding claim 28, Hof in view of Wiechmann fails to teach the limitations of claim 28. Chan teaches computer readable marks wherein the sector or the cell with the base lattice point provides a fifth state defined by the absence of a marking point at one of the four possible positions around the base lattice point (no dot being produced at an intersection can represent a logical “0” to the computer reading the markings [0135]). Chan discloses that the slight modulation of the dots away from a regular array positioning makes the pattern less visible and allows for the storage of information based on the modulation pattern [0076]. Therefore, it would have been obvious to one of ordinary skill in the art before the filing date of the claimed invention to combine the coded point grid taught by Hof with the positioning taught by Wiechmann and the sectors, lattices, and positioning taught by Chan in order to make the markings less visible to the patient on the lens. Regarding claim 29, Hof in view of Wiechmann fails to teach the limitations of claim 29. Chan teaches computer readable marks wherein further states are defined in the sector or the cell with the base lattice point by further offset directions, further defined distances of the offset of the marking point to the base lattice point or both (Fig. 6, dot modulation positions 503 form a grid of nine modulation positions [0087, 0106]). Chan discloses that the slight modulation of the dots away from a regular array positioning makes the pattern less visible and allows for the storage of information based on the modulation pattern [0076]. Therefore, it would have been obvious to one of ordinary skill in the art before the filing date of the claimed invention to combine the coded point grid taught by Hof with the positioning taught by Wiechmann and the sectors, lattices, and positioning taught by Chan in order to make the markings less visible to the patient on the lens. Regarding claim 32, Hof in view of Wiechmann fails to teach the limitations of claim 32. Chan teaches computer readable marks further comprising a supplemented product identification which, in addition to the original product identification, has information for checksums and error correction methods (determining the correct orientation of the markings includes error correction codes [0162, 0220]). Chan discloses that the error correction code allows a bar code to be decoded even if there are limited transmission errors [0088]. Therefore, it would have been obvious to one of ordinary skill in the art before the filing date of the claimed invention to combine the digital product identification taught by Hof in view of Wiechmann with the supplemented product identification taught by Chan in order to ensure readability of the markings despite machining errors. Regarding claim 33, Hof teaches the machine-readable coded point grid made of marking points (Fig. 3b, permanent marking 11 may comprise encoded information such as a bar-code, dot-code, or symbol-code or any combination of different kinds of codes and stored and accessed in a programmable control unit [0024]), but Hof in view of Wiechmann fails to teach one or more reference marks at a defined distance from the machine-readable coded point grid made of marking points. Chan teaches computer readable marks comprising one or more reference marks at a defined distance from the machine-readable coded point grid made of marking points (Fig. 28, alignment dots 2804, different from data carrying dots 2802, form a basic constellation which defines the grid spacing and orientation [0149-0150, 0221]). Chan discloses that the slight modulation of the dots away from a regular array positioning makes the pattern less visible and allows for the storage of information based on the modulation pattern [0076]. Therefore, it would have been obvious to one of ordinary skill in the art before the filing date of the claimed invention to combine the coded point grid taught by Hof with the positioning taught by Wiechmann and the reference marks taught by Chan in order to make the markings less visible to the patient on the lens. Claim 30 is rejected under 35 U.S.C. 103 as being unpatentable over Hof et al. (US 2016/0144579 A1), “Hof” in view of Wiechmann et al. (US Pat. No. 9517126 B2), “Wiechmann”, and Chan et al. (US 2009/0161957 A1), “Chan”, and further in view of Hones et al. (US 2019/0235279 A1), “Hones”. Regarding claim 30, Hof teaches the marking points (Fig. 3b, permanent marking 11), the optically imaging element (Fig. 9a, ophthalmic lens 100), and the optically effective zone (Fig. 3b, central optical zone 310), but Hof in view of Wiechmann fails to teach wherein a proportion of an area of the marking points to the total area of the optically imaging element is selected from a group consisting of less than 2%, less than 1%, and less than 0.5%, and wherein the proportion of the area of the marking points to the area of the optically effective zone of the optically imaging element is selected from a group consisting of less than 8%, less than 4%, and less than 2% or a combination of the foregoing. Hones teaches an ophthalmic lens wherein a proportion of an area of the marking points to the total area of the optically imaging element is selected from a group consisting of less than 2%, less than 1%, and less than 0.5%, (dot coverage can vary from 10% or more to about 75% [0090]) and wherein the proportion of the area of the marking points to the area of the optically effective zone of the optically imaging element is selected from a group consisting of less than 8%, less than 4%, and less than 2% or a combination of the foregoing (in reduced contrast areas, dots occupy at least 10% of the area [0092]). A prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close. In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955) (Claimed process which was performed at a temperature between 40°C and 80°C and an acid concentration between 25% and 70% was held to be prima facie obvious over a reference process which differed from the claims only in that the reference process was performed at a temperature of 100°C and an acid concentration of 10%). MPEP § 2144.05-I. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to GABRIELLA GISELLE B RIOS whose telephone number is (703)756-5958. The examiner can normally be reached M-Th 7:30-6:00 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, THOMAS BARRETT can be reached at (571) 272-4746. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /G.G.R./Examiner, Art Unit 3774 /SARAH W ALEMAN/Primary Examiner, Art Unit 3774
Read full office action

Prosecution Timeline

May 09, 2023
Application Filed
Mar 06, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 2 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
9%
Grant Probability
0%
With Interview (-9.1%)
3y 4m
Median Time to Grant
Low
PTA Risk
Based on 22 resolved cases by this examiner. Grant probability derived from career allow rate.

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