Prosecution Insights
Last updated: April 19, 2026
Application No. 18/262,799

PHARMACEUTICAL COMPOSITIONS AND THEIR METHODS OF USE

Non-Final OA §102§103
Filed
Jul 25, 2023
Examiner
HUMPHRIES, NICHOLAS ADAM
Art Unit
1631
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Trustees of Indiana University
OA Round
1 (Non-Final)
38%
Grant Probability
At Risk
1-2
OA Rounds
3y 9m
To Grant
99%
With Interview

Examiner Intelligence

Grants only 38% of cases
38%
Career Allow Rate
9 granted / 24 resolved
-22.5% vs TC avg
Strong +82% interview lift
Without
With
+82.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
47 currently pending
Career history
71
Total Applications
across all art units

Statute-Specific Performance

§101
4.3%
-35.7% vs TC avg
§103
36.0%
-4.0% vs TC avg
§102
18.0%
-22.0% vs TC avg
§112
28.7%
-11.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 24 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group 1, claims 1 and 3-10 in the reply filed on 14 October 2025 is acknowledged. Claims 13, 15, 17, 20-21, and 40-41 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 14 October 2025. Claim Status Claims 2, 11-12, 14, 16, 18-19, 22-24, 26-39, 47, and 49-51 have been canceled, claims 3-8, 10, 17, 20-21, 25, 40-42, 44-46, and 48 are currently amended, claims 13, 15, 17, 20-21, and 40-41 have been withdrawn from further consideration, and claims 1 and 3-10 have been considered on their merits. Priority This application is a 371 of PCT/US2022/013663 01/25/2022 which claims benefit of 63/141,665 01/26/2021. Claim Interpretation Claim 1 recites the limitation “substantially homogenous” in reference to a cancerous mammalian cell population. The instant specification, at p. 24 para. [0096], states "Substantially homogenous" refers to a population of cells derived from the same mammalian organ or region of a mammalian organ wherein the majority between about 100% to about 70%; between about 100% to about 90% of the total number of cells have a specified characteristic of interest. The disclosure of cells having a specified characteristic of interest is very broad to include any characteristic of a cell, to include cell type. For example, a population of fibroblasts from a breast tumor reads as substantially homogenous because the population of cells are all fibroblasts, which reads as a morphological characteristic. The instant specification, at p. 15 para. [0065], states "Cancer" or "tumor" or "cancerous" are well known in the art and refer to the presence, e.g., in a subject, of cells possessing characteristics typical of cancer-causing cells, such as uncontrolled proliferation, immortality, metastatic potential, rapid growth and proliferation rate, decreased cell death/apoptosis, and certain characteristic morphological features. Therefore, “substantially homogenous” is interpreted as referring to a population of cells wherein at least 70% of said population have a characteristic in common. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1 and 3-8 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Trujillo et al. (WO 2015/120150 A1, IDS ref.) as evidenced by Dong et al. (Scientific Reports, 2016), Wang et al. (BioMed Research International, 2019), and Knight et al. (Cellular Signaling, 2019). Regarding claims 1 and 3-4, Trujillo et al. teach compositions comprising tumor-derived exosomes and methods of using the compositions in the treatment of cancer (p. 1, Field of Invention). Trujillo et al. teach breast tumor cells were rinsed with PBS and human mammary epithelial medium, which comprised DMEM supplemented with glutamine and epidermal growth factor (EGF) (p. 34, Tissue Preparation). Trujillo et al. teach fibroblasts from the tumor tissue (cancerous mammalian cell population) were grown to confluence, media was replaced, and conditioned media was removed (claim 1) (p. 35, Fibroblast Growth). Trujillo et al., in Figure 2x, display a population of fibroblasts and associated exosomes, wherein, the figure appears to comprise about 100% fibroblasts (p. 29), in view of the claim interpretation above, the population of fibroblasts read as substantially homogenous. Glutamine and EGF (claim 3) are both small molecules which drive cell proliferation, and thus, activate cell growth signaling, therefore, read as a small molecule activators of cell growth signaling pathways. Regarding the preamble, Trujillo et al. teach a pharmaceutical composition comprising an exosome according to any one of the embodiments which comprises a pharmaceutically-acceptable vehicle, carrier (claim 4), or excipient (p. 5, 1st para.). Regarding claims 5 and 6, while Trujillo et al. is silent to specific protein expression profiles of the breast tumor cells, it is known in the art breast cancer cells overexpress and secrete Hsp90ab1, which is also known as Hsp90β, as evidenced by Dong et al. (p. 2 Results and Fig. 1). Therefore, the conditioned medium would necessarily comprise (claim 5) and be enriched (claim 6) with Hsp90ab1 by the breast cancer cells. Regarding claim 7, Trujillo et al. teach exosome-based cancer therapy can be used alone or in combination with a chemotherapeutic (p. 25). Regarding claim 8, Trujillo et al. teach breast tumor cells were rinsed with PBS and human mammary epithelial medium, which comprised DMEM supplemented with glutamine and epidermal growth factor (EGF) (p. 34, Tissue Preparation). Glutamine is known in the art to activate the Wnt3a/β-catenin signaling pathway, as evidenced by Wang et al. (Abstract). EGF is known in the art to activate the β-catenin, a key component of the canonical Wnt signaling pathway as evidenced by Knight et al. (Abstract). Therefore, the glutamine or EGF of Trujillo et al. teach the small molecule cell growth signaling pathway activator is a small molecule Wnt signaling pathway activator. Thus, the reference anticipates the subject matter of claims 1 and 3-8. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1 and 3-9 are rejected under 35 U.S.C. 103 as being unpatentable over Trujillo et al. (WO 2015/120150 A1, IDS ref.) as applied to claims 1 and 3-8 above, and further in view of Ni et al. (In Vitro Cellular & Developmental Biology - Animal (2019), IDS ref.). Trujillo et al. anticipate the subject matter of claims 1 and 3-8, and thus, also render them obvious. Regarding claim 9, Trujillo et al. do not teach the small molecule Wnt signaling pathway activator being BML-284. Ni et al. teach in Wnt agonist BML-284 treated Wilms tumor-derived cells, G401, increased Apobec-1 complementation factor (A1CF) like other classical regulator of Wnt signal pathway, such as Axin2 and β-catenin (Abstract). Ni et al. teach A1CF is involved in many cellular processes such as cell proliferation, apoptosis, and migration (Abstract). Ni et al. teach A1CF promotes cell proliferation and migration and inhibits apoptosis in breast cancer cells (p. 253, Introduction). Therefore, it would have been obvious to one of ordinary skill in the art to administer BML-284 to the cells of Trujillo et al. prior to culturing the cells in cell culture media with a reasonable expectation of success because Ni et al. teach A1CF promotes cell proliferation and migration and inhibits apoptosis in breast cancer cells and A1CF is increased by administration of BML-284. One would be motivated to administer BML-284 to the breast cancer cells of Trujillo et al. prior to culturing the cells in cell culture media because promoting cell proliferation and preventing apoptosis would increase the amount of cancerous mammalian cell-secreted proteins from the cancer cells into the conditioned medium. Therefore, the invention as a whole would have been prima facie obvious to a person of ordinary skill before the effective filing date of the claimed invention. Claims 1, 3-8, and 10 are rejected under 35 U.S.C. 103 as being unpatentable over Trujillo et al. (WO 2015/120150 A1, IDS ref.) as applied to claims 1 and 3-8 above, and further in view of Li et al. (Int Rev Cell Mol Biol. 2013). Trujillo et al. anticipate the subject matter of claims 1 and 3-8, and thus, also render them obvious. Regarding claim 10, Trujillo et al. do not teach wherein the cancerous mammalian cells are cancerous mammalian bone cells. Li et al. teach tumor cells constitutively secrete Hsp90β, to include breast cancer cells and osteocarcinomas (p. 6, Section 3.2). Therefore, it would have been obvious to one of ordinary skill in the art to substitute cancerous bone cells for the breast tumor cells of Trujillo et al. in the conditioned medium because both cells would have the equivalent effect of expressing cancerous mammalian cell-secreted proteins. Substitution of one known element for another known element, the elements having equivalent effect, is considered to be obvious, absent a showing that the result of the substitution yields more than predictable results. See MPEP 2143(I). Therefore, the invention as a whole would have been prima facie obvious to a person of ordinary skill before the effective filing date of the claimed invention. Relevant prior art The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Lin et al. (J. Biochem. 2020) Lin et al. teach osteosarcoma cell line U2OS conditioned media (U2OS-CM). Lin et al. teach treatment of hBMSCs with U2OS-CM resulted in a significant increase in the IL-6 expression and phosphorylation of STAT3 (p. 267, 1st column). Mori et al. (Cancer Sci., vol. 99, no. 11, 2008) Mori et al. teach osteosarcoma MOS-J and POS-1 were utilized to serum-free conditioned media. Conclusion No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NICHOLAS A. HUMPHRIES whose telephone number is (703)756-5556. The examiner can normally be reached Monday - Friday, 7:30am - 4:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James Schultz can be reached at 571-272-0763. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /N.A.H./Examiner, Art Unit 1631 /LAURA SCHUBERG/Primary Examiner, Art Unit 1631
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Prosecution Timeline

Jul 25, 2023
Application Filed
Feb 18, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
38%
Grant Probability
99%
With Interview (+82.2%)
3y 9m
Median Time to Grant
Low
PTA Risk
Based on 24 resolved cases by this examiner. Grant probability derived from career allow rate.

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