Prosecution Insights
Last updated: July 17, 2026
Application No. 18/267,731

TURBULENCE-RESILIENT SELF-COHERENT FREE-SPACE OPTICAL COMMUNICATIONS USING AUTOMATIC PILOT-ASSISTED OPTOELECTRONIC BEAM MIXING OF MANY MODES

Final Rejection §102§103
Filed
Jun 15, 2023
Priority
Jan 20, 2021 — provisional 63/139,657 +1 more
Examiner
CORS, NATHAN M
Art Unit
2634
Tech Center
2600 — Communications
Assignee
University of Southern California
OA Round
3 (Final)
78%
Grant Probability
Favorable
4-5
OA Rounds
0m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
786 granted / 1011 resolved
+15.7% vs TC avg
Moderate +5% lift
Without
With
+5.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
17 currently pending
Career history
1033
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
56.0%
+16.0% vs TC avg
§102
5.5%
-34.5% vs TC avg
§112
25.3%
-14.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1011 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 8-10, 12 and 13 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yang et al. (“Yang”) (Yang, Chunyong & Xu, Chuang & Ni, Wenjun & Gan, Yu & Hou, Jin & Chen, Shaoping. (2017). Turbulence heterodyne coherent mitigation of orbital angular momentum multiplexing in a free space optical link by auxiliary light. Optics Express. 25. 25612-25624). Regarding claim 8, Yang discloses a system for free space optical (FSO) communications, the system comprising: a transmitter configured to transmit an optical data beam containing data and a frequency offset optical pilot beam, the optical data beam and the frequency offset optical pilot beam being transmitted over free space (fig. 1 and section 2, 1st and last paragraphs, OAM beam is the optical data beam and Gaussian beam is the pilot beam, and ∆ω is the frequency offset between the OAM beam and the pilot/LO beam); at least one photodetector configured to receive the optical data beam and the frequency offset optical pilot beam (fig. 1 PDs); and a processor connected to the at least one photodetector and configured to compensate for optical distortions between the transmitter and the at least one photodetector by using a conjugate of the received frequency offset optical pilot beam to cancel distortions in the received optical data beam (fig. 1 in light of section 1, last paragraph and fig. 2 and section 3, first two paragraphs, the distorted phase counteracted, where UG* is the pilot beam conjugate). Regarding claim 9, Yang discloses the system of claim 8, wherein the frequency offset optical pilot beam is transmitted coaxially with the optical data beam (fig. 1, PBS1 output beam). Regarding claim 10, Yang discloses the system of claim 8, wherein the frequency offset optical pilot beam is used as an oscillator for coherent detection at a receiver that includes the at least one photodetector (fig. 1 and section 2, 1st paragraph, pilot beam split by PBS2 used as local oscillator at each BSn). Regarding claim 12, Yang discloses the system of claim 8, wherein the frequency offset optical pilot beam is a continuous wave signal (fig. 1 and section 2, 1st paragraph, the pilot beam disclosed without modulation and used as a local oscillation relative to the QPSK data transmission means it is necessarily a continuous wave signal). Regarding claim 13, Yang discloses the system of claim 8, wherein compensating for the optical distortions includes mixing each Laguerre-Gaussian component of the optical data beam with a corresponding conjugate Laguerre-Gaussian component of the frequency offset optical pilot beam (fig. 1 and section 2, 1st paragraph and fig. 2 and section 3, 2nd paragraph, where LG02 is the data beam component, and the pilot beam SLM(s) for the “special phase pattern”, for the interference as UG*, reads on pilot beam as corresponding conjugate LG component). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over Yang (Yang, Chunyong & Xu, Chuang & Ni, Wenjun & Gan, Yu & Hou, Jin & Chen, Shaoping. (2017). Turbulence heterodyne coherent mitigation of orbital angular momentum multiplexing in a free space optical link by auxiliary light. Optics Express. 25. 25612-25624). Regarding claim 11, Yang discloses the system of claim 8, and discloses a wavelength spec of 1550 nm (section 3, 2nd paragraph, i.e. a 193 THz signal), but does not explain that a frequency difference between the optical data beam and the frequency offset optical pilot beam is orders of magnitude smaller than carrier frequencies of the optical data beam and the optical pilot beam. However, Yang discloses ∆ω for the frequency offset (section 2 last paragraph), and ∆ω being orders of magnitude smaller than 193 THz is desirable for coherent detection. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use a small ∆ω between the main and pilot signal, an orders of magnitude smaller frequence difference value than the 193 THz value, so the heterodyne coherent detection of Yang, using the signal and pilot/LO beams, is effective yet avoiding the precision needed to maintain exact equality of the signal and pilot/LO beams as would be the case for legacy homodyne coherent detection. Allowable Subject Matter Claims 1-7 and 14-20 are allowed. Response to Arguments Applicant's arguments filed 20 February 2026 have been fully considered but they are not persuasive with respect to the claim 8 claim set. Applicant argues that “the term ‘frequency offset’ appears nowhere in Yang…”; however, ∆ω in Yang is a frequency offset. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATHAN M CORS whose telephone number is (571)272-3028. The examiner can normally be reached Monday-Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kenneth Vanderpuye can be reached at 571-272-3078. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NATHAN M CORS/Primary Examiner, Art Unit 2634
Read full office action

Prosecution Timeline

Jun 15, 2023
Application Filed
Jun 03, 2025
Non-Final Rejection mailed — §102, §103
Sep 03, 2025
Response Filed
Nov 06, 2025
Non-Final Rejection mailed — §102, §103
Feb 20, 2026
Response Filed
Jun 01, 2026
Final Rejection mailed — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
78%
Grant Probability
83%
With Interview (+5.1%)
2y 9m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1011 resolved cases by this examiner. Grant probability derived from career allowance rate.

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