Prosecution Insights
Last updated: April 19, 2026
Application No. 18/252,784

ROTOR AND ROTARY ELECTRIC MACHINE

Non-Final OA §102§103
Filed
May 12, 2023
Examiner
SETZER, NICHOLAS LEE
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Hitachi Astemo, Ltd.
OA Round
3 (Non-Final)
63%
Grant Probability
Moderate
3-4
OA Rounds
2y 6m
To Grant
99%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allow Rate
26 granted / 41 resolved
-4.6% vs TC avg
Strong +50% interview lift
Without
With
+50.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
34 currently pending
Career history
75
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
49.7%
+9.7% vs TC avg
§102
25.4%
-14.6% vs TC avg
§112
24.1%
-15.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 41 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This Office Action is responsive to the Applicant's communication filed December 24, 2025. In view of this communication and the amendment concurrently filed: claims 1-6 were previously pending; no claims were cancelled and no claims were added by amendment; and thus, claims 1-6 are now pending in the application. Response to Arguments Applicant's arguments filed December 24, 2025 have been fully considered. The Applicant's first point (page 4-5 of Remarks) amends claim 1 to remove the new matter, thus making the 112(a) rejection moot. The Applicant's second point (page 5-8 of Remarks) amends claim 1 to include the new limitation, “the shaft has a refrigerant supply hole perpendicular to the shaft and the refrigerant entry portion and directly connecting the refrigerant entry portion to an internal portion of the shaft, the refrigerant supply hole configured to supply refrigerant to the refrigerant exit portion about the outer circumference of the shaft via the refrigerant entry portion.” The Applicant goes on to argue that YOSHIMI does not teach this new limitation. Firstly, the Applicant argues that the refrigerant supply holes 120b of YOSHIMI are not “perpendicular to the shaft and the refrigerant entry portion and directly connecting the refrigerant entry portion to an internal portion of the shaft.” The refrigerant supply hole 120b (radial) is clearly perpendicular to the shaft 66 (axial) and the entry portion 125L (circumferential), as shown in fig 5 and fig 6 of YOSHIMI. Additionally, the refrigerant supply hole 120b directly connects refrigerant entry portion 125L to internal 120a because 120c occupies the same space as refrigerant entry portion 125L, and YOSHIMI states, “internal flow passage 120a flows into any one of the external flow passages 120c via the plurality of discharge ports 120b,” [0064]. Also, the Applicant argues that 125L is not a refrigerant entry portion because it is not provided between convex portions because grooves 88 interrupt the entry portion. However, the Examiner assert that under the broadest reasonable interpretation(MPEP 2111) of the claims that refrigerant entry portion 125L still falls between convex portions 86L/R, even though grooves 88 interrupt it. There is no reason to assume that a portion of space (like a refrigerant entry portion) no longer exists because it is interrupted. For these reasons shown above the Applicants argument is not found persuasive, and the 102 rejection is upheld. The Applicant's third point (page 8 of Remarks) argues that FUJITA does not teach the aforementioned deficiencies found in YOSHIMI. However, the Examiner has asserted and explained that no deficiencies in YOSHIMI are found, therefor the 103 rejection is upheld. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1,3,4, and 6 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by YOSHIMI (JP 2020054074 A). Regarding claim 1, YOSHIMI teaches: A rotor (Fig 2;64) for a rotary electric machine(Fig 2;10), the rotor comprising: a rotor core (Fig 2;65); a shaft (Fig 2;66)that is hollow and that supports the rotor[0029]; and an end plate (Fig 2;70L/R) that is disposed on an end of the rotor in a rotational axis direction [0028], and that forms a passage (Fig 2;124) through which a refrigerant flows[0048], between the end plate (Fig 2;70L/R)and the rotor core(Fig 2;65), wherein the end plate (Fig 6A/B;70L) includes a plurality of ribs (Fig 2;86L)that come into contact with the shaft[0033], the passage (Fig 2;124L/R) includes a refrigerant entry portion(Fig 6B;125L/R) that is provided between the plurality of ribs(Fig 6B;86L/R) and the shaft(Fig 2;66) (Fig 2 shows shaft 66 disposed inside the inner circumference of end plate 70), and a refrigerant exit portion (Fig 6B;126L/R) that communicatively connects the refrigerant entry portion to an outer peripheral surface of the end plate(Fig 2 shows 126 communicate refrigerant out of the rotor, through the end plate, into to the motor), wherein the refrigerant entry portion(Fig 6B;125L/R) abuts an outer circumference of the shaft(Fig 2; 66); the shaft (Fig 2;66) has a refrigerant supply hole(Fig 2;120b) perpendicular to the shaft (Fig 2;66) and the refrigerant entry portion (Fig 6B;125L/R)(the refrigerant supply hole 120b (radial) is clearly perpendicular to the shaft 66 (axial) and the entry portion 125L (circumferential), as shown in fig 5 and fig 6) and directly connecting the refrigerant entry portion(Fig 6B;125L/R) to an internal portion (Fig 5B; 120a)of the shaft(Fig 5B; 66)(120c occupies the same space as the refrigerant entry portion 125L/R[0064]) , the refrigerant supply hole (Fig 2;120b) configured to supply refrigerant to the refrigerant exit portion (Fig 6B;126L/R) that about the outer circumference of the shaft (Fig 2;66)via the refrigerant entry portion(Fig 6B;125L/R)[0064], and a circumferential length of the refrigerant entry portion (Fig 6B;C1)along an innermost diameter is larger than a circumferential length of the refrigerant supply hole(Fig 5B;C2)(As shown in Fig 6B, the circumferential length of the refrigerant entry portion is approximately 180 degrees, while the circumferential length of the refrigerant supply hole as show in Fig 5B is significantly less). PNG media_image1.png 339 630 media_image1.png Greyscale PNG media_image2.png 423 662 media_image2.png Greyscale PNG media_image3.png 707 540 media_image3.png Greyscale Regarding claim 3, YOSHIMI teaches the rotor for a rotary electric machine according to claim 1: wherein the end plate (Fig 6A; 70L)has a plurality of holes (Fig 6A; 130)that axially pass through the end plate, and a through-hole (Fig 6A; H1)that is provided with the plurality of ribs(Fig 6A; 86L) and through which the shaft is passed, and each of the plurality of ribs(Fig 6A; 86L) is disposed on an imaginary line (Fig 6A; L1)connecting the plurality of holes(Fig 6A; 130) and a center of the through-hole(Fig 6A; H1). PNG media_image4.png 407 327 media_image4.png Greyscale Regarding claim 4, YOSHIMI teaches the rotor for a rotary electric machine according to claim 1: wherein the end plate(Fig 6A; 70L/R) has a wall portion (Fig 6A; W1)having an annular shape across an entire circumference in a circumferential direction on a surface coming into contact with the shaft, and the wall portion has an axial length smaller than an axial length of the plurality of ribs(Fig 4 shows an orthogonal view of end plate 70L; this view shows that wall W1 has a smaller axial length than rib 86L. Rib 86L runs the whole length of the end plat 70L while wall W1 only runs part of it). PNG media_image5.png 665 422 media_image5.png Greyscale Regarding claim 6, YOSHIMI teaches: A rotary electric machine (Fig 2;10)comprising: the rotor (Fig 2;64)for the rotary electric machine (Fig 2;10)according to claim 1; and a stator (Fig 2;68)disposed outside the rotor (Fig 2;64)with a predetermined gap therebetween(Fig 2 shows a gap between stator 68 and rotor 64). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 2 and 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over YOSHIMI (JP 2020054074 A) in view of FUJITA (US 20200127534 A1). In regards to claim 2, YOSHIMI teaches, the rotor for a rotary electric machine according to claim 1. YOSHIMI does not teach: an axial length of the refrigerant exit portion is smaller than an axial length of the refrigerant entry portion. FUJITA teaches: wherein an axial length of the refrigerant exit portion (Fig 5; 45)is smaller than an axial length of the refrigerant entry portion(Fig 5; 43). PNG media_image6.png 846 833 media_image6.png Greyscale PNG media_image7.png 256 282 media_image7.png Greyscale Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify YOSHIMI by using the axial lengths of the refrigerant exit portion and the refrigerant entry portion taught by FUJITA in order to improve refrigerant communication, thus making a machine capable of cooling the magnet pole portion of the rotor from the inside of the rotor core [0006 FUJITA]. In regards to claim 5, YOSHIMI teaches, the rotor for a rotary electric machine according to claim 1. YOSHIMI does not teach: the refrigerant entry portion has one end thereof in the axial direction positioned adjacently to the wall portion. FUJITA teaches: wherein the refrigerant entry portion (Fig 5; 43) has one end thereof in the axial direction positioned adjacently to the wall portion(Fig 5; 40a)(end plate 40a comprises of a wall portion that makes the exterior of the rotor, this wall portion of end plate 40a is axially adjacent to entry portion 43). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify YOSHIMI by using the wall portion location taught by FUJITA in order to properly seal the rotor, thus making a machine more capable of cooling the magnet pole portion of the rotor from the inside of the rotor core [0006 FUJITA]. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to NICHOLAS L SETZER whose telephone number is (571)272-3021. The examiner can normally be reached Mon-Fri, 8am-5pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Oluseye Iwarere can be reached at (571) 270-5112. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /N.L.S./Examiner, Art Unit 2834 /OLUSEYE IWARERE/Supervisory Patent Examiner, Art Unit 2834
Read full office action

Prosecution Timeline

May 12, 2023
Application Filed
Mar 06, 2025
Non-Final Rejection — §102, §103
Jul 11, 2025
Response Filed
Jul 29, 2025
Final Rejection — §102, §103
Dec 24, 2025
Request for Continued Examination
Jan 14, 2026
Response after Non-Final Action
Mar 09, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12589880
ROTOR, AND PROPELLER DRIVING DEVICE AND AIRCRAFT USING THE SAME
2y 5m to grant Granted Mar 31, 2026
Patent 12592605
COOLING SYSTEM FOR DRIVE DEVICE
2y 5m to grant Granted Mar 31, 2026
Patent 12580436
STATOR ASSEMBLY FOR AN ELECTRIC MACHINE
2y 5m to grant Granted Mar 17, 2026
Patent 12573895
ROTOR PUNCHING SHEET, MOTOR ROTOR, MOTOR AND VEHICLE
2y 5m to grant Granted Mar 10, 2026
Patent 12558707
TRANSDUCER AND MANUFACTURING METHOD THEREOF
2y 5m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
63%
Grant Probability
99%
With Interview (+50.0%)
2y 6m
Median Time to Grant
High
PTA Risk
Based on 41 resolved cases by this examiner. Grant probability derived from career allow rate.

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