Prosecution Insights
Last updated: April 19, 2026
Application No. 18/262,756

Solid Electrolytic Capacitor and Method for Producing Solid Electrolytic Capacitor

Final Rejection §102§103
Filed
Jul 25, 2023
Examiner
FERGUSON, DION
Art Unit
2847
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Kyocera Avx Components Corporation
OA Round
3 (Final)
87%
Grant Probability
Favorable
4-5
OA Rounds
2y 2m
To Grant
95%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allow Rate
855 granted / 987 resolved
+18.6% vs TC avg
Moderate +8% lift
Without
With
+8.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
28 currently pending
Career history
1015
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
48.3%
+8.3% vs TC avg
§102
31.4%
-8.6% vs TC avg
§112
6.7%
-33.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 987 resolved cases

Office Action

§102 §103
DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 16 December 2025 has been entered. Response to Arguments Applicant's arguments filed 16 December 2025 have been fully considered but they are not persuasive. In particular, Applicant argues that Takahashi fails to disclose the inclusion of an electrolytic solution in the first layer of the solid electrolyte layer. The Office respectfully disagrees as follows. First, on page 8 of the response, Applicant argues that carboxylic acid ester disclosed in Takahashi is not an electrolyte, as required by the independent claims, submitting that carboxylic acid esters are neutral, covalent molecules that do not ionize in water or organic solvents. However, contrary to Applicant’s argument, carboxylic acid ester are a known compound used in electrolytic solutions. As evidence, see Takezawa et al. (US 12,387,882), col. 15, lines 53-56 and WO2019/181240, paragraph [0437]. Accordingly, one of ordinary skill in the art would recognize that the inclusion of a carboxylic acid ester to be akin to including an electrolytic solution in the first layer of the solid electrolyte layer. Second, bridging pages 8 and 9 of the response, Applicant argues that Takahashi teaches away from using the carboxylic acid esters in solution form, as required by the independent claims, noting that Takahashi teaches drying the carboxylic acid ester solution. In response, the Office notes that the claims do not require that the recited electrolytic solution remain in liquid form. Additionally, Takahashi clearly discloses that the carboxylic acid ester is applied to the solid electrolyte layer in solution form in paragraph [0029]. Further, the Office notes that the rejection is a rejection under 35 USC 102, not under 35 USC 103, rendering a teaching away argument moot, as there is no modification of Takahashi required to reject the claims. For the reasons above, Applicant’s arguments are not persuasive, and claims 1-20 remain rejected as set forth below. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 4-12, and 15-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Takehashi et al. (US Pat. App. Pub. No. 2019/0392997). With respect to claim 1, Takahashi discloses a solid electrolytic capacitor (see abstract) comprising: a porous sintered body comprising an anode (see FIG. 1, element 11, paragraph [0019]); a dielectric layer formed on the porous sintered body (FIG. 1, element 12, paragraph [0020]); a solid electrolyte layer formed on the dielectric layer, wherein the solid electrolyte layer comprises a first layer that includes an electrolyte solution (FIG. 1, element 13, paragraph [0021], noting a solution of carboxylic acid ester filling cavities in the solid electrolyte layer; see also, paragraph [0029]); and a conductor layer formed on the solid electrolyte layer and constituting a cathode (FIG. 1, element 16, paragraph [0035]). With respect to claim 4, Takahashi discloses that the first layer comprises a dispersion or a self-doped polymer consisting of a conductive polymer. See paragraph [0025]. With respect to claim 5, Takahashi discloses the first layer comprises of a polymer or copolymer containing one or two selected from polypyrrole, polythiophene, polyaniline, polyfuran, or derivatives having these as a basic skeleton, and containing adipic acid, carboxylic acid, or sulfonic acid as a dopant; and a dispersion comprising of a polymer or copolymer, or a self-doped polymer comprising of a conductive polymer having polypyrrol, polythiophene, polyaniline, or polyfuran as the basic skeleton, and induced by electron donating groups such as adipic acid, carboxylic acid, sulfonic acid, and the like. See paragraph [0025]. With respect to claim 6, Takahashi discloses that the solid electrolyte layer includes a second layer formed on the dielectric layer having a dispersion of a conductive polymer or a self-doped polymer, and a wherein the second layer covering covers a portion of the dielectric layer, and has the electrolyte solution filled between the dispersion or the self-doped polymer of the second layer. See paragraphs [0025], [0033], and [0034], noting the formation of multiple solid electrolyte layers. With respect to claim 7, Takahashi discloses that the second layer comprises of a polymer or copolymer containing one or two selected from polypyrrole, polythiophene, polyaniline, polyfuran, or derivatives having these as a basic skeleton, and containing adipic acid, carboxylic acid, or sulfonic acid as a dopant; and a dispersion comprising of a polymer or copolymer, or a self-doped polymer comprising of a conductive polymer having polypyrrol, polythiophene, polyaniline, or polyfuran as the basic skeleton, and induced by electron donating groups such as adipic acid, carboxylic acid, sulfonic acid, and the like. See paragraphs [0025], [0033], and [0034], noting the formation of multiple solid electrolyte layers. With respect to claim 8, Takahashi discloses that the solid electrolyte layer comprises a third layer interposed between the first layer and the second layer and comprised of a conductive polymer. See paragraphs [0025], [0033], and [0034], noting the formation of multiple solid electrolyte layers. With respect to claim 9, Takahashi discloses that the third layer comprises of a polymer or copolymer containing one or two selected from polypyrrole, polythiophene, polyaniline, polyfuran, or derivatives having these as a basic skeleton, andcontaining adipic acid, carboxylic acid, or sulfonic acid as a dopant; and a self-doped polymer comprising of a polymer or copolymer, or a conductive polymer having polypyrrol, polythiophene, polyaniline, or polyfuran as the basic skeleton, and induced by electron donating groups such as adipic acid, carboxylic acid, sulfonic acid, and the like. See paragraphs [0025], [0033], and [0034], noting the formation of multiple solid electrolyte layers. With respect to claim 10, Takahashi discloses that the solid electrolyte layer comprises a fourth layer interposed between the first layer and the conductor layer and having a dispersion or self-doped polymer comprised of a conductive polymer. See paragraphs [0025], [0033], and [0034], noting the formation of multiple solid electrolyte layers. With respect to claim 11, Takahashi discloses that fourth layer comprises of a polymer or copolymer containing one or two selected from polypyrrole, polythiophene, polyaniline, polyfuran, or derivatives having these as a basic skeleton, and containing adipic acid, carboxylic acid, or sulfonic acid as a dopant; and a dispersion comprising of a polymer or copolymer, or a self-doped polymer comprising of a conductive polymer having polypyrrol, polythiophene, polyaniline, or polyfuran as the basic skeleton, and induced by electron donating groups such as adipic acid, carboxylic acid, sulfonic acid, and the like. See paragraphs [0025], [0033], and [0034], noting the formation of multiple solid electrolyte layers. With respect to claim 12, Takahashi discloses that the solid electrolyte layer comprises a fifth layer interposed between the fourth layer and the conductor layer and having a dispersion or self-doped polymer comprised of a conductive polymer and an electrolyte solution. See paragraphs [0025], [0033], and [0034], noting the formation of multiple solid electrolyte layers. With respect to claim 15, Takahashi discloses method for manufacturing a solid electrolytic capacitor that includes the steps of: forming a porous sintered body constituting an anode (see paragraph [0019]), forming a dielectric layer on the porous sintered body (see paragraph [0020]), forming a solid electrolyte layer on the dielectric layer (see paragraph [0021]), wherein the solid electrolyte layer comprises a first layer that includes an electrolyte solution (paragraph [0021], noting a solution of carboxylic acid ester filling cavities in the solid electrolyte layer; see also, paragraph [0029]), and forming a conductor layer constituting a cathode on the solid electrolyte layer (see paragraph [0035]); and wherein the step of forming the solid electrolyte layer includes a first treatment of forming the first layer using a first liquid containing the electrolyte solution (paragraph [0021], noting a solution of carboxylic acid ester filling cavities in the solid electrolyte layer; see also, paragraph [0029]). With respect to claim 16, Takahashi discloses that the first liquid comprises a conductive polymer and an electrolyte. See paragraph [0023]. With respect to claim 17, Takahashi disclose that the step of forming the solid electrolyte layer includes a second treatment of forming a second layer having a conductive polymer dispersion or a self-doped polymer on the dielectric layer before the first treatment, and wherein the second layer covers a portion of the dielectric layer, and in the first treatment, the electrolyte is filled between the dispersion or the self-doped polymer of the second layer. See paragraphs [0025], [0033], and [0034]. With respect to claim 18, Takahashi discloses that the step of forming the solid electrolyte layer includes a third treatment of forming a third layer made of a conductive polymer on the second layer by chemical polymerization after the second treatment and before the first treatment. See paragraphs [0034] and [0023]. With respect to claim 19, Takahashi discloses that the step of forming the solid electrolyte layer includes a fourth treatment of forming a fourth layer having a dispersion or a self-doped polymer of conductive polymer on the first layer after the first treatment. See paragraphs [0034] and [0023]. With respect to claim 20, Takahashi discloses that the step of forming the solid electrolyte layer includes a fifth treatment in which a second solution comprising of a conductive polymer or a self-doped polymer and an electrolyte is attached to the fourth layer after the fourth treatment. See paragraphs [0034] and [0023]. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 2, 3, 13, and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Takehashi et al. (US Pat. App. Pub. No. 2019/0392997) in view of Yoshida et al. (US Pat. App. Pub. No. 2012/0057269). With respect to claim 2, Takahashi teaches the use of at least one of a polymer-based electrolyte solution, or a carbonate-based electrolyte solution (see paragraph [0021]), but fails to explicitly teach that the electrolytic solution of the first layer consists of at least one selected from the group consisting of ethylene glycol, dimethylformamide, y-butyrolactone, polyalkylene glycol, polyalkylenetriol, and their derivatives thereof. Yoshida, on the other hand, teaches that the electrolytic solution of the first layer consists of at least one selected from the group consisting of ethylene glycol, dimethylformamide, y-butyrolactone, polyalkylene glycol, polyalkylenetriol, and their derivatives thereof. See paragraphs [0092] and [0275]. Such an arrangement results in a solution that dissolves and disperses the precursor monomers and maintains the oxidation ability of the oxidant and oxidation catalysis. See paragraph [0092]. Accordingly, it would have been obvious to one of ordinary skill in the art, at the time of the effective filing date of the invention, to modify Takahashi, as taught by Yoshida, in order to dissolve and disperse the precursor monomers and maintain the oxidation ability of the oxidant and oxidation catalysis. With respect to claim 3, the combined teachings of Takahashi and Yoshida teach that at least one of adipic acid, carboxylic acid, and sulfonic acid is added as an anion to the electrolytic solution. See Takahashi, paragraph [0028] and Yoshida, paragraph [0276]. With respect to claim 13, Takahashi teaches that the fifth layer comprises of a polymer or copolymer containing one or two selected from polypyrrole, polythiophene, polyaniline, polyfuran, or derivatives having these as a basic skeleton, and containing adipic acid, carboxylic acid, or sulfonic acid as a dopant; a dispersion comprising of a polymer or copolymer, or a self-doped polymer comprising of a conductive polymer having polypyrrol, polythiophene, polyaniline, or polyfuran as the basic skeleton, and induced by electron donating groups such as adipic acid, carboxylic acid, sulfonic acid, and the like (see paragraphs [0025], [0033], and [0034], noting the formation of multiple solid electrolyte layers); but fails to teach that an electrolyte solution of the fifth layer comprising of at least one selected from the group consisting of ethylene glycol, dimethylformamide, y-butyrolactone, polyalkylene glycol, polyalkylenetriol, and their derivatives thereof, and at least one of a polymer-based electrolyte solution, or a carbonate-based electrolyte solution. Yoshida, on the other hand, teaches that the electrolytic solution of the first layer consists of at least one selected from the group consisting of ethylene glycol, dimethylformamide, y-butyrolactone, polyalkylene glycol, polyalkylenetriol, and their derivatives thereof. See paragraphs [0092] and [0275]. Such an arrangement results in a solution that dissolves and disperses the precursor monomers and maintains the oxidation ability of the oxidant and oxidation catalysis. See paragraph [0092]. Accordingly, it would have been obvious to one of ordinary skill in the art, at the time of the effective filing date of the invention, to modify Takahashi, as taught by Yoshida, in order to dissolve and disperse the precursor monomers and maintain the oxidation ability of the oxidant and oxidation catalysis. With respect to claim 14, the combined teachings of Takahashi and Yoshida teach that at least one of adipic acid, carboxylic acid, and sulfonic acid is added as an anion to the electrolyte solution. See Takahashi, paragraph [0021]. Conclusion All claims are identical to or patentably indistinct from, or have unity of invention with claims in the application prior to the entry of the submission under 37 CFR 1.114 (that is, restriction (including a lack of unity of invention) would not be proper) and all claims could have been finally rejected on the grounds and art of record in the next Office action if they had been entered in the application prior to entry under 37 CFR 1.114. Accordingly, THIS ACTION IS MADE FINAL even though it is a first action after the filing of a request for continued examination and the submission under 37 CFR 1.114. See MPEP § 706.07(b). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DION R FERGUSON whose telephone number is (571)270-7566. The examiner can normally be reached Monday-Friday, 5:30 a.m. - 4:00 p.m.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Timothy Dole can be reached at 571-272-2229. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DION R. FERGUSON/Primary Examiner, Art Unit 2848
Read full office action

Prosecution Timeline

Jul 25, 2023
Application Filed
Jul 25, 2023
Response after Non-Final Action
Sep 10, 2024
Response after Non-Final Action
Jan 23, 2025
Non-Final Rejection — §102, §103
Jun 30, 2025
Response Filed
Sep 12, 2025
Final Rejection — §102, §103
Dec 16, 2025
Request for Continued Examination
Dec 19, 2025
Response after Non-Final Action
Dec 31, 2025
Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12603228
MULTILAYER CERAMIC CAPACITOR
2y 5m to grant Granted Apr 14, 2026
Patent 12603234
CORE, HIGH-VOLTAGE MULTILAYER SOLID ALUMINUM ELECTROLYTIC CAPACITOR AND METHOD FOR PREPARING SAME
2y 5m to grant Granted Apr 14, 2026
Patent 12603229
MULTILAYERED ELECTRONIC COMPONENT
2y 5m to grant Granted Apr 14, 2026
Patent 12597567
Single Layer Capacitor
2y 5m to grant Granted Apr 07, 2026
Patent 12597562
MULTILAYER ELECTRONIC COMPONENT
2y 5m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

4-5
Expected OA Rounds
87%
Grant Probability
95%
With Interview (+8.4%)
2y 2m
Median Time to Grant
High
PTA Risk
Based on 987 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month