Prosecution Insights
Last updated: July 17, 2026
Application No. 18/256,298

PHOTOSENSITIZER MOLECULE AND USE THEREOF IN INCREASING TUMOR RETENTION TIME AND ENHANCING TREATMENT OF LARGE-VOLUME TUMORS

Non-Final OA §103
Filed
Jun 07, 2023
Priority
Oct 14, 2021 — CN 202111199305.6 +1 more
Examiner
HOERNER, PAUL ELLSWORTH
Art Unit
1611
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Dalian University of Technology
OA Round
2 (Non-Final)
49%
Grant Probability
Moderate
2-3
OA Rounds
6m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 49% of resolved cases
49%
Career Allowance Rate
38 granted / 78 resolved
-11.3% vs TC avg
Strong +65% interview lift
Without
With
+65.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
32 currently pending
Career history
108
Total Applications
across all art units

Statute-Specific Performance

§103
69.7%
+29.7% vs TC avg
§102
3.8%
-36.2% vs TC avg
§112
2.6%
-37.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 78 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims The amendments and arguments filed 28 January 2026 are acknowledged and have been fully considered. Claims 1-14 are currently pending. Claim 1 is amended; no claims are cancelled; claims 6-9 and 11-14 are withdrawn; no claims are new. Claims 1-5 and 10 are examined on the merits herein. Objections/Rejections Withdrawn Rejections and/or objections not reiterated from previous Office Actions are hereby withdrawn. The following rejections and/or objections are either reiterated or newly applied, and constitute the complete set presently being applied to the instant application. Expansion of Election of Species Requirement As indicated in the previous action, Applicant’s elected species of photosensitizer of Formula (I) wherein R is PNG media_image1.png 200 400 media_image1.png Greyscale reads upon claims 1-5 and 10. The elected species has been searched and is deemed to be free of the prior art and non-obvious. Accordingly, the search has been expanded as called for under current Office Markush practice – a compound-by-compound search – to include a single additional species (MPEP 803.02), That species is a compound of Formula (I) wherein R is PNG media_image2.png 200 400 media_image2.png Greyscale which reads on claims 1-5 and 10. A rejection to those claims follows. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3, and 5 are rejected under 35 U.S.C. 103 as being unpatentable over Dong et al. (Chem Phys Chem, 2020, Vol. 21, 1388-1401; of record) in view of Marfin et al. (New J. Chem., 2020, Vol. 44, 19046; of record). Claim 1 is drawn to a photosensitizer having the following structural formula: PNG media_image3.png 200 400 media_image3.png Greyscale Dong et al. teach BODIPY based photosensitizers having strong red light absorption (Abstract), including a Styryl-BDP (Pg. 1389 scheme 1) having the structure: [AltContent: arrow] PNG media_image4.png 200 400 media_image4.png Greyscale , differing from the instantly claimed compound only in having a phenyl group in the place of an anthryl group at the site indicated by the arrow. Marfin et al. also teach BODIBY based compounds with varying aromatic moieties, including phenyl and anthryl (Abstract). Marfin et al. further teach that replacement of a phenyl group at the 8 position with an anthryl group shifts the absorption and emission peaks of the compound (Fig. 1 and Table 1 on pg. 19047). Therefore, it would have been prima facie obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have modified the compound of Dong et al. by substituting an anthryl group at the 8 position as taught by Marfin et al. It would have been obvious to substitute one aryl group suitable for BODIPY based dyes for another to obtain the predictable result of a BODIPY dye with shifted absorption and emission spectra, with a reasonable expectation of success. As such, claim 1 is rejected as prima facie obvious. Claim 3 is drawn to an antitumor drug comprising the photosensitizer according to claim 1. Claim 5 is drawn to the antitumor drug of claim 3 as an antitumor drug for photodynamic therapy. Claims 3 and 5 are intended use claims and do not impose further structural limitation on the compound of claim 1. As the compound of Dong et al. and Marfin et al. meets all of the limitations of claim 1, it reads on claims 3 and 5. As such, claims 3 and 5 are also rejected as prima facie obvious. Claims 2, 4, and 10 are rejected under 35 U.S.C. 103 as being unpatentable over Dong et al. and Marfin et al. as applied to claims 1, 3, and 5 above, and further in view of Chen et al. (Materials Science & Engineering C, 2020, Vol. 11, 110762 cited on Applicant’s IDS filed 7 June 2023). The teachings of Dong et al. and Marfin et al. have been set forth above. Claim 2 is drawn to nano photosensitizer particles formed by the photosensitizer of claim 1 and DSPE-PEG2000 by self-assembly. Dong et al. and Marfin et al. do not teach nanoparticles. Chen et al. teach nanoparticles comprising a fluorescent BODIPY probe and DSPE-PEG2000 for long term in vivo fluorescent tumor imagining(Abstract). Chen et al. further teach nanoparticles being self-assembled (Section 2.4 on pg. 2). Therefore, it would have been prima facie obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have combined the teachings of Dong et al., Marfin et al., and Chen et al. to arrive at the instantly claimed invention. It would have been obvious to substitute one fluorescent BODIBY dye for another in the particles of Chen et al. to obtain the predictable result of a fluorescent probe for tumor imaging, with a reasonable expectation of success. As such, claim 2 is rejected as prima facie obvious. Claim 4 is drawn to an antitumor drug comprising the nano photosensitizer particles of claim 2. Claim 10 is drawn to the antitumor drug of claim 4 for photodynamic therapy. Claims 4 and 10 are intended use claims and do not impose further structural limitation on the compound of claim 1. As the composition Dong et al., Marfin et al., and Chen et al. meets all of the limitations of claim 2, it reads on claims 4 and 10. As such, claims 4 and 10 are also rejected as prima facie obvious. Response to Arguments Applicant’s argument that amended claim 1 is not obvious in view of Dong et al. and Marfin et al. is not persuasive as discussed in the rejection of claims under 35 U.S.C. 103 above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Paul Hoerner whose telephone number is (571)270-0259. The examiner can normally be reached Monday - Friday 9:00am - 5:00pm eastern. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bethany Barham can be reached at (571)272-6175. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BETHANY P BARHAM/Supervisory Patent Examiner, Art Unit 1611 /PAUL HOERNER/Examiner, Art Unit 1611
Read full office action

Prosecution Timeline

Jun 07, 2023
Application Filed
Oct 30, 2025
Non-Final Rejection mailed — §103
Jan 28, 2026
Response Filed
Jun 15, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12678383
Fragrance Compositions Containing 1,3-Propanediol
4y 6m to grant Granted Jul 14, 2026
Patent 12653792
SYNTHETIC LIPIDS FOR MRNA DELIVERY
4y 6m to grant Granted Jun 16, 2026
Patent 12648910
LYMPHOMA CELL-SPECIFIC DRUG DELIVERY SYSTEM FOR PREVENTION OR TREATMENT OF LYMPHOMA AND METHOD FOR PREPARING SAME
3y 9m to grant Granted Jun 09, 2026
Patent 12648905
ORAL FILMS WITH FLAVOR ENTRAPMENT
3y 4m to grant Granted Jun 09, 2026
Patent 12642891
SYSTEMS AND METHODS FOR SELECTIVE COATING REMOVAL FOR RESORBABLE METAL MEDICAL DEVICES
5y 2m to grant Granted Jun 02, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

2-3
Expected OA Rounds
49%
Grant Probability
99%
With Interview (+65.1%)
3y 7m (~6m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 78 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month