Prosecution Insights
Last updated: October 02, 2026
Application No. 18/261,483

MHC-INDEPENDENT TCRs AND METHODS OF MAKING AND USING SAME

Final Rejection §112
Filed
Jul 14, 2023
Priority
Jan 13, 2021 — provisional 63/136,702 +2 more
Examiner
NICKOL, GARY B
Art Unit
1643
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Washington University
OA Round
2 (Final)
47%
Grant Probability
Moderate
3-4
OA Rounds
6m
Est. Remaining
78%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allowance Rate
33 granted / 70 resolved
-12.9% vs TC avg
Strong +31% interview lift
Without
With
+31.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
53 currently pending
Career history
110
Total Applications
across all art units

Statute-Specific Performance

§101
3.2%
-36.8% vs TC avg
§103
22.3%
-17.7% vs TC avg
§102
22.6%
-17.4% vs TC avg
§112
36.5%
-3.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 70 resolved cases

Office Action

§112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The Amendment filed June 26, 2026 in response to the Non-final rejection of February 26, 2026 is acknowledged and has been entered. Claims 89-97, and 100-108 were amended or previously presented. Claims 109-110 were newly added. Claims 89-97, and 100-110 are currently under consideration. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office Action. Objections Withdrawn Specification The disclosure is no longer objected to as applicants have pointed out that references to colors were removed in a substitute specification filed 14 July 2023. The disclosure is also no longer objected to for missing sequence identifiers as applicant’s have updated the specification to incorporate the corresponding SEQ IDs Rejections Withdrawn The rejection of Claims 89-108 as vague and indefinite for reciting the term “interface” is withdrawn in view of applicant’s amendments to claim 89 which further clarifies the interface region. The rejection of Claim(s) 89-95, and 100-108 under 35 U.S.C. 102(a)(1) as being anticipated by Chaudhary, P. (WO2018102795, published July 2018) is withdrawn in view of applicant’s amendments to Claim 89. Rejections Maintained Claims 89-95 and 100-108 remain rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement for the reasons of record and for the reasons set forth below. Applicants argue (Response, 06-26-26, page 9) that claim 89 was amended for purposes of clarification to define the various components of the claimed construct. Applicants submit that the currently pending claims recite definitive subject matter and further comply with written description requirements. This argument has been considered but is not found persuasive. The amendment to claim 89 only provides a limited structure of the VH and VL regions of the TCR because each VH and VL region comprises any number of mutations which still comprises a huge variant pool of potential heavy and light chain domains. In contrast, applicants have only provided a written description of miTCRs directed against the CD19 surface molecule (SEQ IDs 35 and 36) and the specifically defined mutations set forth in claims 96-97. Four plasmid sequences were developed and are directed against the CD19 surface molecule. They employ the FMC63 anti-CD19 antigen-recognition domains. They are paired variable heavy or variable light chains with TCR alpha or beta constant regions to create a single chain antigen receptor. However, the specification teaches [0188, 0205] that even these constructs had issues being expressed on T cells so mutations and optimizations had to be developed. Thus, one of ordinary skill in the art would not recognize that applicants were in possession of the genus of variant heavy and light chains (inclusive of any and all mutations) that would retain structural integrity and still bind CD19. As set forth previously, the specification teaches [0065] that the interface between the engineered VH and VL AND the native TCR are critical to mimicking or restoring the native TCR variable and TCR constant region interface interactions or “reduce stress in the protein”. The length, area, region, or portion of peptides that is closer in proximity to the constant region is relatively stable, while the distal part of the variable chains, which are responsible for antigen binding, are different for each variable chain corresponding to different antigen binding fragments or domains. Thus, Applicant’s arguments have been considered but have not been found persuasive. News Rejections Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(d): (d) REFERENCE IN DEPENDENT FORMS.—Subject to subsection (e), a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. The following is a quotation of pre-AIA 35 U.S.C. 112, fourth paragraph: Subject to the following paragraph [i.e., the fifth paragraph of pre-AIA 35 U.S.C. 112], a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. Claims 93-95, 104, 106-107 are rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends, or for failing to include all the limitations of the claim upon which it depends. With the amendment of Claim 89 to specific variable heavy (VH) and variable light (VH) chain regions, the “target antigen” can only be CD19. Thus, except for CD19, the alternative target antigens in claims 93-94 and 106 fail to further limit claim 89. This also extends to the types of cancer which express CD19. For example, (Xu et al., Frontier in Immunology, 2019, Applicant’s IDS) teaches that CD19 is a specific B-cell surface marker. Absent evidence to the contrary, only cancers of B-cell lineage would further limit claim 89. Applicant may cancel the claim(s), amend the claim(s) to place the claim(s) in proper dependent form, rewrite the claim(s) in independent form, or present a sufficient showing that the dependent claim(s) complies with the statutory requirements. Claims 96-97 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. New claims 109-110 are objected to for being dependent upon a rejected base claim. These claims would not be allowable if rewritten into independent form. No claim is allowed. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GARY B NICKOL, Ph.D. whose telephone number is (571)272-0835. The examiner can normally be reached M-F 9AM-5:30PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Julie Wu can be reached at 571-272-5205. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GARY B NICKOL/Primary Examiner, Art Unit 1643
Read full office action

Prosecution Timeline

Jul 14, 2023
Application Filed
Feb 26, 2026
Non-Final Rejection mailed — §112
Jun 26, 2026
Response Filed
Aug 12, 2026
Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
47%
Grant Probability
78%
With Interview (+31.1%)
3y 9m (~6m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 70 resolved cases by this examiner. Grant probability derived from career allowance rate.

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