Prosecution Insights
Last updated: May 29, 2026
Application No. 18/253,981

BROADLY NEUTRALIZING ANTIBODIES TO TICK-BORNE ENCEPHALITIS AND RELATED VIRUSES

Non-Final OA §112
Filed
May 23, 2023
Priority
Nov 25, 2020 — provisional 63/118,461 +2 more
Examiner
GAMETT, DANIEL C
Art Unit
1647
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Rockefeller University
OA Round
1 (Non-Final)
68%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
629 granted / 931 resolved
+7.6% vs TC avg
Strong +29% interview lift
Without
With
+28.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
16 currently pending
Career history
949
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
36.6%
-3.4% vs TC avg
§102
14.9%
-25.1% vs TC avg
§112
27.7%
-12.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 931 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The preliminary amendments of 03/14/2024 have been entered in full. Claims 1, 6-9, 14-16, 21-29, and 39-41 are pending. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1, 6-9, 14-16, 21-29, and 39-41 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The claims require knowledge of the sequences of all CDRs in the recited amino acid sequences of antibody variable regions. The CDR sequences are not explicitly identified in the claims. The specification provides sequence information for some heavy and light chain CDR3s (Table2, Table 3), but the relationships of these to the sequences recited in the claims is not clear. The determination of CDR sequences can yield differing results depending on the numbering scheme (e.g. Kabat, Clothia, IMGT) applied to sequences. No numbering scheme is recited. Therefore, the metes and bounds of the claims are unclear. The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1, 7-9, 14-16, 21-29, and 39-41 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, because the specification, while being enabling for antibodies or antigen-binding fragments thereof comprising a heavy chain variable region and the light chain variable region each derived from a single functional antibody, does not reasonably provide enablement for antibodies or antigen-binding fragments thereof comprising a heavy chain variable region and the light chain variable region each derived from different antibodies. The specification does not enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to use the invention commensurate in scope with these claims. The claims are drawn to an isolated antibody or antigen-binding fragment thereof that binds specifically to a TBEV antigen comprising a lateral ridge of domain III of the E protein. As recited, the antibody or antigen-binding fragment thereof comprises three heavy chain CDRs from any of 59 recited heavy chain variable region sequences paired with three light chain CDRs from any of 59 recited light chain variable region sequences. Thus, the claims require that the CDRs from the heavy and light chains of 59 distinct antibody isolates can be paired in any combination to form a functional antibody. Enablement of the broadly claimed invention is limited by the nature of the heavy and light chain interactions in antibodies. It is expected that all of the heavy and light chain CDRs in their proper order and in the context of framework sequences which maintain their required conformation, are required in order to produce a protein having antigen-binding function. As early as 1987, it was known that the pairing of polypeptides encoded by different VH and VL genes contributes to antibody diversity and specificity (Smith-Gill et al. (J. Immunol. 139:4135-4144 (1987)). Antibodies having different combinations of a given VH or VL can fail to bind a particular antigen (Smith-Gill et al. p. 4135, paragraph bridging the columns). Smith-Gill et al. assessed the role of the H and L chains and of specific sequence variation within closely related chains by preparing recombinant antibodies with chains from different source antibodies. When heterologous L chains were combined with specific H chains, the resulting antibody usually retained some affinity for the same protein antigen, but binding to specific domains of the antigen varied: some L chains conferred specific domain binding to the combination, others did not, and generally interaction between both chains determined domain localization of the epitope ((Smith-Gill et al., paragraph bridging pp. 4137-4138). Therefore, the functionality of antibodies formed by heterologous heavy and light chains is varied and unpredictable, and can only be known through experimentation. This example is particularly relevant to the instant case, in which the claimed antibody is required to specifically bind to a specific domain of a protein antigen. The problem of identifying correct VL-VH pairs has remained an important consideration in state-of-the-art methods for cloning antibody sequences (see US 12362042). The specification teaches that fifty-nine antibodies (46 from convalescent and 13 from vaccinated donors, Table 4) were cloned; the sequences are recited in claims 1 and 6. All but one of the 59 antibodies were shown to bind 3 TBEV subtypes with similar half-maximal effective concentrations. The binding antibodies meet the limitation of binding to a TBEV antigen comprising a lateral ridge of domain III of the E protein even though the precise epitope was not determined. Specificity for the lateral ridge of EDIII was demonstrated only for a single isolate: antibody T025, which comprises heavy variable domain SEQ ID NO:19 and light variable domain SEQ ID NO:20. The specification teaches that antibody T025 binds near the lateral ridge of EDIII, making both heavy and light chain contacts to the EDI-EDIII hinge and the BC loop, and light chain contacts to the DE loop of the EDIII (FIG. 9A). The antibody contacts EDIII using CDRH2, CDRH3, CDRL1, and CDRL3. T025 inserts Asp100HC and Trp94LC into a cleft in the EDIII, making a salt bridge (Asp100 HC-Lys311EDIII) and hydrogen bonds to the EDIII (FIG. 9B) ([0349] in publication US 20240002480). These results are consistent the expectation that CDRs of each immunoglobulin chain provide the majority of the contact residues for the binding of the antibody to its target epitope. The specification does not show that any antibody or fragment comprising less than a full complement of VH/VL CDRs from a single isolate would be capable of binding to a TBEV antigen at all, and binding to a lateral ridge of domain III of the E protein was demonstrated only for antibody T025. In view of the unpredictability of the functionality of antibodies formed by heterologous heavy and light chains, and the lack of evidence in the specification for such functionality, the enabled scope is limited to antibodies or antigen-binding fragments thereof comprising a heavy chain variable region and the light chain variable region each derived from a single functional antibody. Claims 1, 6-9, 14-16, 21-29, and 39-41 are rejected 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, because the specification is not enabling for embodiments of the invention comprising the heavy and light chain variable domain sequences of SEQ ID NO: 33 and SEQ ID NO:34. SEQ ID NO: 33 and SEQ ID NO:34 define the respective heavy and light chain variable domains of antibody T036 (Table 4). The specification teaches that, in contrast to the other antibodies, T036 displayed dose-dependent enhancement of TBEV and POWV-LB RVP infection [0346]. The specification does not teach how to use an antibody having this deleterious functionality in any form (e.g. bispecific, monoclonal), in any pharmaceutical composition, or for any method of prophylaxis or treatment. Conclusion No claim is allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DANIEL C GAMETT, Ph.D., whose telephone number is (571)272-1853. The examiner can normally be reached on M-W 9:00 am-5:30pm, EST. Please note the examiner’s part-time schedule. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joanne Hama can be reached on 5712722911. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DANIEL C GAMETT/Primary Examiner Art Unit 1647
Read full office action

Prosecution Timeline

May 23, 2023
Application Filed
Dec 23, 2025
Non-Final Rejection mailed — §112
Mar 18, 2026
Response Filed
Mar 18, 2026
Response after Non-Final Action
Apr 07, 2026
Response Filed

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
68%
Grant Probability
96%
With Interview (+28.8%)
2y 9m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 931 resolved cases by this examiner. Grant probability derived from career allowance rate.

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