Prosecution Insights
Last updated: May 29, 2026
Application No. 18/262,443

SYNTHETIC ARTIFICIAL STEM CELLS (SASC)

Final Rejection §103
Filed
Jul 21, 2023
Priority
Jan 22, 2021 — provisional 63/140,537 +1 more
Examiner
KIM, DANIELLE A
Art Unit
1613
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
UNIVERSITY OF CONNECTICUT
OA Round
2 (Final)
37%
Grant Probability
At Risk
3-4
OA Rounds
6m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants only 37% of cases
37%
Career Allowance Rate
32 granted / 86 resolved
-22.8% vs TC avg
Strong +58% interview lift
Without
With
+58.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
52 currently pending
Career history
159
Total Applications
across all art units

Statute-Specific Performance

§103
90.0%
+50.0% vs TC avg
§102
0.6%
-39.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 86 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority The instant application was filed 21 July 2023 and is the national stage entry of PCT/US2022/013244 filed 21 January 2022. The Applicant claims priority to provisional application 63/140,537 filed 22 January 2021. The effective filing date of the instant application is 22 January 2021. Examiner’s Note The Applicant's amendments and arguments filed 11 March 2026 are acknowledged and have been fully considered. The Examiner has re-weighed all the evidence of record. Rejections not reiterated from previous office actions are hereby withdrawn. The following rejections are either reiterated or newly applied. They constitute the complete set presently being applied to the instant application. In the Applicant’s response, filed 11 March 2026, it is noted that claims 1, 7, and 26 have been amended and no new claims have been added. Support for the amendments can be found on pg. 15 of the specification. No new matter has been added. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 4, 5, 7, 15, 17, 26, 28, and 30 is/are rejected under 35 U.S.C. 103 as being unpatentable over Nadal et al. (US 8846099 B2) and Jeon et al. (Investigating the Role of FGF18 in the Cultivation and Osteogenic Differentiation of Mesenchymal Stem Cells, PLoS ONE, 2012). Nadal et al. teach microspheres (title; entire teaching) or particles (abs) that may comprise active ingredients, such as HGH and IGF-1, and a biodegradable excipient. The particles may have a diameter of between 10-20 microns (col. 3, lns. 10-22), addressing claims 4 and 30, and partially claim 1. Nadal provides an example of PLGA microspheres and human serum albumin (col. 25, lns. 55-62), addressing claims 5 and 28. The microspheres may also comprise VEGF (claim 1), addressing Applicant’s election and claim 7. The composition may comprise a mixed population of particles with one or more different active ingredients (claim 10), which is interpreted as addressing claim 26. The concentration of active ingredient may be in the range of 1 ng up to 4 mg (claim 6) and active ingredients include FGF, TGF-beta (claim 4), IGF-1 (Example 1), and growth hormones (col. 9, lns. 60-64), addressing claim 17. Nadal does not specifically teach FGF-18 in claim 1. Nadal also does not specifically teach weight percentages for the different active ingredients in claim 15. Jeon teaches that FGF-18 helps to stimulate proliferation in several tissues (abs). Since Nadal does not specifically teach FGF-18 in claim 1, one of ordinary skill in the art would have been motivated to use Jeon’s teaching with a reasonable expectation of success. A skilled artisan would have recognized the added benefit of using FGF-18 to help stimulate the proliferation in tissues, as Nadal teaches using FGF (claim 4) for use in stimulating regenerative capacity of slid tissues (col. 1, lns. 33-37). “Generally, it is prima facie obvious to select a known material for incorporation into a composition, based on its recognized suitability for its intended use (see MPEP § 2144.07).” Nadal teaches a concentration of 1 ng to 4 mg for the active ingredients (claim 6), as well as different ratios for the amount of actives and excipients (col. 8, lns. 33-39) for claim 15. That being said and in lieu of objective evidence of unexpected results, the weight % can be viewed as a variable that achieves the recognized result of successfully making the microsphere composition. The optimum or workable range of weight % can be accordingly characterized as routine optimization and experimentation (see MPEP 2144.05 (II)B). “[Discovery of an optimum value of a result effective variable in a known process is ordinarily within the skill of the art.” In re Boesch, 617 F.2d 272, 276 (CCPA 1980). Applicants provide no evidence of any secondary consideration such as unexpected results that would render the optimized weight % of active ingredients as nonobvious. Response to Arguments Applicant's arguments filed 11 March 2026 have been fully considered but they are not persuasive. The Applicant argues that Nadal fails to teach or suggest all of the claimed elements in claim 1 (Remarks, pgs. 14-15). Applicant’s argument is not found persuasive. Nadal et al. teach microspheres (title; entire teaching) or particles (abs) that may comprise active ingredients, such as HGH, FGF, TGF-beta (claim 4), IGF-1 (Example 1), and growth hormones (col. 9, lns. 60-64). Since Nadal does not specifically teach FGF-18 in claim 1, one of ordinary skill in the art would have been motivated to use Jeon’s teaching with a reasonable expectation of success. A skilled artisan would have recognized the added benefit of using FGF-18 to help stimulate the proliferation in tissues, as Nadal teaches using FGF (claim 4) for use in stimulating regenerative capacity of slid tissues (col. 1, lns. 33-37). “Generally, it is prima facie obvious to select a known material for incorporation into a composition, based on its recognized suitability for its intended use (see MPEP § 2144.07).” The Applicant argues that a skilled artisan would not have arrived at the claimed amounts and ratios in claim 15 (Remarks, pgs. 15-16). Applicant’s argument is not found persuasive. Nadal teaches a concentration of 1 ng to 4 mg for the active ingredients (claim 6), as well as different ratios for the amount of actives and excipients (col. 8, lns. 33-39) for claim 15. That being said and in lieu of objective evidence of unexpected results, the weight % can be viewed as a variable that achieves the recognized result of successfully making the microsphere composition. It is obvious to a skilled artisan that optimizing the amounts of active agents, especially when Nadal provides a concentration range suitable for the active ingredients, would influence and affect the microsphere composition for delivery of drugs, and is therefore a results-effective variable. The optimum or workable range of weight % can be accordingly characterized as routine optimization and experimentation (see MPEP 2144.05 (II)B). “[Discovery of an optimum value of a result effective variable in a known process is ordinarily within the skill of the art.” In re Boesch, 617 F.2d 272, 276 (CCPA 1980). Applicants provide no evidence of any secondary consideration such as unexpected results that would render the optimized weight % of active ingredients as nonobvious. Furthermore, the adjustment of particular conventional working conditions (e.g., determining result effective amounts of the ingredients beneficially taught by the cited references, especially within the broad ranges instantly claimed), is deemed merely a matter of judicious selection and routine optimization which is well within the purview of the skilled artisan. “[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation.” In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). Accordingly, this type of modification would have been well within the purview of the skilled artisan and no more than an effort to optimize results. Therefore, it would have been obvious to adjust the amounts of active agents in Nadal’s microsphere composition for the intended purpose of optimizing the delivery of drugs to tissues. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Danielle Kim whose telephone number is (571)272-2035. The examiner can normally be reached M-F: 9-5 p.m. PST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Brian-Yong Kwon can be reached at (571)272-0581. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /D.A.K./Examiner, Art Unit 1613 /ANDREW S ROSENTHAL/Primary Examiner, Art Unit 1613
Read full office action

Prosecution Timeline

Jul 21, 2023
Application Filed
Nov 12, 2025
Non-Final Rejection mailed — §103
Mar 11, 2026
Response Filed
Apr 28, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
37%
Grant Probability
95%
With Interview (+58.0%)
3y 4m (~6m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 86 resolved cases by this examiner. Grant probability derived from career allowance rate.

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