Prosecution Insights
Last updated: August 16, 2026
Application No. 18/267,109

SIC SEMICONDUCTOR DEVICE

Non-Final OA §102§103
Filed
Jun 14, 2023
Priority
Feb 01, 2021 — JP 2021-014602 +1 more
Examiner
ANYA, IGWE U
Art Unit
2891
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Rohm Co., Ltd.
OA Round
3 (Non-Final)
85%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
809 granted / 953 resolved
+16.9% vs TC avg
Minimal -5% lift
Without
With
+-4.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
20 currently pending
Career history
964
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
50.9%
+10.9% vs TC avg
§102
36.4%
-3.6% vs TC avg
§112
7.0%
-33.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 953 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1 – 4, 10, 12, 17 – 18 and 20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Tanaka et al. (JP 2016213473). PNG media_image1.png 373 499 media_image1.png Greyscale (Claim 1) Tanaka et al. teach a SiC semiconductor device comprising: a SiC chip that has a main surface (Embodiment 1, 2nd – 8th paragraph); and an n-type drift region (11) that is formed as a layer extending along the main surface in a surface layer portion of the main surface, includes at least two types of pentavalent elements within the same layer, and has an impurity concentration adjusted by the at least two types of pentavalent elements, wherein the at least two types of pentavalent elements of the drift region include arsenic and antimony, and both arsenic and antimony coexist within the same layer (11). (Claim 2) Tanaka et al. teach wherein the drift region has an impurity concentration that is adjusted such as to increase toward the main surface (Embodiment 1, 8th paragraph, “In the high-concentration layer 21, NA, NB, and the difference between NA and NB do not necessarily have to be uniform, and may vary, for example, in the thickness direction (vertical direction in FIG. 2)”). (Claim 3) Tanaka et al. teach wherein the drift region has an impurity concentration adjusted by pentavalent elements other than phosphorus (Embodiment 1, 8th paragraph). (Claim 4) Tanaka et al. teach wherein the drift region includes nitrogen as a pentavalent element (Embodiment 1, 8th paragraph). (Claim 10) Tanaka et al. teach a SiC semiconductor device comprising: a SiC chip that has a main surface (paragraphs 2 – 8 under Embodiment 1); and a p-type drift region that is formed in a surface layer portion of the main surface, includes at least two types of trivalent elements within the same layer, and has an impurity concentration adjusted by the at least two types of trivalent elements other than boron (Embodiment 1, 8th paragraph), wherein the drift region has an impurity concentration that is adjusted such as to increase toward the main surface (Embodiment 1, 8th paragraph, “In the high-concentration layer 21, NA, NB, and the difference between NA and NB do not necessarily have to be uniform, and may vary, for example, in the thickness direction (vertical direction in FIG. 2)”). (Claim 12) Tanaka et al. teach wherein the drift region includes the at least two types of trivalent elements among aluminum, gallium, and indium (Embodiment 1, 8th paragraph). (Claim 17) Tanaka et al. teach wherein the drift region has a thickness belonging to any one range among not less than 1 um and not more than 5 um, not less than 5 um and not more than 10 um, not less than 10 um and not more than 15 um, not less than 15 um and not more than 20 um, and not less than 20 um and not more than 25 um (Embodiment 1, 6th paragraph). (Claim 18) Tanaka et al. teach wherein the SiC chip is constituted of an SiC monocrystal that is a hexagonal crystal, and the main surface is arranged along a c-plane of the SiC monocrystal and has an off angle of not more than 10° with respect to the c-plane (Embodiment 1, 4th paragraph). (Claim 20) Tanaka et al. teach wherein the drift region is formed in an SiC epitaxial layer (Embodiment 1, 4th paragraph). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim 19 is rejected under 35 U.S.C. 103 as being unpatentable over Tanaka et al. (JP 2016213473) in view of Kawada et al. (US 2018/0061960). (Claim 19) Tanaka et al. lack wherein the off angle has an off direction oriented along an a-axis direction of the SiC monocrystal. However, Kawada et al. teach wherein the off angle has an off direction oriented along an a-axis direction of the SiC monocrystal (fig. 13A, paragraph 57) for the benefit of improving electron mobility (paragraph 58). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to incorporate the references for the benefit of improving electron mobility. Allowable Subject Matter Claims 5 – 9, 21 and 22 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 13 – 16, 23 – 26 are allowable, because prior does not render obvious: (Claim 13) an impurity concentration adjusted by the at least two types of trivalent elements other than boron; wherein the drift region has a basal concentration due to a first impurity that is a trivalent element and an added concentration due to a second impurity that is a trivalent element different from the first impurity. (Claim 23) wherein the drift region has a basal concentration due to a first impurity that is a pentavalent element and an added concentration due to a second impurity that is a pentavalent element other than the first impurity, the at least two types of pentavalent elements of the drift region include arsenic and antimony, and both arsenic and antimony coexist within the same layer. (Claim 25) wherein the drift region has a basal concentration due to a first impurity that is a pentavalent element and an added concentration due to a second impurity that is a pentavalent element other than the first impurity, and the added concentration has a concentration distribution that increases toward the main surface. (Claim 26) has an impurity concentration adjusted by a trivalent element other than boron; wherein the drift region has a basal concentration due to a first impurity that is a trivalent element and an added concentration due to a second impurity that is a trivalent element being the same as or different from the first impurity, and the added concentration has a concentration distribution that increases toward the main surface. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to IGWE U ANYA whose telephone number is (571)272-1887. The examiner can normally be reached 8:00 AM - 6:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Landau can be reached at (571) 272- 1731. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /IGWE U ANYA/Primary Examiner, Art Unit 2891 June 4, 2026
Read full office action

Prosecution Timeline

Jun 14, 2023
Application Filed
Oct 01, 2025
Non-Final Rejection mailed — §102, §103
Dec 23, 2025
Response Filed
Mar 05, 2026
Final Rejection mailed — §102, §103
May 29, 2026
Request for Continued Examination
Jun 01, 2026
Response after Non-Final Action
Jun 10, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
85%
Grant Probability
80%
With Interview (-4.8%)
2y 6m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 953 resolved cases by this examiner. Grant probability derived from career allowance rate.

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