Prosecution Insights
Last updated: October 01, 2026
Application No. 18/262,509

POLY(CYCLIC ACETAL)S, METHODS OF MAKING SAME, AND USES THEREOF

Non-Final OA §103
Filed
Jul 21, 2023
Priority
Jan 21, 2021 — provisional 63/140,076 +2 more
Examiner
SERGENT, RABON A
Art Unit
1765
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Columbia University
OA Round
1 (Non-Final)
55%
Grant Probability
Moderate
1-2
OA Rounds
4m
Est. Remaining
79%
With Interview

Examiner Intelligence

Grants 55% of resolved cases
55%
Career Allowance Rate
553 granted / 1005 resolved
-10.0% vs TC avg
Strong +24% interview lift
Without
With
+24.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
44 currently pending
Career history
1037
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
35.3%
-4.7% vs TC avg
§102
15.5%
-24.5% vs TC avg
§112
37.6%
-2.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1005 resolved cases

Office Action

§103
Detailed Office Action Notice of Pre-AIA or AIA Status 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Acknowledgment of Election in Response to Unity of Invention Requirement 2. Applicant’s election without traverse of Group I, claims 1-8 and 38, in the reply filed on 22 June 2026 is acknowledged. Claims 9, 10, 12, 15, 17, 18, 23, 24, 26, 30, and 32 have been withdrawn from further consideration as being drawn to non-elected inventions. Prior Art Rejections 3. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. 4. Claims 1-8 are rejected under 35 U.S.C. 103 as being unpatentable over Pattison (US 2,870,097) in view of JP H1135791-A. Pattison discloses a poly(cyclic acetal) produced by polymerizing 1,3-dioxepane with hydroxyl or mercapto compounds to yield polymers having hydroxyl or thiol terminal groups having melting points that overlap those claimed, wherein it is disclosed that the molecular weight of the polymer may be controlled by controlling the ratio of cyclic acetal to polyol. See column 1, line 15 through column 2, line 55. 5. Though Pattison teaches how to control the molecular weight of the poly(cyclic acetal) polymer, the reference does not disclose that the number average molecular weight is from about 10 kiloDaltons (kDa) to about 3000 kDa. However, the production of poly(cyclic acetal) polymer, possessing excellent thermal stability and suitable for the production of moldings, having molecular weights that fall within those claimed was known at the time of invention as evidenced by JP H1135791-A. See abstract and paragraphs [0001], [0004], [0005], and page 3, fifth paragraph within the provided English translation. Accordingly, the position is taken that it would have been obvious to produce poly(cyclic acetal) polymers of the primary reference having the claimed molecular weight. Furthermore, within page 3, fourth paragraph of the translation, it is disclosed that the presence of hydroxyl groups within the polymer is disadvantageous, because it promotes decomposition. Considering this teaching in combination with the aforementioned thiol teachings within the primary reference, the position is taken that one would have been motivated to reduce the content of terminal hydroxyl groups to correspond to the claimed terminal hydroxyl groups content, so as to obtain a polymer having greater resistance to decomposition, while in use in such applications as moldings, as provided for by the secondary reference. 6. Claim 38 is rejected under 35 U.S.C. 103 as being unpatentable over Pattison (US 2,870,097) in view of JP H1135791-A and further in view of KR 10-2017-0010391 A. Pattison discloses a poly(cyclic acetal) produced by polymerizing 1,3-dioxepane with hydroxyl or mercapto compounds to yield polymers having hydroxyl or thiol terminal groups having melting points that overlap those claimed, wherein it is disclosed that the molecular weight of the polymer may be controlled by controlling the ratio of cyclic acetal to polyol. See column 1, line 15 through column 2, line 55. 7. Though Pattison teaches how to control the molecular weight of the poly(cyclic acetal) polymer, the reference does not disclose that the number average molecular weight is from about 10 kiloDaltons (kDa) to about 3000 kDa. However, the production of poly(cyclic acetal) polymer, possessing excellent thermal stability and suitable for the production of moldings, having molecular weights that fall within those claimed was known at the time of invention as evidenced by JP H1135791-A. See abstract and paragraphs [0001], [0004], [0005], and page 3, fifth paragraph within the provided English translation. Accordingly, the position is taken that it would have been obvious to produce poly(cyclic acetal) polymers of the primary reference having the claimed molecular weight. Furthermore, within page 3, fourth paragraph of the translation, it is disclosed that the presence of hydroxyl groups within the polymer is disadvantageous, because it promotes decomposition. Considering this teaching in combination with the aforementioned thiol teachings within the primary reference, the position is taken that one would have been motivated to reduce the content of terminal hydroxyl groups to correspond to the claimed terminal hydroxyl groups content, so as to obtain a polymer having greater resistance to decomposition, while in use in such applications as moldings, as provided for by the secondary reference. 8. Pattison and JP H1135791-A fail to disclose the claimed depolymerization method of the disclosed poly(cyclic acetal) polymers; however, the depolymerization of polyoxymethylene in the presence of nitric acid was known at the time of invention, as evidenced by the disclosure within page 2, seventh text paragraph of KR 10-2017-0010391-A. Accordingly, one seeking to decompose/recycle the poly(cyclic acetal) polymers would have motivated to depolymerize them by heating in the presence of a strong acid. Though the reference fails to disclose the claimed pressure condition, the position is taken that operation at the claimed pressure condition would have been obvious, because (1) the claimed pressure condition encompasses atmospheric pressure, which would have been expected to be a conventional process condition, and (2) determining the optimal pressure condition would have required only routine experimentation. Conclusion 9. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Rabon A Sergent whose telephone number is (571)272-1079. The examiner can normally be reached on Monday through Friday from 9:00 AM until 5:00 PM, ET. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Heidi Riviere Kelley, can be reached at telephone number (571)270-1831. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from Patent Center. Status information for published applications may be obtained from Patent Center. Status information for unpublished applications is available through Patent Center to authorized users only. Should you have questions about access to the USPTO patent electronic filing system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via a variety of formats. See MPEP § 713.01. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) Form at https://www.uspto.gov/InterviewPractice. /RABON A SERGENT/ Primary Examiner, Art Unit 1765
Read full office action

Prosecution Timeline

Jul 21, 2023
Application Filed
Sep 16, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
55%
Grant Probability
79%
With Interview (+24.1%)
3y 7m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1005 resolved cases by this examiner. Grant probability derived from career allowance rate.

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