Prosecution Insights
Last updated: August 18, 2026
Application No. 18/258,718

AEROSOL-GENERATING DEVICE AND SYSTEM COMPRISING AN INDUCTIVE HEATING DEVICE AND METHOD OF OPERATING THE SAME

Non-Final OA §103
Filed
Jun 21, 2023
Priority
Dec 23, 2020 — EU 20217031.2 +1 more
Examiner
VAN, QUANG T
Art Unit
3761
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Philip Morris International Inc.
OA Round
2 (Non-Final)
74%
Grant Probability
Favorable
2-3
OA Rounds
3m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
814 granted / 1099 resolved
+4.1% vs TC avg
Moderate +8% lift
Without
With
+8.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
20 currently pending
Career history
1110
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
57.7%
+17.7% vs TC avg
§102
23.9%
-16.1% vs TC avg
§112
13.8%
-26.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1099 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group II (claims 125-133) in the reply filed on 12/08/2025 is acknowledged. Non-elected claims 114-124 are withdrawn from consideration. The requirement is still deemed proper and is therefore made FINAL. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 125-127 and 133 is/are rejected under 35 U.S.C. 103 as being unpatentable over WO 2020/043900A1, in view of WO 2020/064685A1 both previously cited. Regarding claim 125 and 133, WO 2020/043900A1 discloses an aerosol generating device (abstract) comprising a power source configured to provide s DC supply voltage and a DC current (page 10, lines 9-12, Figures 1, 2), and a controller configured to: performing, during a first heating phase during user operation of the aerosol- generating device for producing an aerosol (page 34, line 25 to page 35, line 8 and in particular page 35, lines 3-5), a calibration process comprising measuring one or more calibration values associated with a susceptor inductively coupled to the inductive heating arrangement (page 33, line 19 to page 34, line 14, Figure 5, wherein the calibration process consist on choosing one of the curves T/r), wherein the susceptor is configured to heat an aerosol-forming substrate (page 11, lines 4-22); and during a second heating phase during the user operation of the aerosol-generating device for producing the aerosol, controlling power provided to the inductive heating arrangement such that a temperature of the susceptor is adjusted based on the one or more calibration values (page 31, line 26 to page 32, line 25, wherein the temperature is determined based on the curve chosen during the calibration). However, WO 2020/043900A1 does not discloses power supply electronics connected to the power source, the power supply electronics comprising a DC/AC converter and an inductor connected to the DC/AC converter and being configured to generate an alternating magnetic field when energized by an alternating current from the DC/AC converter, the inductor being couplable to a susceptor, wherein the susceptor is configured to heat an aerosol-forming substrate. WO 2020/064685A1 discloses power supply electronics connected to the power source, the power supply electronics comprising a DC/AC converter and an inductor connected to the DC/AC converter and being configured to generate an alternating magnetic field when energized by an alternating current from the DC/AC converter, the inductor being couplable to a susceptor, wherein the susceptor is configured to heat an aerosol-forming substrate (page 17, lines 18-30 and page 18, lines 1-14). It would have been obvious to one ordinary skill in the art before the effective filing date of the invention was made to utilize in WO 2020/043900A1 power supply electronics connected to the power source, the power supply electronics comprising a DC/AC converter and an inductor connected to the DC/AC converter and being configured to generate an alternating magnetic field when energized by an alternating current from the DC/AC converter, the inductor being couplable to a susceptor, wherein the susceptor is configured to heat an aerosol-forming substrate as taught by WO 2020/064685A1 in order to provide power to heat an aerosol-forming substrate. Regarding claims 126-127, WO 2020/043900A1 discloses the steps of (i) controlling the power provided to the power supply electronics to cause an increase of the temperature of the susceptor (page 31, line 26 to page 32, line 25). WO 2020/043900A1 does not disclose the steps of (ii) monitoring a current value associated with the susceptor, (iii) interrupting provision of power to the power supply electronics when the current value reaches a maximum, wherein the current value at the maximum corresponds to a second calibration temperature of the susceptor, and (iv) monitoring the current value associated with the susceptor until the current value reaches a minimum, wherein the current value at the minimum corresponds to a first calibration temperature of the susceptor. WO 2020/064685A1 discloses the steps of (ii) monitoring a current value associated with the susceptor, (iii) interrupting provision of power to the power supply electronics when the current value reaches a maximum, wherein the current value at the maximum corresponds to a second calibration temperature of the susceptor, and (iv) monitoring the current value associated with the susceptor until the current value reaches a minimum, wherein the current value at the minimum corresponds to a first calibration temperature of the susceptor (page 29, lines 1 through page 30, line 29, Figure 4). It would have been obvious to one ordinary skill in the art before the effective filing date of the invention was made to utilize in WO 2020/043900A1 the steps of (ii) monitoring a current value associated with the susceptor, (iii) interrupting provision of power to the power supply electronics when the current value reaches a maximum, wherein the current value at the maximum corresponds to a second calibration temperature of the susceptor, and (iv) monitoring the current value associated with the susceptor until the current value reaches a minimum, wherein the current value at the minimum corresponds to a first calibration temperature of the susceptor as taught by WO 2020/064685A1 in order to optimum detect the temperature of the substrate. Claims 128-132 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Butin et al (US 2024/0057671) discloses a method for controlling aerosol production in an aerosol generating device. Response to Amendment Applicant’s arguments, filed 04/27/2026, with respect to claims 125-133 have been fully considered and are persuasive. Any inquiry concerning this communication or earlier communications from the examiner should be directed to QUANG T VAN whose telephone number is (571)272-4789. The examiner can normally be reached Mon-Fri 9:00-6:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Steven W Crabb can be reached at 571-270-5095. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /QUANG T VAN/Primary Examiner, Art Unit 3761 June 9, 2026
Read full office action

Prosecution Timeline

Jun 21, 2023
Application Filed
Mar 16, 2026
Non-Final Rejection mailed — §103
Apr 27, 2026
Response Filed
Jun 12, 2026
Non-Final Rejection mailed — §103
Aug 04, 2026
Applicant Interview (Telephonic)
Aug 04, 2026
Examiner Interview Summary

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
74%
Grant Probability
82%
With Interview (+8.4%)
3y 5m (~3m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1099 resolved cases by this examiner. Grant probability derived from career allowance rate.

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