Prosecution Insights
Last updated: July 17, 2026
Application No. 18/266,630

ORGANIC HEAT TRANSFER SYSTEM, METHOD, AND FLUID

Non-Final OA §103§112
Filed
Jun 12, 2023
Priority
Dec 14, 2020 — provisional 63/125,210 +1 more
Examiner
OYER, ANDREW J
Art Unit
1726
Tech Center
1700 — Chemical & Materials Engineering
Assignee
The Lubrizol Corporation
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
479 granted / 601 resolved
+14.7% vs TC avg
Strong +16% interview lift
Without
With
+15.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
35 currently pending
Career history
630
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
54.2%
+14.2% vs TC avg
§102
13.6%
-26.4% vs TC avg
§112
8.2%
-31.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 601 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 17-24, 30-37, and 43 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected inventions, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 16 February 2026. Applicant's election with traverse of Group I, claims 1, 5-10 and 15 in the reply filed on 16 February 2026 is acknowledged. The traversal is on the ground(s) that Gao does not teach or suggest the present composition which is the unifying feature for invention. This is not found persuasive because applicant directs arguments to a specific example of table 1 without consideration for the general teachings of Gao which teach the viscosity modifier in the overlapping range of the instant claim. The requirement is still deemed proper and is therefore made FINAL. Information Disclosure Statement The information disclosure statement (IDS) submitted on 12 June 2023 was filed. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement has been considered by the Office. The information disclosure statement (IDS) submitted on 18 September 2025 was filed. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement has been considered by the Office. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(d): (d) REFERENCE IN DEPENDENT FORMS.—Subject to subsection (e), a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. The following is a quotation of pre-AIA 35 U.S.C. 112, fourth paragraph: Subject to the following paragraph [i.e., the fifth paragraph of pre-AIA 35 U.S.C. 112], a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. Claim 15 is rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends, or for failing to include all the limitations of the claim upon which it depends. Claim 15 states that the amount of the of the polymer additive is “no more than 800 ppm”. However, the independent claim states that the amount of the polymer additive is 0.001 to 0.05% where 0.05% corresponds to 500 ppm Applicant may cancel the claim(s), amend the claim(s) to place the claim(s) in proper dependent form, rewrite the claim(s) in independent form, or present a sufficient showing that the dependent claim(s) complies with the statutory requirements. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 2, 5-10, and 15 are rejected under 35 U.S.C. 103 as being unpatentable over Christensen et al. (US Patent #10,712,105, hereinafter referred to as “Christensen”). As to Claims 1 and 15: Christensen teaches heat transfer fluids and methods of using them (Abstract) such as batteries (Col. 1, Lines 12-25). Wherein the method comprises contacting the fluid with the heat source in operation and circulating it through a heat transfer circuit (Col. 2, Lines 28-59, Fig. 4). Christensen further teaches that the heat transfer fluid comprises a hydrocarbon oil (i.e., a non-conductive, non-aqueous and non-water miscible oil component (Col. 17, Lines 25-35). Christensen does not specifically teach an example using 0.001 to 0.05% by weight of polyisobutylene polymer having a number average molecular weight of 900,000 to 2,000,000. However, Christensen teaches that the composition can include viscosity modifiers to impart shear stability at elevated temperature and the viscosity modifier can have a molecular weight between 50,000 and 1,500,000 with polyisobutylene being a commonly used viscosity modifier (Col. 42, Lines 41-60). Christensen further teaches that the viscosity modifier is preferably used in an amount of less than 0.5% and can be in any amount between 0.01 and 0.5% (Col. 43, Lines 33-47). At the time of filing, it would have been obvious to a person having ordinary skill in the art to use polyisobutylene with a molecular weight of 900,000 to 1,500,000 in an amount of 0.01 to 0.05 weight because Christensen teaches that these are preferable polymers in known molecular weights and known amounts in order to impart shear stability at elevated temperatures and acceptable viscosity at low temperatures (Col. 42, Lines 46-50). As to Claim 2: Christensen teaches the method of cooling electrical componentry of Claim 1 (supra). Christensen further teaches that the electrical componentry can be a battery (Col. 1, Lines 12-25). As to Claim 5: Christensen teaches the method of cooling electrical componentry of Claim 1 (supra). Christensen teaches that the oil can be a hydrocarbon oil which has a dielectric constant between 2.1 and 2.4 (Col. 17, Lines 25-35). As to Claim 6: Christensen teaches the method of cooling electrical componentry of Claim 1 (supra). Christensen teaches that the oil can be a hydrocarbon oil (Col. 17, Lines 25-35). As to Claims 7 and 8: Christensen teaches the method of cooling electrical componentry of Claim 6 (supra). Christensen teaches that the preferred base fluids include isoparaffin oils which contain a mixture of saturated hydrocarbon having from 8 to 50 carbon atoms and hydrocarbyl branches and single continuous carbon chains of no more than 24 carbon atoms (Col. 21, Lines 40-65). As to Claim 9: Christensen teaches the method of cooling electrical componentry of Claim 7 (supra). Christensen further teaches that the that the saturated hydrocarbon can be 1-dodecene with a molecular weight of 168 g/mol (Col. 17, Lines 25-60). As to Claim 10: Christensen teaches the method of cooling electrical componentry of Claim 1 (supra). Christensen further teaches that preferred base fluids include ethers of diethylene glycol (i.e., alkylene oxides where the terminal hydroxyl groups have been modified) (Col. 21, Lines 50-60, Col. 32, Lines 15-20) Correspondence Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANDREW J OYER whose telephone number is (571)270-0347. The examiner can normally be reached 9AM-6PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Eashoo can be reached at (571)272-1197. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Andrew J. Oyer/Primary Examiner, Art Unit 1767
Read full office action

Prosecution Timeline

Jun 12, 2023
Application Filed
Apr 29, 2026
Non-Final Rejection mailed — §103, §112
Jul 09, 2026
Response Filed

Precedent Cases

Applications granted by this same examiner with similar technology

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METHODS FOR MANUFACTURING POSITIVE ELECTRODE ACTIVE MATERIAL PRECURSOR MATERIAL AND POSITIVE ELECTRODE ACTIVE MATERIAL FOR SECONDARY LITHIUM BATTERY, AND POSITIVE ELECTRODE ACTIVE MATERIAL FOR SECONDARY LITHIUM BATTERY MANUFACTURED THEREBY
3y 10m to grant Granted Jul 07, 2026
Patent 12668680
FIXING BELT
3y 9m to grant Granted Jun 30, 2026
Patent 12662645
REFRIGERATION CYCLE APPARATUS, REFRIGERATING MACHINE OIL AND REFRIGERANT LEAKAGE PREVENTION AGENT
4y 0m to grant Granted Jun 23, 2026
Patent 12655279
Ethylene/Alpha-Olefin Copolymer and Method for Preparing the Same
5y 7m to grant Granted Jun 16, 2026
Patent 12654052
FIRE SUPPRESSANT
3y 11m to grant Granted Jun 16, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
96%
With Interview (+15.9%)
2y 6m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 601 resolved cases by this examiner. Grant probability derived from career allowance rate.

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