Prosecution Insights
Last updated: May 29, 2026
Application No. 18/266,534

GRAPHENE COMPOSITE MATERIALS AND METHODS FOR PRODUCTION THEREOF

Non-Final OA §103§112
Filed
Jun 09, 2023
Priority
Dec 09, 2020 — provisional 63/123,058 +1 more
Examiner
KRASNOW, NICHOLAS R
Art Unit
1744
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Universal Matter Inc.
OA Round
3 (Non-Final)
66%
Grant Probability
Favorable
3-4
OA Rounds
3m
Est. Remaining
78%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
269 granted / 406 resolved
+1.3% vs TC avg
Moderate +12% lift
Without
With
+12.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
36 currently pending
Career history
458
Total Applications
across all art units

Statute-Specific Performance

§103
90.3%
+50.3% vs TC avg
§102
3.8%
-36.2% vs TC avg
§112
5.1%
-34.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 406 resolved cases

Office Action

§103 §112
DETAILED CORRESPONDENCE Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments have been fully considered. Applicant argues the graphene of the prior art is not reduced in size. This is not persuasive because this is a product-by-process limitation. While the claim is a method claim, the context of the disputed limitation is a description of the material provided in the “providing a first material” step. The claim does not positively recite a step of processing the graphene and Applicant has not explained why the graphene of the prior art is structurally distinct from the claimed graphene. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim(s) 111-120 is/are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. In reference to claim 111, the limitation “wherein the polyhedral graphene is post-processed to reduce a lateral size of the polyhedral graphene and to exfoliate the polyhedral graphene into fewer layers” is unclear as to whether Applicant intends for this to be a positively recited step. Does the claim require a step of reducing the layers? If so, then this should be clarified in the claim by positively reciting such a step. The limitation reads as not, and this is considered a product-by-process limitation, however, the remarks indicate that Applicant may consider this step part of the claimed method. A method is defined by its positively recited steps. Note: Claims 112-120 are also rejected by virtue of their dependence on claim 111. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim 111-119 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lundorf (US 20180298154 A1) in view of Algozeeb (NPL October 20201) In reference to claim 111, Lundorf discloses a method of producing a composite material (“composite material unit (CMU)” [Claim 1]), the method comprising: providing a first material comprising a polyhedral graphene (“SE1 is a carbon nanotube, buckyball or graphene molecule” [Claim 5]); providing a second material (“where SE2 is a plastic, a thermoset such as polyester resin, epoxy resin, or polyurethanes, or a thermoplastic such as nylon, polycarbonate or polyethylene” [Claim 6]); mixing the first material and the second material (“solution mixing or melt processing to make CMUs” [P0036]); and Lundorf describes “a carbon-nanotube (CNT) reinforced polymer comprising one or more composite material units” (Paragraph 7148) therefore it would be obvious to perform a step of producing a polyhedral graphene composite. Lundorf does not describe the first material being formed by joule heating. In the same field of endeavor or reasonably pertinent to the particular problem faced by the inventor, composites (abstract), Algozeeb discloses that it is possible to form graphene by joule heating (abstract). Algozeeb explains that a benefit of this process is the ability to recycle plastic waste. Therefore, it would have been obvious to one of ordinary skill in the art with a reasonable expectation of success before the effective filing date of the claimed invention to configure the method such that the first material is formed by joule heating as claimed. In reference to claim 112, depending on the method of claim 111, wherein the second material includes any one or more of rubber, cement, concrete, epoxy, coatings, asphalt, plastics, polymers, polyurethane foams, glass ceramics, tire material, tire tread formations, tire tread material, or wood composites (See Claim 6 of Lundorf). In reference to claim 113, depending on the method of claim 111, further comprising curing the polyhedral graphene composite (“curing” at paragraph 6994 of Lundorf). In reference to claim 114, depending on the method of claim 113, further comprising mixing the polyhedral graphene composite with another material before curing (“incorporation of nucleating agents” [P0044]) In reference to claim 115, depending on the method of claim 113, wherein the curing process is aided by adding any of the following: a crosslinking agent, an accelerator, or heat (Lundorf suggests using natural rubber at paragraph 221. It is well known to vulcanize natural rubber using heat and crosslinking agents to increase strength) In reference to claim 116, depending on the method of claim 111, wherein the polyhedral graphene has a diameter between 3 nm and 200 nm (Size of SE… greater than 10 nm,… less than 100 nm… [Paragraphs 175-177]). In reference to claim 117, depending on the method of claim 111, wherein the wherein the polyhedral graphene includes a plurality of walls, wherein each of the plurality of walls comprises 2 to 100 layers (“Carbon nano-onions” [P0448]). In reference to claim 118-119, depending on the method of claim 111, further comprising mixing the rubber with a polyhedral graphene containing media, wherein the polyhedral graphene containing media includes any one or more of oil, an organic solvent, water, or mixture of solvents; further comprising adding a surfactant and/or a dispersant to improve the dispersion of the polyhedral graphene into the polyhedral graphene containing media (“additive (e.g. a nanotube dispersion) is mixed with a solution of preformed polymer (e.g. polyvinyl alcohol, polystyrene, polycarbonate, or poly(methyl methacrylate)) and ligands and linker(s).” [P0668]. The term “dispersion” implies the presence of a solvent which meets limitations of the claim as defined by the specification.) Claim 120 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lundorf (US 20180298154 A1) in view of Algozeeb (NPL October 20202), and further in view of Leng (US 20190270863 A1) In reference to claim 120, Lundorf discloses formation of composites comprising graphene as described above. It is unclear if Lundorf discloses claim 120 (see issues of claim interpretation under 35 USC 112). Nevertheless, In the same field of endeavor or reasonably pertinent to the particular problem faced by the inventor, graphene composites (abstract), Leng discloses that rubber-graphene composites are known to be formed by forming a rubber latex and precipitating the mixture to form a composite (See paragraph 66-83 and also paragraph 104 regarding the use of “coagulant”, which is equivalent to deemulsifier in the claim). Therefore, it would have been obvious to one of ordinary skill in the art with a reasonable expectation of success before the effective filing date of the claimed invention to configure the method to comprise a latex and deemulsifier as claimed. A person having ordinary skill in the art would have been specifically motivated to modify the method to use a latex and deemulsifier in order to form elastomeric object as suggested by Leng and to combine prior art elements according to known methods to yield predictable results; achieve the simple substitution of one known element for another to obtain predictable results; and/or use of known technique to improve similar devices (methods, or products) in the same way. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Luong (NPL 20203) Any inquiry concerning this communication or earlier communications from the examiner should be directed to NICHOLAS KRASNOW whose telephone number is (571)270-1154. The examiner can normally be reached M-R: 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Xiao Zhao can be reached at 571-270-5343. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NICHOLAS KRASNOW/Examiner, Art Unit 1744 1 https://pubs.acs.org/doi/pdf/10.1021/acsnano.0c06328 2 https://pubs.acs.org/doi/pdf/10.1021/acsnano.0c06328 3 https://www.nature.com/articles/s41586-020-1938-0
Read full office action

Prosecution Timeline

Jun 09, 2023
Application Filed
Jul 23, 2025
Non-Final Rejection mailed — §103, §112
Oct 23, 2025
Response Filed
Jan 26, 2026
Final Rejection mailed — §103, §112
Mar 26, 2026
Response after Non-Final Action
Apr 24, 2026
Request for Continued Examination
Apr 28, 2026
Response after Non-Final Action
May 06, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
66%
Grant Probability
78%
With Interview (+12.2%)
3y 3m (~3m remaining)
Median Time to Grant
High
PTA Risk
Based on 406 resolved cases by this examiner. Grant probability derived from career allowance rate.

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