Prosecution Insights
Last updated: July 17, 2026
Application No. 18/268,490

A secondary granulated silicon-carbon battery anode material and its preparation method thereof

Non-Final OA §102§103
Filed
Jun 20, 2023
Priority
Dec 21, 2020 — CN 202011517597.9 +1 more
Examiner
ARMSTRONG, KAREN JOYCE
Art Unit
1726
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Long Time Tech Co. Ltd.
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
4m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
18 granted / 28 resolved
-0.7% vs TC avg
Strong +20% interview lift
Without
With
+19.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
43 currently pending
Career history
89
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
95.3%
+55.3% vs TC avg
§102
3.5%
-36.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 28 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group II(claims 6-10) in the reply filed on 04/17/2026 is acknowledged. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 6-9 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Xu et. al. (CN104269521A, reference made to attached English translation). Regarding claim 6, Xu discloses a method for preparing a secondary granulated silicon-carbon battery anode material(¶[0014]), comprising, mixing a carbon substrate and nano-silicon to form a carbon material with its surface pores embedded with the nano-silicon(¶[0015]); adding a binder(i.e. coating agent) to the carbon material with its surface pores embedded with the nano-silicon to obtain a mixture and granulating(i.e. mixing powder evenly with a coating agent) and carbonizing the mixture to form a plurality of modified layer coating carbon material with its surface pores embedded with the nano-silicon during heating, and to form a carbonized modified layer coating carbon material with its surface pores embedded with the nano-silicon after carbonizing(¶[0016]); crushing(i.e. pulverizing) the carbonized modified layer coating carbon material with its surface pores embedded with the nano-silicon after carbonizing; and sieving the carbonized modified layer coating carbon material with its surface pores embedded with the nano-silicon after crushing(¶[0027]). Regarding claim 7, Xu discloses the method according to claim 6 and further discloses wherein the mixing step of the carbon substrate and the nano-silicon further includes extruding and embedding the nano-silicon into the carbon substrate to form a carbon material with its surface pores embedded with the nano-silicon(¶[0019]). Regarding claim 8, Xu discloses the method according to claim 6 and further discloses the weight percentage of the nano-silicon is 0.5%(example 1, ¶[0037]) of the carbon substrate. Regarding claim 9, Xu discloses the method according to claim 6 and further discloses the weight percentage of the binder(i.e. coating agent asphalt) is 5%(example 1, ¶[0040]) of the carbon/silicon material. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Xu et. al. (CN104269521A, reference made to attached English translation) as applied to claim 6 above, and further in view of Kim et. al. (US20200354222A1). Regarding claim 10, Xu discloses the method according to claim 6 and but does not disclose wherein the granulating and carbonizing are completed in a rotary furnace. Kim, related to silicon/carbon composites, teaches a silicon-carbon nanocomposite with a carbonized coating(¶[0015]) and a rotary furnace is used during the process to purify and uniformly distribute the carbon source(¶[0146]-[0147]). One of ordinary skill in the art would have recognized using the rotary furnace carbonization step of Kim in place of the carbonization step of Xu would have provided a purified and evenly distributed granulated and carbonized material. Therefore it would have been obvious to one of ordinary skill in the art to have used the rotary furnace carbonization step of Kim in place of the carbonization step of Xu to provide a purified and evenly distributed granulated and carbonized material. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KAREN J. ARMSTRONG whose telephone number is (703)756-1243. The examiner can normally be reached Monday-Friday 10 am-6 pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey Barton can be reached at (571) 272-1307. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /K.J.A./Examiner, Art Unit 1726 /RYAN S CANNON/Primary Examiner, Art Unit 1726
Read full office action

Prosecution Timeline

Jun 20, 2023
Application Filed
Jun 23, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
84%
With Interview (+19.5%)
3y 5m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 28 resolved cases by this examiner. Grant probability derived from career allowance rate.

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