Prosecution Insights
Last updated: April 19, 2026
Application No. 18/253,596

SOCKET WITH AN ACTUATOR FOR GUIDING A LOCKING ELEMENT

Non-Final OA §102§103
Filed
May 19, 2023
Examiner
DIAO, M BAYE
Art Unit
2859
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Phoenix Contact E-Mobility GmbH
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
2y 7m
To Grant
91%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allow Rate
1247 granted / 1424 resolved
+19.6% vs TC avg
Minimal +3% lift
Without
With
+3.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
40 currently pending
Career history
1464
Total Applications
across all art units

Statute-Specific Performance

§101
5.5%
-34.5% vs TC avg
§103
39.1%
-0.9% vs TC avg
§102
24.2%
-15.8% vs TC avg
§112
22.6%
-17.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1424 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Acknowledgement is made of application #18/253,596 filed on 05/19/2023 in which claims 1-15 have been presented for prosecution in a first action on the merits. Response to Preliminary Amendment Acknowledgement is made of preliminary amendment filed on 05/19/2023 in which claims 1-15 have been amended while claims 16-20 have been newly added. By this amendment, claims 1-20 are now pending in the application for prosecution in first action on the merits. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements (IDS) filed on 08/22/2023 and 06/23/2025 have been considered and placed of record. Initialed copies are attached herewith. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5,8-10,12-18 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Cao USPAT 9,595,790 B1 (also cited by Applicants). Regarding claim 1: Cao at least discloses and shows in Figs. 1C,3A-3D,4 and 5: A socket(110,205)(see Figs. 1C,3A-3B) comprising: a housing(325) and an actuator(335) detachably mountable or mounted on an outside(see Fig. 3B) of the housing(325) and configured to actuate a locking element(combo 330 and 390) for locking the socket(((110), Fig. 1C);((205), Figs. 3A-3D)) to a connector(120) in a locking position, wherein the housing(325) comprises a passage(320A; see Fig. 3C) configured to guide the locking element(combo 330 and 390) through the housing(325)(see col. 9, lines 18-46), and wherein the passage(320A) is configured to penetrate the housing(325) and is arranged within a sealing region(as shown in Figs. 3C and 3D) of the housing(325). Regarding claim 2: Cao discloses all the claimed invention as set forth and discussed above in claim 1. Cao further discloses, wherein the passage(320A) forms at least two openings(395 and 345A)(see col. 9, lines 30-39)on the outside of the housing(325). Regarding claim 3: Cao discloses all the claimed invention as set forth and discussed above in claim 1. Cao further discloses, wherein the passage(320A) is configured to penetrate the housing(325), at least in sections(see underlying slots 320A,320B in Fig. 3D)(via aperture 395 and elongate slots 345A; see Figs. 3C-3D), substantially parallel or oblique to a plug-in directions of the socket(110,205)(see Figs. 3B-3D) and/or the locking element(combo 330 and 390) is configured to be operable(via the hinges 315A-315D and motor 335)(note- the locking pin 330 is coupled to a separate motor that can move the locking pin from a first to a second position. When charging is complete, or when decoupling of the charging connector and charge port interface is otherwise desired, the locking pin 330 can be retracted to release the charging connector. For example, the locking pin 330 may be supported by a hinged support structure 345 that moves the locking pin 330 between extended and retracted positions; see Figs. 3C-3D; see col. 9, lines 23-35), at least in sections, substantially parallel or at an angle to the plug-in directions of the socket(see Fig. 1C) Regarding claim 4: Cao discloses all the claimed invention as set forth and discussed above in claim 1. Cao further discloses, wherein the sealing region(as shown in Figs. 3C and 3D) comprises a dry region, in which is arranged at least a portion of at least one contact element for transmitting electrical energy(power pins 310A,310B) and/or electrical signals(310C)(see Figs. 3A-3E; col. 7, lines 11-27). Regarding claim 5: Cao discloses all the claimed invention as set forth and discussed above in claim 1. Cao further discloses, wherein in a view, the actuator(335) is detachably mountable (see Fig. 3B) and/or is arranged on the outside of the housing within a contour of the housing(325). Regarding claim 8, Cao discloses all the claimed invention as set forth and discussed above in claim 1. Cao further discloses, wherein the actuator (335) is operable and/or controllable via at least one contact element of the socket (205)(note-The motor 335 can be housed in control unit 340, which can optionally house additional components such as one or more processors with computer-executable instructions for controlling one or more of activation of the motor 335 to move the charge port body 205, see col. 9, lines 46-53). Regarding claim 9, Cao discloses all the claimed invention as set forth and discussed above in claim 1. Cao further discloses, wherein the locking element (330) is cylindrical or pin-shaped at least in sections(see Fig. 3B). Regarding claim 10, Cao discloses all the claimed invention as set forth and discussed above in claim 1. Cao further discloses, wherein the housing(325) has on the outside, a mounting portion(see Fig. 3B) configured for mounting of an assembly(exterior of control unit 340)(see col. 6, lines 58 to col. 7, line 33). Regarding claim 12, Cao discloses all the claimed invention as set forth and discussed above in claim 1. Cao further discloses, wherein the passage (320A) is integrally formed as one piece, at least in sections(see Figs. 3C and 3D). Regarding claim 13, Cao discloses all the claimed invention as set forth and discussed above in claim 1. Cao further discloses, wherein a cross section of the passage (320A) is substantially round(see Figs. 3C-3D) and/or oval and/or rectangular at least in sections. Regarding claim 14, Cao discloses an arrangement, comprising: the socket(110,205) of claim 1; and a connector(120). Regarding claim 15, Cao discloses a vehicle (not illustrated but charge port body (110,205) is embedded or is part of the vehicle; see Fig. 1C,2A and col. 6, lines 31-33) comprising: the socket(110,205) of claim 1(note- the charge port body 110,205, charging of vehicle batteries via the charging interface, opening of a portion of the vehicle body exterior to reveal the charging interface, and extension/retraction of the locking pin 330; see col. 9, lines 46-53). Regarding claim 16, Cao discloses all the claimed invention as set forth and discussed above in claim 2. Cao further discloses, wherein the at least two openings are arranged opposite one another(395 and 345A)(see col. 9, lines 30-39). Regarding claim 17, Cao discloses all the claimed invention as set forth and discussed above in claim 5. Cao further discloses, wherein the view is a side view(see Figs. 3A-3B) in the plug-in direction of the socket(110,205), and wherein the actuator(335) is detachably mountable and/or is arranged on the outside of the housing(325) within a contour of the sealing region. Regarding claim 18, Cao discloses all the claimed invention as set forth and discussed above in claim 10. Cao further discloses, wherein the mounting portion is on the outside of the housing (325) opposite a connector face of the socket(110,205)(see Fig. 3B and col. 7, lines 34-43) Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 11,19 are rejected under 35 U.S.C. 103 as being unpatentable over Cao USPAT 9,595,790 B1 in view of US 2019/0047426 A1 to Effenberger et al., (Effenberger) (both cited by Applicants). Regarding 11: Cao discloses all the claimed invention as set forth and discussed above in claim 1 except for the limitations of, Wherein at least one seal is arranged between the actuator and the outside of the housing. Effenberger teaches factual evidence of, wherein at least one seal(44)([0072]) is arranged between the actuator and the outside of the housing(12)([0075]) Cao and Effenberger are electric vehicle charging interface analogous art. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of Effenberger with Cao by having, wherein at least one seal is arranged between the actuator and the outside of the housing, as recited, for the reasonable expectation of success in providing air-tight and/or dust-resistant and/or waterproof sealing in the connector-face receiving opening in conjunction with the collar, as per the teachings of Effenberger ([0072]). Accordingly claim 11 would have been obvious. Regarding claim 19, Cao in view of Effenberger discloses all the claimed invention as set forth and discussed above in claim 11. Effenberger further discloses, wherein the at least one seal(44) is arranged circumferentially around an opening(22) of the passage(see Figs. 2-3). Claim 20 is rejected under 35 U.S.C. 103 as being unpatentable over Cao USPAT 9,595,790 B1 (also cited by Applicants) in view of Hanano et al., (Hanano) USPAT 5,344,123. Regarding claim 20, Cao discloses all the claimed invention as set forth and discussed above in claim 12. Cao further teaches, wherein the passage (320A)(see Fig. 3C is formed integrally as one piece with a first housing part(325) and/or with a second housing part. Cao does not expressly disclose: and wherein the passage comprises an insulating material. However, Hanano discloses factual evidence, wherein the passage(3) comprises an insulating material. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to select a suitable material, such as an insulating material, for the passage of the socket of Cao, as taught by Hanano in order to provide safety to the vehicle user during charging. Furthermore, it would have been obvious to a POSITA to have had, wherein the passage comprises an insulating material, as recited, since it has been held to be within the general skill of a worker in the art to select a known material on the basis of its suitability for the intended use as a matter of obvious design choice. In re Leshin, 125 USPQ 416. Accordingly claim 20 would have been obvious. Allowable Subject Matter Claims 6-7 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Regarding claim 6, patentability exits at least in part with the claimed limitations of, wherein the housing comprises a first housing part and a second housing part detachably mountable on the first housing part and wherein the passage is configured to penetrate the first housing part and the second housing part. Claim 7 depend directly from claim 6 and is therefore allowable for the same reasons. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to M'BAYE DIAO whose telephone number is (571)272-6127. The examiner can normally be reached M-F; 10:00AM-6:30PM and OFF most of the time Friday when working IFP. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, TAELOR KIM can be reached at 571-270-7166. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. M'BAYE DIAO Primary Examiner Art Unit 2859 /M BAYE DIAO/Primary Examiner, Art Unit 2859 February 25, 2026
Read full office action

Prosecution Timeline

May 19, 2023
Application Filed
Feb 26, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600265
POWER SUPPLY DEVICE, ELECTRIC VEHICLE PROVIDED WITH POWER SUPPLY DEVICE, AND POWER STORAGE DEVICE
2y 5m to grant Granted Apr 14, 2026
Patent 12601790
Battery Parameter Estimation Apparatus and Method
2y 5m to grant Granted Apr 14, 2026
Patent 12600258
MANAGEMENT OF CHARGING REQUESTS TO AVOID SECURITY ISSUES AND SERVICING DELAYS ACROSS CHARGING STATIONS
2y 5m to grant Granted Apr 14, 2026
Patent 12594854
BATTERY CONTROL SYSTEM, BATTERY CONTROL METHOD AND ELECTRIC VEHICLE
2y 5m to grant Granted Apr 07, 2026
Patent 12589665
PEER-TO-PEER DC FAST CHARGING
2y 5m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
91%
With Interview (+3.4%)
2y 7m
Median Time to Grant
Low
PTA Risk
Based on 1424 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month