Prosecution Insights
Last updated: May 29, 2026
Application No. 18/269,155

Positive Electrode Active Material for Lithium Secondary Battery, Method for Manufacturing the Same, and Positive Electrode and Lithium Secondary Battery Comprising the Same

Non-Final OA §102§112
Filed
Jun 22, 2023
Priority
Jan 15, 2021 — RE 10-2021-0006202 +1 more
Examiner
REDDY, SATHAVARAM I
Art Unit
1785
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
1 (Non-Final)
46%
Grant Probability
Moderate
1-2
OA Rounds
11m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 46% of resolved cases
46%
Career Allowance Rate
278 granted / 607 resolved
-19.2% vs TC avg
Strong +53% interview lift
Without
With
+53.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
45 currently pending
Career history
686
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
91.4%
+51.4% vs TC avg
§102
3.8%
-36.2% vs TC avg
§112
3.0%
-37.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 607 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 6 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 6, the limitation of a bonding strength between the primary macro particles of the secondary micro particles being smaller than the bonding strength between the primary micro particles of the secondary macro particles is indefinite in that it is unclear how the primary macro particles and the primary micro particles are present after the secondary micro particles and the secondary macro particles have been formed. The Examiner is interpreting this limitation of the bonding strength being between the secondary micro particles and the secondary macro particles. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-4 and 6 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Liu et al (CN 110416511 A). Liu et al (US 2021/0367236 A1) is being used as the English translation for Liu et al (CN 110416511 A). Regarding claim 1, Liu discloses a positive electrode active material for a lithium secondary battery (cathode material and electrochemical device of a lithium ion battery using the same; paragraphs [0005] and [0067]), comprising: secondary micro particles (second particles composed of a plurality of fourth particles; paragraph [0042]) having a lithium-M oxide coating layer on all or part of a surface (boron coating on second particles; paragraph [0055]), wherein M is selected from boron (boron coating on second particles; paragraph [0055]), wherein an average particle size (D50) of the secondary micro particles is from 3 to 5 µm (second particles each having average particle diameter of about 3 µm to about 5 µm; paragraph [0041]) formed by agglomeration of primary macro particles having an average particle size (D50) of 1 to 3 µm (fourth particles each having an average particle diameter of about 1 µm to about 3 µm; paragraph [0040]); and secondary macro particles having an average particle size (D50) of 5 to 20 µm (first particles having an average particle diameter of about 5 µm to about 20 µm; paragraph [0037]) formed by agglomeration of primary micro particles having a smaller average particle size (D50) than the primary macro particles (third particles having an average particle diameter of about 200 nm to about 700 nm; paragraph [0036]), wherein the primary macro particles and the primary micro particles are represented by LiaNi1-b-c-d-CocMncQdO2+δ, wherein 1.0<a<1.5, 0<b<0.2, 0<c<0.2, 0<d<0.1, 0<b+c+d<0.2, -0.1<δ<1.0, and Q is at least one type of metal selected from the group consisting of Al, Mg, V, Ti and Zr (second precursor of an NCM material of LINi0.85Co0.08Mn0.05Mg0.03O2 and a first NCM precursor of LINi0.84Co0.08Mn0.05Mg0.03O2; paragraphs [0087]-[0088]). Regarding claim 2, Liu discloses a positive electrode active material (cathode material and electrochemical device of a lithium ion battery using the same; paragraphs [0005] and [0067]) of claim 1 as noted above and Liu discloses the positive electrode active material comprising a ratio of the average particle size (D50) of the secondary macro particles to the average particle size (D50) of the secondary micro particles is 4:1 (first particles and second particles in a mass ratio of 8:2; paragraph [0089]). Regarding claim 3, Liu discloses a positive electrode active material (cathode material and electrochemical device of a lithium ion battery using the same; paragraphs [0005] and [0067]) of claim 1 as noted above and Liu discloses the positive electrode active material comprising the secondary micro particles are present in an amount of 25 parts by weight based on 100 parts by weight of the secondary macro particles (first particles and second particles in a mass ratio of 8:2; paragraph [0089]). Regarding claim 4, Liu discloses a positive electrode active material (cathode material and electrochemical device of a lithium ion battery using the same; paragraphs [0005] and [0067]) of claim 1 as noted above and Liu discloses the positive electrode active material comprising M in the lithium-M oxide coating layer is selected from boron (boron coating on second particles; paragraph [0055]). Regarding claim 5, Liu discloses a positive electrode active material (cathode material and electrochemical device of a lithium ion battery using the same; paragraphs [0005] and [0067]) of claim 1 as noted above and Liu discloses the positive electrode active material comprising M in the lithium-M oxide coating layer is present in an amount of 0.05 to 10 parts by weight based on 100 parts by weight of the secondary micro particles (molar percentage of boron element being 0.2%; paragraph [0088]). Regarding claim 6, Liu discloses a positive electrode active material (cathode material and electrochemical device of a lithium ion battery using the same; paragraphs [0005] and [0067]) of claim 1 as noted above and Liu discloses the positive electrode active material comprising a bonding strength between the primary macro particles of the secondary micro particles is smaller than a bonding strength between the primary micro particles of the secondary macro particles (first particles formed by tightly bonding a plurality of third particles and second particles formed by stacking a plurality of fourth particles; paragraph [0035]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SATHAVARAM I REDDY whose telephone number is (571)270-7061. The examiner can normally be reached Monday-Friday 9:00 AM-6:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Ruthkosky can be reached at (571)-272-1291. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SATHAVARAM I REDDY/Examiner, Art Unit 1785
Read full office action

Prosecution Timeline

Jun 22, 2023
Application Filed
Apr 15, 2026
Non-Final Rejection mailed — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
46%
Grant Probability
99%
With Interview (+53.2%)
3y 10m (~11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 607 resolved cases by this examiner. Grant probability derived from career allowance rate.

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