Prosecution Insights
Last updated: May 29, 2026
Application No. 18/264,145

METHOD OF MAKING HIGH VOLUMETRIC ENERGY DENSITY CAPACITOR

Final Rejection §103
Filed
Aug 03, 2023
Priority
Feb 10, 2021 — provisional 63/147,965 +1 more
Examiner
SINCLAIR, DAVID M
Art Unit
2848
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
The Penn State Research Foundation
OA Round
3 (Final)
68%
Grant Probability
Favorable
4-5
OA Rounds
0m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
844 granted / 1242 resolved
At TC average
Strong +20% interview lift
Without
With
+20.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
37 currently pending
Career history
1277
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
78.4%
+38.4% vs TC avg
§102
7.8%
-32.2% vs TC avg
§112
1.4%
-38.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1242 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 01 May 2026 has been entered. Response to Arguments Applicant’s arguments with respect to the claim(s) have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-2, 6, 8-9, 20, 23, & 25-29 is/are rejected under 35 U.S.C. 103 as being unpatentable over Majima et al. (US 2016/0336118) in view of Bimodal porous carbon cathode and prelithiated coalesced carbon onion anode for ultrahigh power energy efficient lithium ion capacitors hereafter referred to as Aref. In regards to claim 1, Majima ‘118 discloses a capacitor comprising: a cathode layer (2 – fig. 3; [0100]) comprising activated carbon ([0053]), wherein the cathode layer has a thickness of greater than 0.5 mm ([0066]); an anode layer (3 – fig. 3; [0100]) comprising a prelithiated carbon material coated on a metal or a prelithiated graphite coated on a metal ([0070-0074]); and a membrane (1 – fig. 3; [0099 and/or second 3 – fig. 3; [0100]) between the cathode layer and the anode layer. Majima ‘118 fails to disclose the activated carbon has a bimodal porosity including ultramicropores and mesapores interconnected with the ultramicropores. Aref discloses activated carbon has a bimodal porosity including ultramicropores and mesapores interconnected with the ultramicropores (section 2.2 & 3). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to form the cathode of Majima ‘118 using the activated carbon of Aref to obtain a capacitor with a large specific capacitance. In regards to claim 2, Majima ‘118 as modified by Aref further discloses comprising a spacer layer (2a – fig. 3; [0103] & [0063] – collector of Majima ‘118) attached to the cathode layer. In regards to claim 6, Majima ‘118 as modified by Aref further discloses comprising: a spacer layer (2a – fig. 3; [0103] & [0063] – collector of Majima ‘118) attached to the cathode layer, wherein the spacer layer comprises a metal or a stainless steel ([0018] & [0142]). In regards to claim 8, Li ‘127 as modified by Tajiri further discloses wherein the membrane comprises a prelithiated material configured to store lithium ions ([0070-0074]). In regards to claim 9, Majima ‘118 as modified by Aref further discloses wherein the capacitor is a lithium-ion capacitor (abstract of Majima ‘118). In regards to claim 20, Li ‘127 discloses a device comprising: at least one lithium-ion capacitor comprising: an anode layer (3 – fig. 3; [0100]) comprising a prelithiated carbon material coated on a metal or a prelithiated graphite coated on a metal ([0070-0074]); a membrane layer (2 – fig. 3; [0100]); a cathode layer (2 – fig. 3; [0100]) comprising ([0053]), wherein the cathode layer has a thickness of greater than 0.5 mm ([0066]), and wherein the membrane layer is positioned between the anode layer and the cathode layer (fig. 1). Majima ‘118 fails to disclose the activated carbon has a bimodal porosity including ultramicropores and mesapores interconnected with the ultramicropores. Aref discloses activated carbon has a bimodal porosity including ultramicropores and mesapores interconnected with the ultramicropores (section 2.2 & 3). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to form the cathode of Majima ‘118 using the activated carbon of Aref to obtain a capacitor with a large specific capacitance. In regards to claim 23, Majima ‘118 as modified by Aref further discloses wherein the at least one lithium ion capacitor is at least two lithium ion capacitors, each of the lithium ion capacitors having the anode layer, the membrane layer, and the cathode layer, the capacitors being connected to each other (fig. 3; [0099 of Majima ‘118). In regards to claim 25, Majima ‘118 as modified by Aref further discloses wherein the capacitor is a coin cell capacitor (section 2.2 of Aref). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to form the capacitor of Majima ‘118 to be a coin cell as taught by Aref based on the required characteristics of the capacitor and its use. In regards to claim 27, Majima ‘118 as modified by Aref fails to disclose wherein the cathode layer has a mass loading of up to 30 mg/cm2 (section 2.2 of Aref). In regards to claim 28, Majima ‘118 as modified by Aref further discloses wherein the capacitor has a capacitance retention of at least 65% after 2000 cycles at 8mA. When the structure recited in the references is substantially identical to that of the claims, claimed properties (capacitance retention) are presumed to be inherent. In regards to claim 29, Majima ‘118 as modified by Aref further discloses wherein the capacitor has an energy density of at least 10 Wh/L. When the structure recited in the references is substantially identical to that of the claims, claimed properties (energy density) are presumed to be inherent. Claim(s) 21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Li ‘127 as modified by Tajiri as applied to claim 1 above, and further in view of Li et al. (US 2019/0372127). In regards to claim 21, Majima ‘118 as modified by Aref fails to explicitly discloses wherein the device is included in a rechargeable battery, an on-board computer memory backup circuit; a real time clock - battery backup; a utility meter; a solar battery backup and energy storage device; a hybrid car battery, an electric vehicle battery, a hybrid vehicle battery, a laptop computer battery, a smart phone battery, a tablet battery, and an industrial control device. Ra ‘060 discloses wherein the device is included in a rechargeable battery, an on-board computer memory backup circuit; a real time clock - battery backup; a utility meter; a solar battery backup and energy storage device; a hybrid car battery, an electric vehicle battery, a hybrid vehicle battery, a laptop computer battery, a smart phone battery, a tablet battery, and an industrial control device ([0005]). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to incorporate the device of Majima ‘118 as modified by Aref into an electronic component as taught by Ra ‘060 to obtain an electronic component with an energy source that has the benefit of the device of Majima ‘118 as modified by Aref. Claim(s) 22 & 26 is/are rejected under 35 U.S.C. 103 as being unpatentable over Li ‘127 as modified by Tajiri as applied to claim 1 above, and further in view of Li et al. (US 2019/0372127). In regards to claim 22, Majima ‘118 as modified by Aref fails to explicitly discloses wherein the anode layer, the membrane layer, and the cathode layer are arranged without a layer of lithium in metal form positioned between the layers or adjacent the layers and without the layers having lithium in metal form. Li ‘127 discloses wherein the anode layer, the membrane layer, and the cathode layer are arranged without a layer of lithium in metal form positioned between the layers or adjacent the layers and without the layers having lithium in metal form (fig. 1; [0032-0035] of Li ‘127). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to remove the lithium metal layer of Majima ‘118 as modified by Aref after pre-lithiation as taught by Li ‘127 to obtain a capacitor that is lighter in weight and allow for use of the lithium metal layer in pre-lithiation of future cell production. In regards to claim 26, Majima ‘118 as modified by Aref fails to explicitly discloses wherein the capacitor does not include a layer of lithium foil or lithium powder. Li ‘127 discloses wherein the capacitor does not include a layer of lithium foil or lithium powder (fig. 1; [0032-0035] of Li ‘127). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to remove the lithium metal layer of Majima ‘118 as modified by Aref after pre-lithiation as taught by Li ‘127 to obtain a capacitor that is lighter in weight and allow for use of the lithium metal layer in pre-lithiation of future cell production. Claim(s) 30 is/are rejected under 35 U.S.C. 103 as being unpatentable over Li ‘127 as modified by Tajiri as applied to claim 1 above, and further in view of Wright et al. (US 2013/0280579). In regards to claim 30, Majima ‘118 as modified by Aref fails to disclose further comprising a gel electrolyte. Wright ‘579 discloses further comprising a gel electrolyte ([0095]). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to form to use a gel electrolyte as taught by Wright ‘579 as the electrolyte of Majima ‘118 as modified by Aref to obtain a capacitor that has reduced flammability and does not leak away under prolonged use. Communication Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID M SINCLAIR whose telephone number is (571)270-5068. The examiner can normally be reached M-TH from 8AM-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, TIMOTHY J DOLE can be reached at (571)272-2229. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /David M Sinclair/Primary Examiner, Art Unit 2847
Read full office action

Prosecution Timeline

Aug 03, 2023
Application Filed
Jul 09, 2025
Non-Final Rejection mailed — §103
Oct 06, 2025
Response Filed
Jan 08, 2026
Final Rejection mailed — §103
May 01, 2026
Response after Non-Final Action
May 01, 2026
Request for Continued Examination
May 05, 2026
Response after Non-Final Action
May 13, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12614668
MULTILAYER ELECTRONIC COMPONENT WITH CONTROLLED Sn DIFFUSION IN INTERNAL ELECTRODE
3y 5m to grant Granted Apr 28, 2026
Patent 12603231
ELECTRONIC COMPONENT AND METHOD FOR MANUFACTURING THE SAME
2y 5m to grant Granted Apr 14, 2026
Patent 12597559
MULTILAYER CERAMIC CAPACITOR AND METHOD OF PREPARING THE SAME
2y 1m to grant Granted Apr 07, 2026
Patent 12597563
CAPACITOR AND METHOD FOR MANUFACTURING THE SAME
1y 10m to grant Granted Apr 07, 2026
Patent 12592342
MULTILAYER ELECTRONIC COMPONENT
2y 2m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
68%
Grant Probability
88%
With Interview (+20.4%)
2y 6m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1242 resolved cases by this examiner. Grant probability derived from career allowance rate.

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