Office Action Predictor
Last updated: April 15, 2026
Application No. 18/257,633

AMPHIPHILIC ALKOXYLATED POLYALKYLENE IMINES OR ALKOXYLATED POLYAMINES

Non-Final OA §103§112
Filed
Jun 15, 2023
Examiner
YOON, TAE H
Art Unit
1762
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Basf Se
OA Round
1 (Non-Final)
66%
Grant Probability
Favorable
1-2
OA Rounds
2y 10m
To Grant
81%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allow Rate
953 granted / 1442 resolved
+1.1% vs TC avg
Moderate +15% lift
Without
With
+14.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
35 currently pending
Career history
1477
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
47.6%
+7.6% vs TC avg
§102
11.6%
-28.4% vs TC avg
§112
23.0%
-17.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1442 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. With respect to “obtainable” recited in line 2 of claim 1, it is unclear what is encompassed by “obtainable”. One does not exactly and precisely know what a given polymer is particularly considering the lack of recitation of a myriad of parameters which affect the polymer identity. See Atlantic Thermoplastics Co. Inc. v Faytex Corp. 23 USPQ 2nd 1481 (footnote 6 on page 1486), Ex parte Tanksley 26 USPQ 2nd 1389, and Purdue Research v Watson 1959 CD 124 (Dist. Ct.) affirmed by CCPA 120 USPQ 521. MPEP 2133.03 (C). Thus, the examiner suggests “obtained” instead. The recited “residues (IIb) and (IIc)” of claim 6 would lack antecedent basis in claim 3 in which only the residue (IIa) is recited. Also, a nature of the residues (IIb) and (IIc)” would be indefinite absent any structure. The recited “residue according to general formula (IIc)” of claim 7 would be indefinite absent any structure. Claim 16 recites carious enzymes for proviso vi) and vii), and thus substitution of the indefinite words (i.e., “types” in each line 4 of the proviso vi) and vii)) with “enzymes” is suggested. Deletion of indefinite word (i.e.,” preferably”) in claim 3 of claim 20 is suggested Other claims depend from the indefinite claim 1 would be also indefinite. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 10, 12, 13 and 15 are rejected under 35 U.S.C. 103 as being unpatentable over Hilfiger et al. (US 2015/0122742 A1). Hilfiger et al. teach an alkoxylated polyalkyleneimine (Product A) obtained by mixing and reacting a polyethyleneimine polyol, caprolactone, propylene oxide and ethylene oxide in [0021]. Note than an invention in a product-by-process is a product, not a process. See In re Brown, 459 F2d 531, 173 USPQ 685 (CCPA 1972) and In re Thorpe, 777 F2d 695, 697, 227 USPQ 964 (Fed. Cir. 1985). MPEP 2113. Hilfiger et al. teach the alkoxylated polyalkyleneimine (Product A) obtained by same reactants (i.e., polyethyleneimine polyol, caprolactone, propylene oxide and ethylene oxide) recited in claim 1 and a block polymer in [0006]. Thus, it would be expected to yield the instant block alkoxylated polyalkyleneimine and a burden is on applicant to show otherwise. Since PTO does not have equipment to conduct the test, it is fair to require applicant to shoulder the burden of proving that his material differs from those of Hilfiger et al. See In re Best, 195 USPQ 430, 433 (CCPA 1977). Charles Pfizer & Co. v. FTC, 401 F.2d 574, 579 (6th Cir. 1968). Inherent anticipation does not require that a person of ordinary skill in the art would have recognized the inherent disclosure, Schering Corp. v. Geneva Pharms., Inc., 339 F.3d 1373 (Fed. Cir. 2002). See MPEP 2112.01. Whether the rejection is based on “inherency” under 35 U.S.C. 102, or “prima facie obviousness” under 35 U.S.C. 103, jointly or alternatively, the burden of proof is the same. In re Fitzgerald, 619 F.2d 67, 70 (CCPA 1980) (quoting) In re Best, 562 F.2d 1252, 1255 (CCPA 1977). MPEP 2183. The instant claim 1 recites broad ratio of the reactants and a modification to the ratio in order to change properties of the alkoxylated polyalkyleneimine (Product A) would have been obvious, especially in view of the fact that Hilfiger et al. further teach a weight average molecular weight of 2,000 to 1,500,000 g/mol in [0017]. When patentability is predicated upon a change in a condition of a prior art composition, such as a change in concentration or in temperature, or both, the burden is on Applicant to establish with objective evidence that the change is critical, i.e., it leads to a new unexpected result. It is not inventive to discover the optimum or workable ranges by routine experimentation when the general conditions of a claim are disclosed in the prior art. See In re Woodruff, 919 F.2d 1575, 1578 (Fed. Cir. 1990); In re Aller, 220 F.2d 454, 456 (CCPA 1955). MPEP 2144.05. Thus, it would have been obvious to one skilled in the art before the effective filing date of invention to utilize different molar ratios of the reactants in obtaining the block alkoxylated polyalkyleneimine (Product A) of Hilfiger et al. since Hilfiger et al. teach block polymer and the weight average molecular weight of 2,000 to 1,500,000 g/mol requiring different amounts of the reactants absent showing otherwise. Regarding claim 10, the recited “up to 100%” would encompass 0%.Regarding claim 12, the above discussed weight average molecular weight of 2,000 to 1,500,000 g/mol requiring different amounts of the reactants would make the recited molar ratios obvious. Regarding claims 13 and 15, Hilfiger et al. teach breaking emulsion in [0019]., Claims 14 and 16 are rejected under 35 U.S.C. 103 as being unpatentable over Hilfiger et al. (US 2015/0122742 A1). as applied to claims1, 10, 12, 13 and 15 above, and further in view of WO 95/32272 or WO 2009/060059 A2. Regarding claims 14 and 16, WO’272 teaches cleaning and soil dispersing composition utilizing ethoxylated/propoxylated polyalkyleneneamine polymer in abstract. WO’059 teaches laundry detergents, soil releasing and whiteness maintenance by utilizing amphiphilic water soluble polyalkyleneimine polymer in abstract and lines 5-13 of page 3. Thus, it would have been obvious to one skilled in the art before the effective filing date of invention further to utilize the alkoxylated polyalkyleneimine taught by Hilfiger et al. for applications taught by WO’272 or WO’059 since utilization of the alkoxylated polyalkyleneimine for various applications such as cleaning and soil dispersing composition, laundry detergents, soil releasing and whiteness maintenance is well known absent showing otherwise. Selection of a known material based on its suitability for its intended use is prima facie obvious, see Sinclair & Carroll Co. v. Interchemical Corp., 325 US 327, 65 USPQ 297 (1945). MPEP 2144.07. The combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results. KSR Co. v. Teleflex Inc., 550 U.S. 398, 416 (2007). MPEP 2141. EXAMINER’S COMMENT The polyethyleneimine polyol taught by Hilfiger et al. would not fall within scope of the recited general formula (I) of claim 2. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TAE H YOON whose telephone number is (571)272-1128. The examiner can normally be reached Mon-Fri. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert Jones can be reached at (571)270-7733. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TAE H YOON/ Primary Examiner, Art Unit 1762
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Prosecution Timeline

Jun 15, 2023
Application Filed
Jan 30, 2026
Non-Final Rejection — §103, §112
Apr 01, 2026
Response Filed

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
66%
Grant Probability
81%
With Interview (+14.8%)
2y 10m
Median Time to Grant
Low
PTA Risk
Based on 1442 resolved cases by this examiner. Grant probability derived from career allow rate.

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