Prosecution Insights
Last updated: July 17, 2026
Application No. 18/268,184

HETEROCYCLIC COMPOUND AND ORGANIC LIGHT-EMITTING DEVICE COMPRISING SAME

Non-Final OA §102
Filed
Jun 16, 2023
Priority
Dec 21, 2020 — RE 10-2020-0179934 +1 more
Examiner
CLARK, GREGORY D
Art Unit
Tech Center
Assignee
LT Materials Co., Ltd.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
1032 granted / 1219 resolved
+24.7% vs TC avg
Moderate +8% lift
Without
With
+8.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
54 currently pending
Career history
1261
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
77.4%
+37.4% vs TC avg
§102
16.2%
-23.8% vs TC avg
§112
3.6%
-36.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1219 resolved cases

Office Action

§102
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lee (KR 2020129328). Regarding Claims 1-3, 5-6, Lee teaches a material represented by P2-43 (page 13): PNG media_image1.png 308 210 media_image1.png Greyscale P2-43 reads on applicants’ wherein X1 = C; X2 and X3 = N; A = phenyl; B and C not present; R1 and R2 = H; Ar1 = phenyl; Y = S; Ar2 = Formula 2 wherein Z1 = direct bond; Z2 = O; L = direct bond; R3-R10 = H (per claims 1-3, 5). P2-43 is identical to applicants’ 192: PNG media_image2.png 336 396 media_image2.png Greyscale (per claim 6) Regarding Claims 7-10, Lee teaches and OLED a first electrode (110) formed on a substrate (not shown), a second electrode (170), and an organic layer formed between the first electrode (110) and the second electrode (170) (machine trans. paragraph 35). a hole injection layer (120), a hole transport layer (130), a light emitting layer (140), an electron transport layer (150), and an electron injection layer (160) can be sequentially formed on the first electrode (110) (machine trans. paragraph 37). Formula 2 (P2-43)is used as a host for the light-emitting layer (machine trans. paragraph 51) (per claims 7-10). Regarding Claim, Lee teaches the limitations of independent claim 1 wherein (Ar2 = Formula 2 or Formula 3) the limitations of dependent claim 4 are viewed as a recitation of the partial (Formula 3) limitations of independent claim 1; however, the missing limitation Formula 2 is nonetheless applicable. Therefore, as the basis for dependent claim 4 is encompassed in rejected independent claim 1, the limitations of claim 4 are thus meet by the treatment of independent claim 4 (per claim 4). The office notes a claim written which specifically limits Ar2 to Formula 3 would exclude Formula 2, but as written Formula 2 is not excluded. Allowable Subject Matter Claims 11-12 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. A comprehensive search did not show the inventive compound in any of the specified layers (per claims 11-12). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to GREGORY D CLARK whose telephone number is (571)270-7087. The examiner can normally be reached on 8AM-4PM M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Chriss can be reached on 571-272-7783. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GREGORY D CLARK/Primary Examiner, Art Unit 1786
Read full office action

Prosecution Timeline

Jun 16, 2023
Application Filed
Jun 17, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12685011
ORGANIC ELECTROLUMINESCENCE DEVICE AND AMINE COMPOUND FOR ORGANIC ELECTROLUMINESCENCE DEVICE
5y 8m to grant Granted Jul 14, 2026
Patent 12685009
Organic Electronic Device Comprising a Substrate, an Anode Layer, a Cathode Layer, at Least One First Emission Layer, and a Hole Injection Layer That Comprises a Metal Complex
3y 9m to grant Granted Jul 14, 2026
Patent 12685016
ORGANIC LIGHT-EMITTING DEVICE AND APPARATUS INCLUDING THE SAME
3y 7m to grant Granted Jul 14, 2026
Patent 12668592
ORGANIC LIGHT EMITTING DIODE AND ORGANIC LIGHT EMITTING DEVICE INCLUDING THE SAME
4y 0m to grant Granted Jun 30, 2026
Patent 12666867
COMPOSITION, POWDER, ORGANIC ELECTROLUMINESCENCE DEVICE, METHOD OF FABRICATING ORGANIC ELECTROLUMINESCENCE DEVICE, AND ELECTRONIC APPARATUS
4y 2m to grant Granted Jun 23, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
93%
With Interview (+8.2%)
3y 1m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1219 resolved cases by this examiner. Grant probability derived from career allowance rate.

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