Prosecution Insights
Last updated: April 19, 2026
Application No. 18/265,517

STATOR WITH CONNECTION RING AND CONNECTOR TERMINAL WITH INTERLOCKING STRUCTURES

Non-Final OA §103
Filed
Jun 06, 2023
Examiner
JOHNSON, ERIC
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Schaeffler Technologies AG & Co. Kg
OA Round
3 (Non-Final)
62%
Grant Probability
Moderate
3-4
OA Rounds
3y 0m
To Grant
84%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allow Rate
527 granted / 852 resolved
-6.1% vs TC avg
Strong +22% interview lift
Without
With
+22.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
32 currently pending
Career history
884
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
47.3%
+7.3% vs TC avg
§102
29.5%
-10.5% vs TC avg
§112
20.2%
-19.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 852 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3-5, 7-12, 14-16 and 18-22 are rejected under 35 U.S.C. 103 as being unpatentable over Schaflein et al. (US20120313460, “Schaflein ‘460”) in view of Schaflein (US20100156208, “Schaflein ‘208”) and Gruenhagen (US2008093945, “Gruenhagen”). Re claim 1, Schaflein ‘460 discloses a stator 16 for an electric machine 10 comprising: a winding 34 (fig 1, [0027]); and a connection ring 56 placed axially onto the winding 34 (figs 1 & 2e); the connection ring 56 having a ring-shaped or ring-segment-shaped plastic body (figs 1 & 2c, [0028]) having at least three conductors 40a-c which are each associated with a respective phase and are interconnected (figs 1, 2c & 2e, [0028]); wherein the connection ring 56 has a connector terminal 42 having at least three electrical connector portions 421a-c that each contact a conductor 40a-c of the connection ring 56 (fig 2e, [0030]) and each electrically conductively connect to a respective connection of the connector terminal 42 (fig 2e, [0030]), the connection ring 56 and the connector terminal 42 have interlocking structures 58a-b which define a defined position of the connection ring 56 and connector terminal 42 with respect to one another (figs 2c-d, [0031]); wherein the interlocking structures 58a-b comprise a section 58a extending in a radial direction (fig 2c, radial direction w/ respect to rotation axis of 10) and having first and second opposite circumferential end faces (figs 2c & below) and a pocket 58b having a corresponding shape for receiving the section 58a (figs 2c-d); and wherein the opposite circumferential end faces converge towards each other in a radially inward direction (figs 2c & below). PNG media_image1.png 248 386 media_image1.png Greyscale Schaflein ‘460discloses claim 1 except for: an end of at least one of the conductors protruding axially above the winding; and the section 58a is trapezoidal. Schaflein ‘208 discloses an end 52e of at least one of the conductors 52a-c protruding axially above the winding 36 (figs 2-6, [0035] & [0037], 52e projected axially to connect to 50b). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to configure the conductors of Schaflein ‘460 to have an end of at least one of the conductors protruding axially above the winding, as disclosed by Schaflein ‘208, in order to connect the winding to the conductors, as disclosed by Schaflein ‘208 ([0037]). Gruenhagen discloses substituting a shape similar to the section of Schaflein ‘460 (fig 2b) with a shape that is trapezoidal (fig 2a & below; [0036-0037]). PNG media_image2.png 331 375 media_image2.png Greyscale It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to substitute one known element (interlocking shape of Schaflein ‘460) for another known equivalent element (interlocking shape of Gruenhagen; equivalence shown by Gruenhagen) resulting in the predictable result of forming a positive engagement profile between the connection ring and the connector terminal. Re claim 11, Schaflein ‘460 discloses a connection ring 56 for a stator 16 for an associated electric machine 10 (figs 1 & 2e) comprising: a ring-shaped or ring-segment-shaped plastic body (figs 1 & 2c, [0028]) having at least three conductors 40a-c which are each associated with a respective phase and are interconnected (figs 1, 2c & 2e, [0028]); wherein the connection ring 56 has a connector terminal 42 having at least three electrical connector portions 421a-c that each contact a conductor 40a-c of the connection ring 56 (fig 2e, [0030]) and each electrically conductively connect to a respective connection of the connector terminal 42 (fig 2e, [0030]), the connection ring 56 and the connector terminal 42 have interlocking structures 58a-b which define a defined position of the connection ring 56 and connector terminal 42 with respect to one another (figs 2c-d, [0031]); wherein the interlocking structures 58a-b comprise a section 58a extending in a radial direction (fig 2c, radial direction w/ respect to rotation axis of 10) and having first and second opposite circumferential end faces (figs 2c & above for claim 1) and a pocket 58b having a corresponding shape for receiving the section 58a (figs 2c-d); and wherein the opposite circumferential end faces converge towards each other in a radially inward direction (figs 2c & above for claim 1). Schaflein ‘460 discloses claim 11 except for: ends of at least one of the conductors extending in an axial direction; and the section 58a is trapezoidal. Schaflein ‘208 discloses an end 52e of at least one of the conductors 52a-c protruding extending in an axially direction (figs 2-6, [0035] & [0037], 52e projected axially to connect to 50b). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to configure the conductors of Schaflein ‘460 to have an end of at least one of the conductors protruding axially above the winding, as disclosed by Schaflein ‘208, in order to connect the winding to the conductors, as disclosed by Schaflein ‘208 ([0037]). Gruenhagen discloses substituting a shape similar to the section of Schaflein ‘460 (fig 2b) with a shape that is trapezoidal (fig 2a & below; [0036-0037]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to substitute one known element (interlocking shape of Schaflein ‘460) for another known equivalent element (interlocking shape of Gruenhagen; equivalence shown by Gruenhagen) resulting in the predictable result of forming a positive engagement profile between the connection ring and the connector terminal. Re claims 3 and 14, Schaflein ‘460 in view of Schaflein ‘208 and Gruenhagen discloses claims 1 and 11, respectfully as discussed above and further discloses the trapezoidal section 58a is associated with the connection ring 56 (Schaflein ‘460, figs 2b-c; Gruenhagen, fig 2a, shows trapezoidal), and the pocket 58b is associated with the connector terminal 42 (Schaflein ‘460, figs 2b-c). Re claims 4 and 15, Schaflein ‘460 in view of Schaflein ‘208 and Gruenhagen discloses claims 1 and 11, respectfully as discussed above and further discloses the trapezoidal section 58a is located in the radial direction outside a radially outer lateral surface of the ring-shaped connection ring (Schaflein ‘460, figs 2c & below; Gruenhagen, fig 2a, shows trapezoidal). PNG media_image3.png 342 523 media_image3.png Greyscale Re claims 5 and 16, Schaflein ‘460 in view of Schaflein ‘208 and Gruenhagen discloses claims 1 and 11, respectfully as discussed above and further discloses a base of the trapezoidal section 58a is arranged radially outward (Schaflein ‘460, figs 2c & below; Gruenhagen, fig 2a, shows trapezoidal). PNG media_image4.png 181 238 media_image4.png Greyscale Re claims 7 and 18, Schaflein ‘460 in view of Schaflein ‘208 and Gruenhagen discloses claims 1 and 11, respectfully as discussed above and further discloses the connector terminal 42 has a circular ring-shaped segment-like shape adapted to the connection ring 56 (Schaflein ‘460, figs 2b-d & below). PNG media_image5.png 399 490 media_image5.png Greyscale Re claims 8 and 19, Schaflein ‘460 in view of Schaflein ‘208 and Gruenhagen discloses claims 1 and 11, respectfully as discussed above and further discloses the connections 423a-c of the connector terminal 42 extend out thereof in a radial direction (Schaflein ‘460; figs 2b & 2d). Re claims 9 and 20, Schaflein ‘460 in view of Schaflein ‘208 and Gruenhagen discloses claims 1 and 11, respectfully as discussed above and further discloses the connector terminal 42 is made of a plastic (figs 2a-b, [0031]). Re claim 10, Schaflein ‘460 in view of Schaflein ‘208 and Gruenhagen discloses claim 1 as discussed above and further discloses the connector terminal 42 can be plugged onto the connection ring from the axial direction (figs 2b-2d). Re claim 12, Schaflein ‘460 in view of Schaflein ‘208 and Gruenhagen discloses claim 11 as discussed above and further discloses the connection ring 56 can be placed axially onto a winding 34 of the stator 16 (figs 1 & 2e). Re claims 21 and 22, Schaflein ‘460 in view of Schaflein ‘208 and Gruenhagen discloses claims 1 and 11, respectfully as discussed above and further discloses the first and second opposite circumferential end faces are engaged with respective circumferential end faces of the pocket 58b (figs 2b-d & above for claim 1, [0031]). Response to Arguments Applicant’s arguments with respect to the claims have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Allowable Subject Matter Claims 6 and 17 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The main reason for indicating claim 6 as allowable is the inclusion of the limitations, inter alia, of: “The stator according to claim 1, wherein the connection ring 4 includes spacer elements 15 pointing radially outwards on which the connector terminal 9 rests when joined together with the connection ring, wherein the spacer elements are configured such that the connector terminal is joined to the connection ring under a radial prestress.” PNG media_image6.png 405 539 media_image6.png Greyscale PNG media_image7.png 453 500 media_image7.png Greyscale The closest prior art Schaflein et al. (US20120313460) does not disclose the above limitation. Claim 17 is allowable in a similar manner as discussed above for claim 6. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC JOHNSON whose telephone number is (571)270-5715. The examiner can normally be reached on Mon-Fri 8:30-5pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Seye Iwarere can be reached on (571)270-5112. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC JOHNSON/Primary Examiner, Art Unit 2834
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Prosecution Timeline

Jun 06, 2023
Application Filed
Aug 06, 2025
Non-Final Rejection — §103
Oct 13, 2025
Response Filed
Oct 31, 2025
Final Rejection — §103
Jan 14, 2026
Request for Continued Examination
Jan 27, 2026
Response after Non-Final Action
Feb 02, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
62%
Grant Probability
84%
With Interview (+22.0%)
3y 0m
Median Time to Grant
High
PTA Risk
Based on 852 resolved cases by this examiner. Grant probability derived from career allow rate.

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