Prosecution Insights
Last updated: April 19, 2026
Application No. 18/268,441

GRAIN-ORIENTED ELECTRICAL STEEL SHEET AND MANUFACTURING METHOD THEREFOR

Non-Final OA §103§112
Filed
Jul 11, 2023
Examiner
SU, XIAOWEI
Art Unit
1733
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Posco Co. Ltd.
OA Round
1 (Non-Final)
71%
Grant Probability
Favorable
1-2
OA Rounds
3y 5m
To Grant
83%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allow Rate
527 granted / 741 resolved
+6.1% vs TC avg
Moderate +12% lift
Without
With
+12.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
73 currently pending
Career history
814
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
47.0%
+7.0% vs TC avg
§102
12.9%
-27.1% vs TC avg
§112
23.7%
-16.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 741 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election of Group I (Claims 1-7) in the reply filed on 12/12/2025 is acknowledged. Because applicant did not distinctly and specifically point out the supposed errors in the restriction requirement, the election has been treated as an election without traverse (MPEP § 818.01(a)). Claims 8-14 are withdrawn. Claims 1-7 are examined herein. Claim Objections Claim 1 is objected to because of the following informalities: Claim 1 recites “40 to 130/mm2 inclusions having a diameter of 6 µm or less from among the inclusions are included” in the last two lines. The language is awkward and needs to be improved. Suggested amendment: among the inclusions, the number density of inclusions having a diameter of 6 µm or less is “40 to 130/mm2. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 2 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 2 recites an area fraction of crystal grains with a crystal grain diameter of 1 mm or less is 10% or less. It’s unclear the recited crystal grains refer to the grains of the steel, the inclusion or both. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1 and 3-7 are rejected under 35 U.S.C. 103 as being unpatentable over Han (WO 2018/117643A1, US 2021/0130937 is used as translation), and further in view of Takenaka (US 2019/0112685). Regarding claim 1, Han discloses (Abstract; [0047] to [0073]) a grain-oriented electrical steel sheet with a composition that overlaps with the instant claimed composition of Si, Mn, N, C and Sn and therefore it would have been obvious to one of ordinary skill in the art to have selected amounts of each element from the ranges disclosed in Han to produce a grain-oriented steel sheet that meets the recited composition in claim 1. See MPEP 2144.05 I. Element Claim 1 (mass %) Han (mass %) Overlap (mass %) Si 2-4 1-7 2-4 Mn 0.04-0.2 0-0.08 0.04-0.08 N ≤0.01 ≤0.005 ≤0.005 C ≤0.005 ≤0.005 ≤0.005 Sn 0.03-0.08 0.005-0.2 0.03-0.08 Cr 0.01-0.2 --- --- Fe + Impurities Balance Balance Balance Han is silent on the amount of Cr. Takenaka teaches ([0034] to [0060]) a grain-oriented electrical steel having major composition overlapping the steel composition disclosed by Han. Takenaka discloses that 0.005-0.1 wt% Cr improves magnetic properties ([0058]). Thus, it would be obvious to one of ordinary skill in the art to add 0.005-0.1 wt% Cr as taught by Takenaka in the steel of Han in order to improve the steel magnetic properties as disclosed by Takenaka. The amount of Cr disclosed by Takenaka overlaps the recited Cr amount in claim 1. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Thus, the recited amount of Cr is a prima facie case of obviousness over Han in view of Takenaka. See MPEP 2144.05 I. Han discloses that inclusions are present in the steel and the inclusions comprises oxide, nitride or sulfide of Al or Mn ([0075]; [0110]), which meets the limitation that the inclusions comprise at least one selected from the group consisting of AlN, (Al,Si)N, (Al, Si, Mn)N, MnS, CuS and Al2O3. Han further discloses that the average diameter of the inclusions 0.01-1 µm ([0076]) and the density of the inclusions is 500 pieces/mm2 or less ([0111]), which overlap the recited average diameter of the inclusions and the number density of the inclusions in claim 1. Further, Han discloses an example containing inclusions having an average diameter of 0.58 µm and a number density of the inclusions is 132 pieces/mm2 (Table 3, Invention Material 16). Fig. 1 of Han shows that the maximum size of the inclusions in Invention Material 16 is 1.2 µm. Thus, it would be obvious to one of ordinary skill in the art that the inclusions in Invention Material 16 disclosed by Han all have a diameter of 6 µm or less and the number density of 132 pieces/mm2 is the number density of inclusions having a diameter of 6 µm or less. The number density of 132 pieces/mm2 is very close to the recited inclusion density in claim 1. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Similarly, a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close. Titanium Metals Corp. of America v. Banner, 778 F.2d 775, 783, 227 USPQ 773, 779 (Fed. Cir. 1985). Thus, the recited average diameter of the inclusions and the number density of the inclusions in claim 1 is a prima facie case of obviousness over Han. See MPEP 2144.05 I. Regarding claim 3, Han discloses that the Al amount is 0.001-0.01 wt% ([0066]), which overlaps the recited amount of Al in claim 3. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Thus, the recited amount of Al is a prima facie case of obviousness over Han in view of Takenaka. See MPEP 2144.05 I. Regarding claim 4, Han discloses that the S amount is 0.0005-0.02 wt% ([0058]), which overlaps the recited S amount in claim 4. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Thus, the recited amount of S is a prima facie case of obviousness over Han in view of Takenaka. See MPEP 2144.05 I. Regarding claim 5, Han discloses that the P amount is 0.001-0.1 wt% ([0058]), which overlaps the recited P amount in claim 5. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Thus, the recited amount of P is a prima facie case of obviousness over Han in view of Takenaka. See MPEP 2144.05 I. Regarding claim 6, Han is silent on the amount of Sb. Takenaka teaches ([0034] to [0060]) a grain-oriented electrical steel having major composition overlapping the steel composition disclosed by Han. Takenaka discloses that 0.005-1 wt% Sn+Sb stabilize secondary recrystallization ([0049]). Thus, it would be obvious to one of ordinary skill in the art to incorporate 0.005-1 wt% Sn+Sb as taught by Takenaka in the steel of Han in order to stabilize secondary recrystallization as disclosed by Takenaka. Takenaka discloses an example containing 0.036 wt% Sn and 0.002 wt% Sb (Table 1, Sample No. 5), which meets the recited amount of Sb in claim 6. Regarding claim 7, Han does not teach that the steel comprises at least one of Co, Ni and Mo. Takenaka teaches ([0034] to [0060]) a grain-oriented electrical steel having major composition overlapping the steel composition disclosed by Han. Takenaka discloses that 0.005-1.5 wt% Ni improves magnetic properties ([0058]). Thus, it would be obvious to one of ordinary skill in the art to add 0.005-1.5 wt% Ni as taught by Takenaka in the steel of Han in order to improve the steel magnetic properties as disclosed by Takenaka. The amount of Ni disclosed by Takenaka overlaps the recited Ni amount in claim 7. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Thus, the recited amount of Ni is a prima facie case of obviousness over Han in view of Takenaka. See MPEP 2144.05 I. Claim 2 is rejected under 35 U.S.C. 103 as being unpatentable over Han (WO 2018/117643A1, US 2021/0130937 is used as translation) in view of Takenaka (US 2019/0112685), as applied to claim 1 above, and further in view of Joo (US 2017/0335425). Regarding claim 2, Han in view of Takenaka does not teach that an area fraction of crystal grains with a crystal grain diameter of 1 mm or less is 10% or less. Joo teaches ([0004] to [0012]) a grain-oriented electrical steel having major composition overlapping the steel composition disclosed by Han. Joo discloses that when an area fraction of crystal grains with a crystal grain diameter of 2 mm or less is 10% or less, the steel has good magnetic properties ([0052]). Thus, it would be obvious to one of ordinary skill in the art to make a steel having an area fraction of crystal grains with a crystal grain diameter of 2 mm or less being 10% or less as taught by Joo in the process of making the steel of Han in view of Takenaka in order to make a grain-oriented steel having good magnetic properties as disclosed by Joo. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Xiaowei Su whose telephone number is (571)272-3239. The examiner can normally be reached 8:00-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith Hendricks can be reached at 5712721401. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /XIAOWEI SU/Primary Examiner, Art Unit 1733
Read full office action

Prosecution Timeline

Jul 11, 2023
Application Filed
Jan 09, 2026
Non-Final Rejection — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12595542
FLUX AND PRODUCTION METHOD OF STEEL PRODUCT WITH HOT-DIP ZN-AL-MG COATING USING SAID FLUX
2y 5m to grant Granted Apr 07, 2026
Patent 12564900
Method for producing a press-hardened laser welded steel part and press-hardened laser welded steel part
2y 5m to grant Granted Mar 03, 2026
Patent 12559807
DOUBLE-ORIENTED ELECTRICAL STEEL SHEET AND MANUFACTURING METHOD THEREFOR
2y 5m to grant Granted Feb 24, 2026
Patent 12558724
NEAR NET SHAPE FABRICATION OF ANISOTROPIC MAGNEST USING HOT ROLL METHOD
2y 5m to grant Granted Feb 24, 2026
Patent 12553096
BLANK AND STRUCTURAL MEMBER
2y 5m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
71%
Grant Probability
83%
With Interview (+12.1%)
3y 5m
Median Time to Grant
Low
PTA Risk
Based on 741 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month