Prosecution Insights
Last updated: April 19, 2026
Application No. 18/262,460

ASSEMBLY, APPARATUS AND METHOD FOR MACHINING MECHANICAL PART

Non-Final OA §102§103
Filed
Jul 21, 2023
Examiner
SNYDER, ALAN W
Art Unit
3722
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
ABB Schweiz AG
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
2y 9m
To Grant
94%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allow Rate
561 granted / 679 resolved
+12.6% vs TC avg
Moderate +11% lift
Without
With
+10.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
36 currently pending
Career history
715
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
50.5%
+10.5% vs TC avg
§102
27.4%
-12.6% vs TC avg
§112
19.2%
-20.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 679 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group II, claims 5-7 and 16-20 in the reply filed on 03/03/2026 is acknowledged. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitations use a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitations are: “positioner” and “lubricating device” in claims 5, 6 and 17. Because these claim limitations are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, they are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have these limitations interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitations to avoid them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitations recite sufficient structure to perform the claimed function so as to avoid them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 5, 19 and 20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hwang et al. (TW 1717162, hereinafter ‘Hwang’). Regarding claim 5, Hwang discloses an apparatus for machining a mechanical part, comprising a positioner 333 configured to hold the mechanical part to be machined, and adjust an orientation of the mechanical part. An assembly is arranged on a platform under the mechanical part to machine the mechanical part from a bottom side of the mechanical part (see e.g. Figs. 2 and 3). The assembly comprises a parallel robot adapted to be mounted onto a platform under the mechanical part to be machined, and comprising one or more axes (Y/vertical axis). A servo spindle is mounted on the parallel robot and is configured to drive a machining tool to rotate. The parallel robot is configured to drive the servo spindle to translate along the one or more axes with respect to the parallel robot. Regarding claim 19, Hwang discloses the assembly further comprising the machining tool (e.g. the milling tool visible in Figs. 2 & 3) held by the servo spindle and configured to rotate under driving of the servo spindle. Regarding claim 20, Hwang illustrates the machining tool comprising a milling tool (see Figs. 2 & 3). Claims 5, 19 and 20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lei (CN 206185469). Regarding claim 5, Lei discloses an apparatus for machining a mechanical part, comprising a positioner 2 configured to hold the mechanical part to be machined 7 and to adjust an orientation of the mechanical part. An assembly is arranged on a platform under the mechanical part to machine the mechanical part from a bottom side thereof. The assembly comprises a parallel robot 5 adapted to be mounted onto a platform 1 under the mechanical part to be machined and comprising one or more axes. A servo spindle 6 is mounted on the parallel robot and is configured to drive a machining tool to rotate. The parallel robot is configured to drive the servo spindle to translate along the one or more axes (e.g. the Y and X axes) with respect to the parallel robot. Regarding claim 19, Lei discloses the assembly further comprising the machining tool 4 being held by the servo spindle and configured to rotate under driving of the servo spindle. Regarding claim 20, Lei discloses the machining tool 4 comprising a drilling tool or a milling tool (second to last paragraph in the English translation provided 07/21/2023). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Hwang et al. (TW 1717162). Regarding claim 6, Hwang does not explicitly disclose a lubricating device in the apparatus. However, Examiner takes Official Notice that lubricating devices are so prevalent in the art that one having ordinary skill in the art at the time of filing would have found it obvious to include a lubricating device configured to supply a lubricant to the machining tool (either through the spindle or via an external nozzle) during operation to cool the tool/workpiece as well as flush chips away from the machining area. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Lei (CN 206185469). Regarding claim 6, Lei does not explicitly disclose a lubricating device in the apparatus. However, Examiner takes Official Notice that lubricating devices are so prevalent in the art that one having ordinary skill in the art at the time of filing would have found it obvious to include a lubricating device configured to supply a lubricant to the machining tool (either through the spindle or via an external nozzle) during operation to cool the tool/workpiece as well as flush chips away from the machining area. Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Hwang et al. (TW 1717162) as applied to claim 5 above, and further in view of Bullen et al. (US 5836068, hereinafter ‘Bullen’). Regarding claim 7, Hwang does not explicitly disclose a human machine interface as claimed. Bullen discloses a similarly automated machine provided with a human machine interface 212 configured to receive a user input (e.g. button presses) for setting machining parameters (e.g. a desired orientation of the manufacturing plane, Col. 5, Lines 35-37). It would have been obvious to one having ordinary skill in the art at the time of filing to provide a human machine interface such as the one taught by Bullen to the apparatus of Hwang, in order to allow a user to input machining parameters on-site. Claims 7 and 16-18 are rejected under 35 U.S.C. 103 as being unpatentable over Lei (CN 206185469) as applied to claim 5 above, and further in view of Bullen et al. (US 5836068). Regarding claim 7, Lei does not explicitly disclose a human machine interface as claimed. Bullen discloses a similarly automated machine provided with a human machine interface 212 configured to receive a user input (e.g. button presses) for setting machining parameters (e.g. a desired orientation of the manufacturing plane, Col. 5, Lines 35-37). It would have been obvious to one having ordinary skill in the art at the time of filing to provide a human machine interface such as the one taught by Bullen to the apparatus of Lei, in order to allow a user to input machining parameters on-site. Regarding claim 16, Lei discloses the parallel robot being a Cartesian robot, configured to drive the spindle along axes normal to each other with respect to the parallel robot (in the instant case, the X and Y axes). Lei does not disclose the parallel robot being configured to also move the servo spindle in a third axis, normal to the other two. Bullen discloses a similar machining device, wherein the spindle 265 is provided with a pivot 270 and a separate slider 244/245 to move along a third axis (the X axis in the case of Bullen is equivalent to the Z axis of Lei, an axis parallel to the direction that the tool axis extends). It would have been obvious to one having ordinary skill in the art at the time of filing to provide the apparatus taught by Bullen, that moves the spindle in the third normal axis as well as rotating the spindle about another axis to the apparatus of Lei, in order to allow the machine tool to be displaced in the third normal axis, as well as rotating to machine internal or external features onto the workpiece without colliding the workpiece with the platform. Regarding claim 17, Lei does not explicitly disclose a lubricating device in the apparatus. However, Examiner takes Official Notice that lubricating devices are so prevalent in the art that one having ordinary skill in the art at the time of filing would have found it obvious to include a lubricating device configured to supply a lubricant to the machining tool (either through the spindle or via an external nozzle) during operation to cool the tool/workpiece as well as flush chips away from the machining area. Regarding claim 18, Lei does not explicitly disclose a human machine interface as claimed. Bullen discloses a similarly automated machine provided with a human machine interface 212 configured to receive a user input (e.g. button presses) for setting machining parameters (e.g. a desired orientation of the manufacturing plane, Col. 5, Lines 35-37). It would have been obvious to one having ordinary skill in the art at the time of filing to provide a human machine interface such as the one taught by Bullen to the apparatus of Lei, in order to allow a user to input machining parameters on-site. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Alan Snyder whose telephone number is (571)272-4603. The examiner can normally be reached M-R 7:00a - 5:00p. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sunil K Singh can be reached at 571-272-3460. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Alan Snyder/Primary Examiner, Art Unit 3722
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Prosecution Timeline

Jul 21, 2023
Application Filed
Mar 18, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
94%
With Interview (+10.9%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 679 resolved cases by this examiner. Grant probability derived from career allow rate.

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