Prosecution Insights
Last updated: April 19, 2026
Application No. 18/269,276

COMPOSITION INCLUDING POLYSILOXANES, HYDROSILYLATION CATALYST, AND PHOSPHOROUS-CONTAINING FLAME RETARDANT ENCAPSULATED IN CROSSLINKED, NITROGEN-CONTAINING POLYMER AND RELATED ARTICLE

Non-Final OA §103
Filed
Jun 22, 2023
Examiner
MOORE, MARGARET G
Art Unit
1765
Tech Center
1700 — Chemical & Materials Engineering
Assignee
3M Company
OA Round
1 (Non-Final)
68%
Grant Probability
Favorable
1-2
OA Rounds
3y 0m
To Grant
83%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allow Rate
885 granted / 1302 resolved
+3.0% vs TC avg
Strong +15% interview lift
Without
With
+15.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
44 currently pending
Career history
1346
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
57.4%
+17.4% vs TC avg
§102
15.9%
-24.1% vs TC avg
§112
9.0%
-31.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1302 resolved cases

Office Action

§103
DETAILED ACTION Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 to 20 are rejected under 35 U.S.C. 103 as being unpatentable over O’Neil 2018/0223070 in view of Clariant Exolit™ AP 462 datasheet. O’Neil teaches a silicone rubber which is used as battery cell casing. See para- graphs 68 to 84. This includes a siloxane having at least two alkenyl groups, a siloxane having at least two SiH groups and a hydrosilylation catalyst. This meets three of the four required components in claim 1. This differs from that claimed in that it does not teach the flame retardant in claim 1. One having ordinary skill in the art would recognize the necessity and desirability of having high flame resistance in the silicone rubber composition of O’Neil in view of its intended use as a casing for electronics, particularly battery cells. As such one having ordinary skill in the art would have been motivated to add a known and commercially available flame retardant to the composition thereof in an effort to take advantage and the known benefits and properties thereof. To this end the skilled artisan would have found it obvious to add Exolit™ AP 462 to the composition of O’Neil. It is prima facie obvious to add a known ingredient to a known composition for its known function. In re Lindner 173 USPQ 356; In re Dial et al 140 USPQ 244. Note that page 8, line 4 of applicant’s specification teaches that Clariant Exolit™ AP 462 meets the claimed phosphorus containing flame retardant. In this manner claim 1 is rendered obvious. The Examiner recognizes that O’Neil teaches other components that function as flame retardants such as ATH and wollastonite (paragraphs 118 -120). These release water upon heating. It would be beneficial to have a flame retardant that functioned at lower temperatures and possessed different features. Additionally it is quite common to employ a mixture of different flame retardants in a single composition in an effort to take advantage of the benefits and specific properties associated with each. For instance, Exolit™ AP 462 also has good smoke and toxicity results and has minimal solubility (see product sheet). As such the presence of these components found in O’Neil do not detract from the obviousness of adding the Exolit compound. For claims 2 and 3, note that paragraph 55 of O’Neil teaches the same glass bubbles as applicants teach in their specification as being embraced by their claims. Compare O’Neil paragraph 55 to the specification, page 19, lines 27 to 35. Also see the glass beads used in the working examples, paragraphs 195 to 198. For claim 4 and 20 note that the additives noted supra, found in paragraphs 119 and 120, release water. Thus water is present in these additives and meets the require-ment of claim 4. For claim 5 again see paragraphs 118 to 120. For claim 6 note the two part components found in paragraph 127 to 137. The addition of the flame retardant agent Exolit™ AP 462 to either component would have been obvious since it does not make of different in the final outcome which package it is in. Additionally, given the fact that there are only two choices, the selection of one of the two would have been obvious. For claims 7 to 9, note that supra for claims 2, 3 and 5 as it presently applies. For claim 10 note that paragraph 126 in O’Neil teaches that the components are present in separate packages. For claims 11 and 17, see paragraph 105 which teaches platinum catalysts. For claims 12 and 18, see paragraphs 77 to 82 and the components used in the working examples, paragraphs 189 to 194. For claim 14, see the results in Table 12, paragraph 221-222. For claims 13 and 19, as noted supra, Exolit™ AP 462 meets this requirement. For claim 15, see paragraph 41 which teaches encapsulated battery cells. For claim 16, while O’Neil does not specifically teach a flame barrier sheet, note that such sheets are known in the art as being present in battery cells for the purpose of slowing the spread of heat, smoke and flames or to prevent thermal runaway. As such the presence of such a known beneficial sheet in the battery cell of O’Neil would have been obvious to the skilled artisan in an effort to improve the fire resistance and/or retardance of the battery cells therein. Claims 1, 4 to 6, 9 to 20 are rejected under 35 U.S.C. 103 as being unpatentable over CN 103665891, as interpreted by the English language abstract (provided) in view of Clariant Exolit™ AP 462 datasheet. CN teaches a silicone foam material which comprises a vinyl terminated polydi- methylsiloxanes, a hydrogen containing siloxane oil, a Pt catalyst and a flame retardant. The first three components meet the first three components in claim 1. Regarding the flame retardant, under “preferred components” in the CN reference note that ammonium polyphosphate is disclosed as a flame retardant. This differs from that claimed in that it does not specifically teach that the ammonium polyphosphate is encapsulated. As can be seen from the Clariant Exolit™ AP 462 datasheet, under Benefits, the encapsulated APP can be used in all applications where ammonium polyphosphate is suitable. Given this motivation, one having ordinary skill in the art would have found the use of Exolit™ AP 462 in the CN composition to have been obvious. In this manner claims 1, 11, 13 and 19 are rendered obvious. For claims 4 and 20, the preferred foaming agent B of ethylene glycol, glycerol and/or pentaerythritol meets this requirement. The composition also contains water. For claims 5 and 9 the preferred flame retardant can be present in combination (note the use of and/or) such that one having ordinary skill in the art would have been motivated to include a flame retardant in addition to Exolit™ AP 462. As noted supra, it is common to employ a mixture of different flame retardants in a single composition in an effort to take advantage of the benefits and specific properties associated with each. For instance, Exolit™ AP 462 has good smoke and toxicity results and has minimal solubility (see product sheet) while aluminum hydroxide releases water at higher temps. For claims 6 and 10, note that the composition in CN contains two separate parts containing the same components as this claim and that they are packaged separately and mixed only prior to use. This meets the requirements in these claims. For claims 12 and 18, see under Preferred Components that the vinyl siloxane meets the formula in these claims. Additionally, while the hydrogen containing silicon oil is not specifically disclosed, the Examiner notes that the selection of a well known and extremely common hydrogen containing silicon oil such as a polydimethylsiloxane hav-ing SiH groups, would have been obvious to the skilled artisan, particularly in view of the fact that the OH and vinyl terminated siloxanes are polydimethylsiloxanes. For claim 15, under USE the CN reference teaches that the composition is used as a fire proof silicone foam material for cable and high fire proof sealing structures. As is evident from both applicants’ specification and that which would have been known to the skilled artisan, sealing or encapsulating battery cells with silicones is common. The skilled artisan would have found it obvious to use the silicone foam of the CN reference in such a manner, in an effort to take advantage of the ultra-low density, fire proofing and shock absorption properties thereof. In this manner claim 15 is rendered obvious. For claim 16, note that flame barrier sheets are known in the art as being present in battery cells for the purpose of slowing the spread of heat, smoke and flames or to prevent thermal runaway. As such the presence of such a known beneficial sheet in the obvious battery cell of the CN reference would have been obvious to the skilled artisan in an effort to improve the fire resistance and/or retardance. Claims 2, 3, 7 and 8 are rejected under 35 U.S.C. 103 as being unpatentable over CN 103665891, as interpreted by the English language abstract (provided) in view of Clariant Exolit™ AP 462 datasheet and further in view of “3M Glass Bubbles” product information sheet, attached. While the CN reference teaches a reinforcing filler (see under NOVELTY) this does not specifically teach hollow microspheres as claimed. See the information sheet for glass bubbles from 3M. This teaches benefits of such fillers. For instance they are low density. A feature of the composition of the CN reference is the ultra low-density property. The glass bubbles have other benefits and are used as an alternative to conventional fillers. As such the skilled artisan would have found it obvious to use, as a reinforcing filler, a hollow glass bead such as those discussed in this information sheet in an effort to further enhance the low density and other properties of the foam in the CN reference. In this manner these claims are rendered obvious. As an aside applicants’ specification teaches that the 3M bubbles meet the claim-ed microsphere. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARGARET MOORE whose telephone number is (571)272-1090. The examiner can normally be reached on Monday to Friday, 10 am to 5 pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Heidi Kelly, can be reached at 571-270-1831. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Mgm 2/3/26 /MARGARET G MOORE/Primary Examiner, Art Unit 1765
Read full office action

Prosecution Timeline

Jun 22, 2023
Application Filed
Feb 03, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
68%
Grant Probability
83%
With Interview (+15.1%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 1302 resolved cases by this examiner. Grant probability derived from career allow rate.

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