Prosecution Insights
Last updated: April 19, 2026
Application No. 18/270,035

Optically Clear, Stretchable, Crosslinked Thin Film Polymeric Barrier Layers Protecting Optical Devices

Non-Final OA §102§103
Filed
Jun 28, 2023
Examiner
VAN SELL, NATHAN L
Art Unit
1783
Tech Center
1700 — Chemical & Materials Engineering
Assignee
UNIVERSITY OF ROCHESTER
OA Round
3 (Non-Final)
54%
Grant Probability
Moderate
3-4
OA Rounds
3y 2m
To Grant
78%
With Interview

Examiner Intelligence

Grants 54% of resolved cases
54%
Career Allow Rate
450 granted / 841 resolved
-11.5% vs TC avg
Strong +24% interview lift
Without
With
+24.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
77 currently pending
Career history
918
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
65.3%
+25.3% vs TC avg
§102
10.9%
-29.1% vs TC avg
§112
18.1%
-21.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 841 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 12/30/25 has been entered. Response to Amendment Amendments to the claims, filed on 12/30/25, have been entered in the above-identified application. Any rejections made in the previous action, and not repeated below, are hereby withdrawn. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim Rejections - 35 USC § 102 Claims 18, 21, and 22 are rejected under 35 U.S.C. 102(a)(1)/(a)(2) as being anticipated by Kim et al (US 2018/0122648 A1). Regarding claims 18, 21, and 22, Kim teaches a barrier coating over an optical substrate (e.g., glass slide), said coating is a highly cross-linked polymer fabricated from a single multifunctional monomer topcoat (e.g., poly(1H,1H,6H,6H-perfluorohexyl diacrylate) or ethylene glycol diacrylate) deposited via initiated chemical vapor deposition (iCVD); wherein the topcoat has a thickness from about 5 to about 20 nm (i.e., thin) (abstract, para 8, 16, 60, 79, 84, 98). Kim teaches the composition(s), structure, and method of making the barrier coating of the instant claims, so it is deemed to be transparent. As stated in In re Best, 562 F.2d 1252, 1255 (CCPA 1977): Where, as here, the claimed and prior art products are identical or substantially identical, or are produced by identical or substantially identical processes, the PTO can require an applicant to prove that the prior art products do not necessarily or inherently possess the characteristics of his claimed product. [citation omitted] Whether the rejection is based on "inherency" under 35 U.S.C. § 102, on "prima facie obviousness" under 35 U.S.C. § 103, jointly or alternatively, the burden of proof is the same, and its fairness is evidenced by the PTO's inability to manufacture products or to obtain and compare prior art. Claim Rejections - 35 USC § 103 Claims 1-17 are rejected under 35 U.S.C. 103 as being unpatentable over Kim. Kim teaches an optical device comprising an optical substrate (e.g., glass slide) with a barrier coating (.e., a barrier coating for optical devices or elements), and therein a method of protecting an optical device comprising coating a surface of the optical device, wherein said coating consists of a cross-linked monomer such as poly(1H,1H,6H,6H-perfluorohexyl diacrylate) (pPFHDA), and therein the chemical structure of the instant claims; wherein the cross-linked monomer is deposited via initiated chemical vapor deposition (iCVD) (abstract, para 8, 16, 60, 79, 84, 98). Kim teaches the topcoat has a thickness from about 5 to about 20 nm (para 98). These ranges substantially overlap that of the instant claims. It has been held that overlapping ranges are sufficient to establish prima facie obviousness. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention to have selected from the overlapping portion of the range taught by Kim, because overlapping ranges have been held to establish prima facie obviousness (MPEP § 2144.05). Regarding the limitations “a transparent barrier layer functioning as an oil permeation barrier,” the functional limitations, property limitations, and/or additional method limitations of instant claims 3-7, 11-14, and 17, Kim teaches the composition(s), structure, and method of making the barrier coating of the instant claims, so it is deemed to meet these limitations. Where the claimed and prior art products are identical or substantially identical in structure or composition, or are produced by identical or substantially identical processes, a prima facie case of either anticipation or obviousness has been established. In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977). “When the PTO shows a sound basis for believing that the products of the applicant and the prior art are the same, the applicant has the burden of showing that they are not.” In re Spada, 911 F.2d 705, 709, 15 USPQ2d 1655, 1658 (Fed. Cir. 1990). (MPEP § 2112.01 I). In addition, under the principles of inherency, if a prior art device, in its normal and usual operation, would necessarily perform the method claimed, then the method claimed will be considered to be anticipated by the prior art device. When the prior art device is the same as a device described in the specification for carrying out the claimed method, it can be assumed the device will inherently perform the claimed process. In re King, 801 F.2d 1324, 231 USPQ 136 (Fed. Cir. 1986) (MPEP § 2112.02 I) Response to Arguments Applicant’s arguments with respect to the instant claims have been considered but are moot due to the new grounds of rejection under 35 U.S.C. 102(a)(1)/(a)(2) and 35 U.S.C. 103 in view of a prior art of record. The Applicant is directed to the 35 USC § 102 and 35 USC § 103 sections above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATHAN L VAN SELL whose telephone number is (571)270-5152. The examiner can normally be reached Mon-Thur, Generally 7am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, M. Veronica Ewald can be reached at 571-272-8519. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. NATHAN VAN SELL Primary Examiner Art Unit 1783 /NATHAN L VAN SELL/ Primary Examiner, Art Unit 1783
Read full office action

Prosecution Timeline

Jun 28, 2023
Application Filed
Apr 29, 2025
Non-Final Rejection — §102, §103
Jul 30, 2025
Response Filed
Oct 05, 2025
Final Rejection — §102, §103
Dec 22, 2025
Examiner Interview Summary
Dec 22, 2025
Applicant Interview (Telephonic)
Dec 30, 2025
Request for Continued Examination
Jan 02, 2026
Response after Non-Final Action
Feb 10, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
54%
Grant Probability
78%
With Interview (+24.2%)
3y 2m
Median Time to Grant
High
PTA Risk
Based on 841 resolved cases by this examiner. Grant probability derived from career allow rate.

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