Prosecution Insights
Last updated: April 19, 2026
Application No. 18/260,558

PROCESS FOR SEPARATING HEAVY BY-PRODUCTS AND CATALYST LIGAN FROM A VAPOUR STREAM COMPRISING ALDEHYDE

Non-Final OA §102
Filed
Jul 06, 2023
Examiner
WITHERSPOON, SIKARL A
Art Unit
1692
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Johnson Matthey Davy Technologies Limited
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
1y 11m
To Grant
65%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allow Rate
1403 granted / 1630 resolved
+26.1% vs TC avg
Minimal -21% lift
Without
With
+-21.0%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 11m
Avg Prosecution
36 currently pending
Career history
1666
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
44.6%
+4.6% vs TC avg
§102
19.1%
-20.9% vs TC avg
§112
17.5%
-22.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1630 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 40 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Sridhar (US 4,210,426) or Smidt (WO 2017/158315). The instant claim is drawn to an aliphatic alcohol, aliphatic amine, aliphatic acid, or an acrolein, obtained by a process according to claim 37 of the present invention. This is a product-by-process claim. However, of the product in a product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process. To that end, Sridhar discloses n-butanol and i-butanol, both compounds being aliphatic alcohols (ex.2). Smidt discloses ethylpropyl acrolein and propylbutyl acrolein (ex. 5-8). The instant claim is anticipated by the compounds disclosed by Sridhar or Smidt. Allowable Subject Matter The following is a statement of reasons for the indication of allowable subject matter: claims 21-39 are drawn to a process for separating heavy by-products and catalyst ligand from a vapor stream comprising an aldehyde, wherein a vapor stream comprising aldehyde, catalyst ligand, and heavy by-products are passed into a fractionator The closest prior art of record, U.S. 4,792,636 to Hensman et al. teach a process for recovering aldehydes that comprises passing a vaporous stream comprising an aldehyde, ligand, and aldehyde condensation products to a fractionation zone. Hensman et al. teach the recovery of a product stream containing aldehydes from the fractionation zone, and a liquid bottom stream containing the ligand and condensation products, and then recycling at least a part of the liquid bottom stream back to the hydroformylation zone. The reference does not teach or suggest an additional step of passing the liquid bottom stream to a separation system, e.g., a distillation column, wherein the temperature at the bottom of the distillation column is greater than the temperature at the bottom of the fractionator, in order to remove any extra aldehydes from the liquid bottoms stream, as required in the present invention. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SIKARL A WITHERSPOON whose telephone number is (571)272-0649. The examiner can normally be reached M-F 9am-9pm IFP. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Scarlett Goon can be reached at 571-270-5241. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SIKARL A WITHERSPOON/Primary Examiner, Art Unit 1692
Read full office action

Prosecution Timeline

Jul 06, 2023
Application Filed
Feb 07, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12599897
DIRECT CATALYTIC CONVERSION OF ALCOHOLS TO OLEFINS OF HIGHER CARBON NUMBER WITH REDUCED ETHYLENE PRODUCTION
2y 5m to grant Granted Apr 14, 2026
Patent 12600690
METHOD OF ETHANOL CONVERSION TO HIGHER CARBON COMPOUNDS
2y 5m to grant Granted Apr 14, 2026
Patent 12595219
CONTINUOS FLOW SYNTHESIS OF CANNABIDIOL
2y 5m to grant Granted Apr 07, 2026
Patent 12595222
CURCUMINOIDS, ANALOGS THEREOF, AND METHODS OF MAKING THE SAME
2y 5m to grant Granted Apr 07, 2026
Patent 12595221
HYDROFORMYLATION PROCESSES
2y 5m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
65%
With Interview (-21.0%)
1y 11m
Median Time to Grant
Low
PTA Risk
Based on 1630 resolved cases by this examiner. Grant probability derived from career allow rate.

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