Prosecution Insights
Last updated: August 14, 2026
Application No. 18/252,925

FREEZE DRYER AND METHOD FOR FREEZE DRYING

Non-Final OA §102§103
Filed
May 15, 2023
Priority
Nov 13, 2020 — NL 2026893 +1 more
Examiner
LAUX, DAVID J
Art Unit
3762
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Hosokawa Micron B V
OA Round
1 (Non-Final)
65%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allowance Rate
553 granted / 851 resolved
-5.0% vs TC avg
Strong +28% interview lift
Without
With
+28.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
44 currently pending
Career history
867
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
52.3%
+12.3% vs TC avg
§102
17.5%
-22.5% vs TC avg
§112
26.2%
-13.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 851 resolved cases

Office Action

§102 §103
DETAILED ACTION Application Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This action is in response to Applicant’s submission dated 06/25/2026. Claim(s) 28–48 are pending. Election/Restrictions Claims 29–38 & 43–48 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a non-elected invention, there being no allowable generic or linking claim at this time. Election was made without traverse in the reply filed on 06/25/2026. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 28 & 39–41 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by JP 2020-517884 to Ludwig et al. With regard to claim 28, Ludwig discloses a freeze dryer (¶ 0001), comprising: a freeze-drying chamber (12) having an inlet for allowing material to be dried to be introduced into the freeze-drying chamber (12) and configured for being evacuated at least partially (Fig. 1; ¶¶ 0051–0069); and a vacuum source (18) in fluid communication with the drying chamber (12) and configured for evacuating the freeze-drying chamber at least partially (Fig. 1; ¶¶ 0051–0069), wherein a vacuum fluid path (16, 30) is defined between the freeze-drying chamber (12) and the vacuum source (18) (Fig. 1; ¶¶ 0051–0069), wherein the freeze dryer further comprises a material collector (34) configured for collecting dried material from the freeze-drying chamber (12) (Fig. 1; ¶¶ 0051–0069), which material collector (34) is arranged outside the freeze-drying chamber (12) and within the vacuum fluid path (16, 30) between the freeze-drying chamber (12) and the vacuum source (18) (Fig. 1; ¶¶ 0051–0069). With regard to claim 39, Ludwig further discloses the material collector (34) is arranged at a first height (Fig. 1; ¶¶ 0051–0069), and the freeze-drying chamber (12) is arranged at a second height (Fig. 1; ¶¶ 0051–0069) (the claim does not require that the first height be different than the second height). With regard to claim 40, Ludwig further discloses a valve (36) arranged within the vacuum fluid path (16, 30) and between the freeze-drying chamber (12) and the material collector (34) (Fig. 1; ¶¶ 0051–0069), wherein the valve (36) is configured to be moved between an open position for allowing fluid flow from the freeze-drying chamber (12) to the material collector (34) (Fig. 1; ¶¶ 0051–0069), a closed position for preventing fluid flow from the freeze-drying chamber (12) to the material collector (34) (Fig. 1; ¶¶ 0051–0069), and/or an intermediate position for restricting fluid flow from the freeze-drying chamber (12) to the material collector (34) (Fig. 1; ¶¶ 0051–0069). With regard to claim 41, Ludwig further discloses the valve (36) is further configured for temporarily holding material collected by the material collector (34), when in the closed position (Fig. 1; ¶¶ 0051–0069). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 42 is rejected under 35 U.S.C. 103 as being unpatentable over Ludwig in view of WO 0040910 to Bronshtein. With regard to claim 42, Ludwig fails to disclose a fluid bypass conduit provided between the freeze-drying chamber and the material collector, and providing a bypassing fluid path between the freeze-drying chamber and the material collector which bypasses the valve. Bronshtein teaches a fluid bypass conduit (8) provided between the drying chamber (1) and the [vacuum pump] (5) (Fig. 1; Pg. 4, lines 21–31), and providing a bypassing fluid path (8) between the drying chamber (1) and the [vacuum pump] which bypasses the valve (6) (Fig. 1; Pg. 4, lines 21–31). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to combine the freeze dryer of Ludwig with the bypass conduit of Bronshtein because such a combination would have had the added benefit of allowing the valve to be bypassed. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: see attached PTO-892. Applicant is encouraged to review the cited references prior to submitting a response to this office action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID J LAUX whose telephone number is (571)270-7619. The examiner can normally be reached 8:30-5:30 M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Helena Kosanovic can be reached at (571) 272-9059. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAVID J LAUX/Primary Examiner, Art Unit 3762 July 10, 2026
Read full office action

Prosecution Timeline

May 15, 2023
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
93%
With Interview (+28.3%)
3y 2m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 851 resolved cases by this examiner. Grant probability derived from career allowance rate.

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