Prosecution Insights
Last updated: April 19, 2026
Application No. 18/262,676

PHARMACEUTICAL COMPOUNDS AND METHODS OF MAKING AND USING THE SAME

Final Rejection §102
Filed
Jul 24, 2023
Examiner
MCKOY, QUINCY ANDRE
Art Unit
1626
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Athos Therapeutics, Inc.
OA Round
2 (Final)
69%
Grant Probability
Favorable
3-4
OA Rounds
3y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allow Rate
59 granted / 86 resolved
+8.6% vs TC avg
Strong +43% interview lift
Without
With
+43.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
29 currently pending
Career history
115
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
38.0%
-2.0% vs TC avg
§102
15.8%
-24.2% vs TC avg
§112
26.6%
-13.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 86 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Claims 1-3, 6, 8-10, 12-13, 19-20, 31, 34-35, 37-42 pending in the present application. AMENDMENTS The amendment filed January 15, 2026 has been acknowledged and entered in the present application file. Previous Claim Objections Claim 8 was previously objected to because of the following informalities: Claim 8, line 1, “-C(O)-“ should read “-C(=O)-“, for consistency of representing the carbonyl moiety throughout the claims. Applicant has amended claim 8 to correct the informalities. The objection of October 17, 2025 has been withdrawn. Previous Claim Rejections - 35 USC § 102 Claims 1-3, 8-10, 12, 20 were previously rejected under 35 U.S.C. 102(a)(1) as being anticipated by Papireddy, Kancharla, et al. "Antimalarial activity of natural and synthetic prodiginines." Journal of medicinal chemistry 54.15 (2011): 5296-5306. Claims 1-3, 8-10, 12, 20 were previously rejected under 35 U.S.C. 102(a)(1) as being anticipated by CAS Registry No. 1094749-76-4 (which entered STN on January 21, 2009). Claims 1-3, 8-10, 12, 20 were previously rejected under 35 U.S.C. 102(a)(1) as being anticipated by CAS Registry No. 1094648-97-1 (which entered STN on January 21, 2009). Applicant has amended the previous claims to exclude the compounds of Papireddy, CAS Registry No. 1094749-76-4 and CAS Registry No. 1094648-97-1 from the present claims, namely removing 2,6-difluorophenyl and -OH as options at the R2 position for compounds of formula I. Applicant has submitted the present claims are not anticipated. Applicant’s amendments and arguments, see page 16, filed January 15, 2026, with respect to the previous rejection of claims 1-3, 8-10, 12 and 20 have been fully considered and are persuasive. The rejection of October 17, 2025 has been withdrawn. However, upon further consideration, a new ground(s) of rejection under 35 U.S.C. 102(a)(1) is made over claims 1-3, 8-10, 12, 20 in view of WO 2016/042341 (Reuillon et al.), CAS Registry No 936832-06-3, Halder (Halder, Nyancy, et al. "meso-Aryl substituted stable unorthodox 5, 10-porphodimethenes with α, β and β, β-N-methyl pyrrole connectivities: synthesis and spectroscopic, solid state and theoretical characterization." Organic & Biomolecular Chemistry 17.25 (2019): 6131-6135.), and Kumar (Kumar, Togiti Uday, et al. "Application of Polyphosphoric Acid‐Mediated Acyl Migration for Regiospecific Synthesis of Diverse 2‐Acylpyrroles from Chalcones." Journal of Heterocyclic Chemistry 56.4 (2019): 1283-1290.). Previously Allowable Subject Matter Claim 35 was previously objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The previous objection of claim 35 is maintained. Election/Restrictions Applicant’s affirmation of the election of Group I (directed to a compound, or a pharmaceutically acceptable salt thereof, having a structure represented by Formula I (first formula (I)) of present claim 1), claims 1-3, 6, 8-10, 12-13, 19-20, 31, 34-35, 37-38, as well as a species of Compound 78 in the reply filed January 15, 2026 is acknowledged. PNG media_image1.png 118 161 media_image1.png Greyscale As per MPEP 803.02, the examiner will determine whether the entire scope of the claims is patentable. Applicants' elected species of present formula (I) appears free of the prior art. Therefore, according to MPEP 803.02: should the elected species be found allowable, the examination of the Markush-type claim will be extended. If the examination is extended and a non-elected species found not allowable, the Markush-type claim shall be rejected and claims to the nonelected invention held withdrawn from further consideration. The examination of the Markush-type claims has been extended to include the species cited below under 35 U.S.C. 102, which are not allowable, as well as the species of claim 35, which is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. As a non-elected species has been found not allowable, the Markush-type claims have been rejected and claims to the nonelected invention held withdrawn from further consideration. PNG media_image2.png 107 270 media_image2.png Greyscale PNG media_image3.png 131 210 media_image3.png Greyscale Compound 78 has been construed as a compound of present formula (I), wherein: V, W, Y and Z are C, X is NR6, R1 is absent, R2 is PNG media_image4.png 111 176 media_image4.png Greyscale R3 is -C(=O)-, R4 is 2-fluorophenyl. Compound 78 has also been construed as a compound of present formula (Id). Claims 1-3, 8-10, 12, 20 and 35 have been examined to the extent that they embrace and are readable on the elected embodiment and the above identified nonelected species. Claims 6, 13, 19, 31, 34 and 37-42 do not read on the presently searched and examined subject matter. Therefore, claims 6, 13, 19, 31, 34 and 37-42 are withdrawn from consideration by the Examiner under 37 CFR 1.142(b) as being drawn to a non-elected invention. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-3, 8-10, 12 and 20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by WO 2016/042341 (Reuillon et al.; Publication Date: March 24, 2016). Reuillon discloses compounds of formula (I) or a tautomer, stereoisomer, N-oxide, pharmaceutically acceptable salt or solvate thereof as well as methods for the prophylaxis or treatment of a disease state or condition mediated by ERK5, in particular cancers, comprising administration of a compound of formula (I), or pharmaceutical composition thereof. See pages 3-5. Reuillon discloses several compound of formula (I) which are encompassed by the present claims, compound examples 121, 122 and 124 in Table 12 on pages 141-142. PNG media_image5.png 112 126 media_image5.png Greyscale Compound 121 of Reuillon corresponds to a compound of present formula (I) where, V, W, Y and Z are C X is NR6 R1 is NH (see present claim 3), R2 is PNG media_image6.png 54 74 media_image6.png Greyscale R3 is -C(=O)- (see present claims 8-10), R4 is 2,6-difluorophenyl (see present claims 12 and 20) R6 is -H PNG media_image7.png 110 122 media_image7.png Greyscale Compound 122 of Reuillon corresponds to a compound of present formula (I) where, V, W, Y and Z are C X is NR6 R1 is NH (see present claim 3), R2 is PNG media_image8.png 69 73 media_image8.png Greyscale R3 is -C(=O)- (see present claims 8-10), R4 is 2,6-difluorophenyl (see present claims 12 and 20) R6 is -H PNG media_image9.png 116 141 media_image9.png Greyscale Compound 124 of Reuillon corresponds to a compound of present formula (I) where, V, W, Y and Z are C X is NR6 R1 is NH (see present claim 3), R2 is PNG media_image10.png 68 79 media_image10.png Greyscale R3 is -C(=O)- (see present claims 8-10), R4 is 2,6-difluorophenyl (see present claims 12 and 20) R6 is -H Compounds 121, 122 and 124 are also encompassed by present formula (Id). See present claim 2. Claims 1-3, 8-10 and 20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by CAS Registry No. 936832-06-3 (which entered STN on June 08, 2007). CAS Registry No. 936832-06-3 is drawn to (5-Benzoyl-1H-pyrrol-3-yl)-2-pyridinylmethanone, which has the following structure: PNG media_image11.png 197 312 media_image11.png Greyscale CAS Registry No. 936832-06-3 corresponds to a compound of formula (I) where, X is NR6, V, W, Y and Z are C, R1 is absent (see present claim 3), R2 is phenyl, R3 is –C(=O)- (see present claims 8-10), R4 is PNG media_image12.png 58 72 media_image12.png Greyscale (see present claim 20), R6 is -H. CAS Registry No. 936832-06-3 also corresponds to compound of formula (Id). See present claim 2. Claims 1-3, 8-10 and 20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Halder (Halder, Nyancy, et al. "meso-Aryl substituted stable unorthodox 5, 10-porphodimethenes with α, β and β, β-N-methyl pyrrole connectivities: synthesis and spectroscopic, solid state and theoretical characterization." Organic & Biomolecular Chemistry 17.25 (2019): 6131-6135.). Halder discloses synthetic route towards the exclusive formation of two different highly stable doubly mutant porphodimethenes via the α,β and β,β-connectivities of N-methyl pyrrole rings within the macrocyclic core. See page 6134, left column, last paragraph. Halder discloses the synthesis of precursor materials comprising the formation of compound 6 in the synthetic route. See Supplemental Information page S4, Scheme S1. PNG media_image13.png 121 102 media_image13.png Greyscale Compound 6 of Halder corresponds to a compound having the structure of formula (I) where, X is NR6, V, W, Y and Z are C, R1 is absent (see present claim 3), R2 is phenyl, R3 is –C(=O)- (see present claims 8-10), R4 is phenyl (see present claim 20), R6 is -H. Compound 6 also corresponds to compound of formula (Id). See present claim 2. Claims 1-3 and 20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kumar (Kumar, Togiti Uday, et al. "Application of Polyphosphoric Acid‐Mediated Acyl Migration for Regiospecific Synthesis of Diverse 2‐Acylpyrroles from Chalcones." Journal of Heterocyclic Chemistry 56.4 (2019): 1283-1290.). Kumar discloses a metal-free approach for the synthesis of 2-acylpyrroles started from chalcones which was carried out in two steps. See abstract. PNG media_image14.png 263 882 media_image14.png Greyscale Kumar discloses a screening of reaction conditions for the acyl migration to produce 2-acylpyrrole compound 3a from 3-acylpyrrole compound 2a. See page 1285 for Table 1. Compound 3a of Kumar corresponds to a compound having the structure of formula (I) where, X is NR6, V, W, Y and Z are C, R1 is absent (see present claim 3), R2 is phenyl, R3 is not present, R4 is phenyl (see present claim 20), R6 is -H. Compound 3a also corresponds to compound of formula (Id). See present claim 2. Allowable Subject Matter Claim 35 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Claims 6, 13, 19, 31, 34 and 37-42 are withdrawn. Claims 1-3, 8-10, 12, 20 are rejected. Claim 35 is objected to. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to QUINCY A MCKOY whose telephone number is (703)756-4598. The examiner can normally be reached Monday - Thursday 8:00 - 6:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey Murray can be reached at 571-272-5541. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /QUINCY A. MCKOY/ Patent Examiner Art Unit 1626 /KAMAL A SAEED/Primary Examiner, Art Unit 1626
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Prosecution Timeline

Jul 24, 2023
Application Filed
Sep 26, 2025
Examiner Interview (Telephonic)
Sep 26, 2025
Response after Non-Final Action
Oct 14, 2025
Non-Final Rejection — §102
Jan 15, 2026
Response Filed
Feb 18, 2026
Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
69%
Grant Probability
99%
With Interview (+43.4%)
3y 2m
Median Time to Grant
Moderate
PTA Risk
Based on 86 resolved cases by this examiner. Grant probability derived from career allow rate.

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