Prosecution Insights
Last updated: April 17, 2026
Application No. 18/263,541

FASTENING DEVICE AND LACE TIGHTENING AND RELEASING METHOD

Non-Final OA §102
Filed
Jul 31, 2023
Examiner
UPCHURCH, DAVID M
Art Unit
3677
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
unknown
OA Round
3 (Non-Final)
73%
Grant Probability
Favorable
3-4
OA Rounds
2y 2m
To Grant
92%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allow Rate
746 granted / 1017 resolved
+21.4% vs TC avg
Strong +18% interview lift
Without
With
+18.4%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 2m
Avg Prosecution
31 currently pending
Career history
1048
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
20.8%
-19.2% vs TC avg
§102
51.3%
+11.3% vs TC avg
§112
25.0%
-15.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1017 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 3/12/2026 has been entered. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-7 and 10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Chen (U.S. 11,064,767). As for Claim 1, Chen discloses fastening device, comprising: a case (200), comprising an inner space (230); a spool (300), disposed in the inner space and configured for a lace to be wound therearound; a plurality of ratchet teeth (221), located in the inner space; an incremental releasing set (400), comprising: a ratchet arm (420), selectively engaged with at least one of the ratchet teeth; and an operated portion (410), linked with the ratchet arm; and a knob (500), covering on the case; wherein, the ratchet arm is engaged with at least one of the ratchet teeth to prohibit the spool from rotating in a releasing direction, and as the knob is rotated in a tightening direction, the ratchet arm is disengaged from at least one of the ratchet teeth to allow the spool to tighten the lace; as the operated portion is operated to swing, the ratchet arm is disengaged from at least one of the ratchet teeth, such that allows the lace to be incrementally released (see Col. 5 lines 22-39). 2. (Currently amended) The fastening device of claim 1, further comprising: a ratchet gear (310/320), disposed in the inner space and selectively coupled to the spool, the ratchet teeth being located on an outer surface of the ratchet gear (see Figs. 1-5). 3. (Currently amended) The fastening device of claim 2, wherein the ratchet gear is selectively coupled to the spool (see Fig. 3), and the knob is operated to release a coupling between the ratchet gear and the spool (450 is coupled with 310/320), thereby allowing the lace to be fully released. 4. (Currently amended) The fastening device of claim 3, wherein the knob comprises at least one guiding track (track of 450), the ratchet gear comprises at least one guiding portion (guiding portion of 310/320) coupled with the at least one guiding track, and the knob is rotated in the releasing direction such that the ratchet gear is guided by the at least one guiding track so as to be lifted, thereby releasing the coupling between the ratchet gear and the spool (see Col. 5 lines 1-39). 5. (Currently amended) The fastening device of claim 3, wherein the ratchet gear comprises an outer annular portion (320) and an elevating portion (310), the ratchet teeth are located at the outer annular portion (see Figs. 3-5), the elevating portion is engaged with the outer annular portion (see Fig. 3) and comprises a screw hole (hole in 300), the knob comprises a screw bar (440a) coupled to the screw hole, and the knob is rotated in the releasing direction to allow the elevating portion to be lifted, thereby releasing the coupling between the ratchet gear and the spool. 6. (Currently amended) The fastening device of claim 1, wherein the incremental releasing set further comprises a stopping portion, the stopping portion (430) is arranged with the ratchet arm in an interval, and as the ratchet arm is engaged with at least one of the ratchet teeth, the stopping portion is not engaged with any one of the ratchet teeth; as the operated portion is operated to allow the ratchet arm to disengage from at least one of the ratchet teeth, the stopping portion is engaged with at least another one of the ratchet teeth, thereby stopping the spool. 7. (Currently amended) The fastening device of claim 1, wherein the operated portion exposes from the case (see Fig. 3). 10. (Currently amended) A lace tightening and releasing method, comprising: a fastening step, a fastening device disposed at an article being operated, the fastening device comprising a case, a spool, a plurality of ratchet teeth, a ratchet arm and a knob, the spool being coupled to a lace and located within the case, wherein as the knob is rotated in a tightening direction, the ratchet arm is disengaged from at least one of the ratchet teeth to allow the spool to fasten the lace; an incremental releasing step, an operated portion of the fastening device being operated to swing, the ratchet arm being disengaged from at least one of the ratchet teeth to engage with at least another one of the ratchet teeth, thereby allowing the spool to rotate in a releasing direction to release one segment of the lace; and a full releasing step, the knob being operated to allow the ratchet arm of the fastening device not to prohibit the spool from rotating in the releasing direction, thereby allowing the lace to be freely released (see Col. 5 lines 1-39 and Figs. 1-5). Allowable Subject Matter Claims 8-9 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Response to Arguments Applicant's arguments filed 3/12/2026 have been fully considered but they are not persuasive. In response to Applicant’s argument that Chen does not disclose each and every feature of Amended Claim 1 and 10, Examiner respectfully disagrees. Chen discloses member 410 which rotates or swings in a rotational direction incrementally by rotating the knob which rotates or swings 410. In response to Applicant’s argument that Chen does not disclose each and every feature of amended claims, Examiner respectfully discloses the claimed limitation in the rejection provided herein. Chen discloses, as stated by Applicant, having structure to wind (tighten) lace and incrementally release the lace which allows the user to determine lace to unwind from spool and that increment is determined by user. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Tang US 2019/0084791. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID M UPCHURCH whose telephone number is (571)270-7957. The examiner can normally be reached 6AM-3PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jason San can be reached at (571)272-6531. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAVID M UPCHURCH/Primary Examiner, Art Unit 3677
Read full office action

Prosecution Timeline

Jul 31, 2023
Application Filed
Jun 09, 2025
Non-Final Rejection — §102
Sep 08, 2025
Response Filed
Dec 11, 2025
Final Rejection — §102
Mar 12, 2026
Request for Continued Examination
Apr 01, 2026
Non-Final Rejection — §102
Apr 01, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12595815
COUPLING ELEMENT
2y 5m to grant Granted Apr 07, 2026
Patent 12594873
Cable Binder for Vehicles, Cable-Binding Assembly, and Vehicle Lamp with the Assembly
2y 5m to grant Granted Apr 07, 2026
Patent 12582203
Snap-Thru Grid Fastener For Mesh Fabrics
2y 5m to grant Granted Mar 24, 2026
Patent 12577973
COLLAPSIBLE SPACER FOR SETTING GAP BETWEEN ADJACENT PANELS
2y 5m to grant Granted Mar 17, 2026
Patent 12552327
COUPLING ELEMENTS FOR EMBLEM ASSEMBLIES
2y 5m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
73%
Grant Probability
92%
With Interview (+18.4%)
2y 2m
Median Time to Grant
High
PTA Risk
Based on 1017 resolved cases by this examiner. Grant probability derived from career allow rate.

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