Prosecution Insights
Last updated: October 25, 2026
Application No. 18/269,738

USNIC ACID, OR INCLUSION COMPLEXES THEREOF, FOR USE IN THE TREATMENT OF INFECTIONS WITH A CORONAVIRUS OR BACTERIA

Non-Final OA §112
Filed
Jun 26, 2023
Priority
Dec 30, 2020 — IT 102020000032909 +1 more
Examiner
AZPURU, CARLOS A
Art Unit
1616
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Vestatis GmbH
OA Round
2 (Non-Final)
84%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
1092 granted / 1303 resolved
+23.8% vs TC avg
Moderate +11% lift
Without
With
+10.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
37 currently pending
Career history
1330
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
24.4%
-15.6% vs TC avg
§102
20.0%
-20.0% vs TC avg
§112
30.5%
-9.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1303 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Receipt is acknowledged of the amendment filed 02/10/2026. Information Disclosure Statement Information disclosure statements were filed on 02/10/2026 and 04/30/2026. Claim Status Claims 1,2, 4-9, 14, 17-21, and 24-25 are present in the application. Withdrawn Rejections The rejection made under 35 USC 112, second paragraph, the rejection under 35 USC 102(a)(1) over Guthappa , the rejection under 35 USC 103 over Goc (WO 2022/03459A1), the rejection under 35 USC 103 over Niedzwiecki et al (US Patent No. 11,419,847), are all withdrawn in view of the amendments made on 02/202/2026. New Rejection and Objection Specification The abstract of the disclosure is objected to because it is no longer commensurate with he claimed invention. A corrected abstract of the disclosure is required and must be presented on a separate sheet, apart from any other text. See MPEP § 608.01(b). The disclosure is objected to because of the following informalities: The disclosure lacks a Brief Description of the Drawings. Appropriate correction is required. Claim Objections Claim 21 objected to because of the following informalities: It is not in proper form for a claim. Specifically, as per MPEP 608.01(m), the claim must end in a period. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1, 2, and 4-9 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the enablement requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to enable one skilled in the art to which it pertains, or with which it is most nearly connected, to make and/or use the invention. In re Wands, 858 F.2d 731, 737, 8 USPQ2d 1400, 1404 (Fed. Cir. 1988) determined that factors which enable an invention. These are: (A) The breadth of the claims; The instant claims set out a treatment for coronavirus comprising administering usnic acid or a salt thereof, hydroxypropyl methylcellulose and cyclodextrin. (B) The nature of the invention ; The composition is used for its claimed antiviral properties. (C) The state of the prior art; The prior art concerns usnic acid , sometimes in combination with cyclodextrin.. (D) The level of one of ordinary skill. The ordinary practitioner is either a PhD or medical practitioner (E) The level of predictability in the art; As with any infection, patient response to medication is not always predictable. This is especially the case for coronavirus and its various symptomology , especially in immunosuppressed patient. (F) The amount of direction provided by the inventor; No direction is given as to treatment protocols, dosage or frequency. (G) The existence of working examples; There are no working examples on the treatment of coronavirus infection in any patients. All data appears to be in vitro. (H) The quantity of experimentation needed to make or use the invention based on the content of the disclosure. Because each patient response is unique to the coronavirus, each one must be evaluated by carefully step by step as to dosage, frequency, patient skin reaction, and efficacy. This involves painstaking, undue experimentation to determine what is efficacious, what if any side effects such as embolism, and frequency of administration. The claim for treatment of coronavirus in those in need thereof is not enabled by the original specification. The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 21 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. A broad range or limitation together with a narrow range or limitation that falls within the broad range or limitation (in the same claim) may be considered indefinite if the resulting claim does not clearly set forth the metes and bounds of the patent protection desired. See MPEP § 2173.05(c). In the present instance, claim 21 recites the broad recitation of concentration ranges, and the claim also recites narrower ranges of concentration which is the narrower statement of the range/limitation. The claim(s) are considered indefinite because there is a question or doubt as to whether the feature introduced by such narrower language is (a) merely exemplary of the remainder of the claim, and therefore not required, or (b) a required feature of the claims. Applicant is encouraged to rewrite the claim in sentence form to more particularly point out the claim limitations in a definite manner. Conclusion No claims are allowed. Claims 14, 17-20, 24 and 25 are objected to as dependent upon a rejected base claim. US Patent No. 11,419,847 is cited as state of the art in its disclosure of combining usnic acid with cyclodextrin. Correspondence Any inquiry concerning this communication or earlier communications from the examiner should be directed to CARLOS A AZPURU whose telephone number is (571)272-0588. The examiner can normally be reached 9 am- 3 pm, 4 pm-8pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sue X Liu can be reached at 571-272-5539. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CARLOS A AZPURU/Primary Examiner, Art Unit 1617 caz
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Prosecution Timeline

Jun 26, 2023
Application Filed
Aug 13, 2025
Non-Final Rejection mailed — §112
Feb 10, 2026
Response Filed
Sep 01, 2026
Non-Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
84%
Grant Probability
95%
With Interview (+10.8%)
2y 7m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1303 resolved cases by this examiner. Grant probability derived from career allowance rate.

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