Prosecution Insights
Last updated: October 02, 2026
Application No. 18/270,426

BATTERY MODULE AND BATTERY PACK INCLUDING THE SAME

Final Rejection §103
Filed
Jun 29, 2023
Priority
May 14, 2021 — RE 10-2021-0062769 +1 more
Examiner
AKHTAR, KIRAN QURAISHI
Art Unit
1751
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
2 (Final)
65%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
59%
With Interview

Examiner Intelligence

Grants 65% of resolved cases
65%
Career Allowance Rate
226 granted / 348 resolved
At TC average
Minimal -6% lift
Without
With
+-5.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
19 currently pending
Career history
372
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
66.2%
+26.2% vs TC avg
§102
19.7%
-20.3% vs TC avg
§112
12.0%
-28.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 348 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment In response to the amendment received May 14, 2026: Claim 1 has been amended claims 12-16 have been newly added. Therefore Claims 1-16 are pending in this office action. The text of those sections of Title 35, U.S.C. code not included in this action can be found in the prior Office Action issued on February 17, 2026. Claim Rejections - 35 USC § 103 Claim(s) 1-16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Cho et al. WO 2021/071138 (see US 2022/0247005) as applied to claim 3 above, in further view of Shin et al. (US 2019/0074557) With respect to claim 1, Cho et al. discloses a battery module 210 comprising: a battery cell stack in which a plurality of battery cells are stacked [0057]; a module frame 213 that houses the battery cell stack [0057]; end plates (bus bar frames) located on a first side and a second side of the battery cell stack respectively [0052; Figure 2], and a first end plate of the end plates having an opening formed therein [0052-0057; Figure 2]; a terminal busbar 211/311 exposed through the opening [Figures 3-6]; and a blocking member 220/320 that surrounds the terminal busbar 211/311, wherein upon a rise of internal pressure of the module frame 213, the blocking member 220 moves to close a gap between the opening and the terminal busbar. [Figure 3; Figure 4; Figure 6] Cho et al. does not disclose wherein the blocking member having an aperture, the terminal busbar extending through the aperture. Shin et al. discloses a battery module 100 comprising: a battery cell stack in which a plurality of battery cells 140 are stacked; a module frame 160 that houses the battery cell stack;[Figure 2; Figure 8; 0045-0055; 0013] a first end plate 224 on a first side of the battery cell stack having a coupling protrusion 228 formed therein; [Figure 10; 0055; Figure 8; 0052] a terminal busbar 150; and a blocking member 172/182 that surrounds the terminal busbar 150, [Figure 5; Figure 6; Figure 7; 0049-0060] wherein: the blocking member 172/182 having an aperture, the terminal bus bar 150 extending through the aperture. [Figure 2; Figures 5-7] Therefore it would have been obvious to one of ordinary skill in the art as of the effective filing date of the invention to have modified the battery module of Cho et al. to include a blocking member, as disclosed in Shin et al., in order to allow for simplification and size reduction of a structure of a battery module and reduction in manufacturing costs of the battery module and increased safety. With respect to claim 2, Cho et al. discloses wherein: the blocking member 220/320 moves along the terminal busbar 211/311 to close a gap between the opening and the terminal busbar 211/311. [Figures 3-6] With respect to claim 3, Cho et al. discloses wherein: the blocking member 220/320 comprises a body portion surrounding the terminal busbar 211/311, and an extension portion extending in an outer peripheral direction from the body portion. [Figure 2] PNG media_image1.png 466 476 media_image1.png Greyscale With respect to claim 4, Cho et al. discloses wherein: upon the rise of internal pressure of the module frame, the blocking member 220/320 moves along the terminal busbar 211/311, and at least one of the body portion and the extension portion closes a gap between an inner surface of the opening and the terminal busbar 211/311. [Figures 3-6; 0059-0075] With respect to claim 5, Cho et al. does not disclose busbar frame located between the battery cell stack and the first end plate, and an insulating cover located between the busbar frame and the first end plate, wherein an opening hole is formed in a portion of the insulating cover corresponding to the opening. Shin et al. discloses a battery module 100 comprising: a battery cell stack in which a plurality of battery cells 140 are stacked; a module frame 160 that houses the battery cell stack;[Figure 2; Figure 8; 0045-0055; 0013] a first end plate 224 on a first side of the battery cell stack having a coupling protrusion 228 formed therein; [Figure 10; 0055; Figure 8; 0052] a terminal busbar 150; and a blocking member 172 that surrounds the terminal busbar 150, [Figure 5; Figure 6; Figure 7; 0049-0060] wherein: the blocking member 172 comprises a body portion surrounding the terminal busbar 150, and an extension portion extending in an outer peripheral direction from the body portion. [Figure 2; Figures 5-7] a busbar frame 160 located between the battery cell stack and the first end plate 224 [Figures 8-10; 0049-0055], and an insulating cover 170 located between the busbar frame 160 and the first end plate 120/124, wherein an opening hole is formed in a portion of the insulating cover 170 corresponding to the opening. [Figure 4; 0043; Figure 6; Figure 7; 0049-0060] Therefore it would have been obvious to one of ordinary skill in the art as of the effective filing date of the invention to have modified the battery module of Cho et al. to include a busbar frame, as disclosed in Shin et al., in order to allow for simplification and size reduction of a structure of a battery module and reduction in manufacturing costs of the battery module and increased safety. With respect to claim 6, Cho et al. discloses wherein: upon the rise of internal pressure of the module frame, the body portion and the extension portion comes into close contact with an inner surface of the opening hole. [Figure 6; 0070-0075] Cho et al. does not disclose the body portion forming a stepped structure. However, it would have been obvious to one of ordinary skill in the art to change the blocking member of Cho et al. to include a stepped structure since such a modification would only involve a mere change in the size/shape of a component. A change in size/shape is generally recognized as being within the level of ordinary skill in the art. See MPEP 2144.04. Shin et al. discloses wherein the body portion forms a stepped structure. [Figures 5-7] Therefore it would have been obvious to one of ordinary skill in the art as of the effective filing date of the invention to have modified the battery module of Cho et al. to include a busbar frame, as disclosed in Shin et al., in order to allow for simplification and size reduction of a structure of a battery module and reduction in manufacturing costs of the battery module and increased safety. With respect to claim 7, Cho et al. discloses wherein: the terminal busbar 211/311 comprises a first portion connected to an electrode lead 212/312 of the a battery cell of the plurality of battery cells, and a second portion exposed through the opening. [Figures 3-6; 0059-0075] PNG media_image2.png 604 562 media_image2.png Greyscale With respect to claim 8, Cho et al. discloses wherein: the terminal busbar 211/311 further comprises a bending portion formed between the first portion and the second portion. [Figures 3-6; 0059-0075] PNG media_image3.png 604 562 media_image3.png Greyscale With respect to claim 9, Cho et al. discloses wherein: the blocking member 220/320 is located so as to wraps around the second portion. [Figures 3-6; 0059-0075] With respect to claim 10, Cho et al. discloses wherein: the blocking member 220/320 comprises at least one of a foam material. [0057-0060] With respect to claim 11, Cho et al. discloses a battery pack 100 comprising the battery module as set forth in claim 1. [Figure 2; 0051-0055] With respect to claim 12, Cho et al. does not specifically disclose wherein the blocking member has an L-shaped cross sectional shape. However, it would have been obvious to one of ordinary skill in the art to change the blocking member of Cho et al. to have an L-shaped cross sectional shape since such a modification would only involve a mere change in the size/shape of a component. A change in size/shape is generally recognized as being within the level of ordinary skill in the art. See MPEP 2144.04. Furthermore Shin et al. discloses wherein the blocking member has an L-shaped cross sectional shape. [Figure 7] Therefore it would have been obvious to one of ordinary skill in the art as of the effective filing date of the invention to have modified the battery module of Cho et al. to include a blocking member, as disclosed in Shin et al., in order to allow for simplification and size reduction of a structure of a battery module and reduction in manufacturing costs of the battery module and increased safety. With respect to claim 13, Cho et al. does not specifically disclose wherein the terminal busbar comprises: a first portion extending vertically; and a second portion extending horizontally, and wherein the second portion extends through the blocking member. Shin et al. discloses wherein the terminal busbar 150 comprises: a first portion 152 extending vertically; and a second portion 154 extending horizontally, and wherein the second portion 154 extends through the blocking member 172. [Figure 7] Therefore it would have been obvious to one of ordinary skill in the art as of the effective filing date of the invention to have modified the battery module of Cho et al. to include a terminal busbar and blocking member, as disclosed in Shin et al., in order to allow for simplification and size reduction of a structure of a battery module and reduction in manufacturing costs of the battery module and increased safety. With respect to claim 14, Cho et al. does not specifically disclose wherein the terminal busbar is L- shaped. However, it would have been obvious to one of ordinary skill in the art to change the terminal busbar of Cho et al. to have an L-shaped cross sectional shape since such a modification would only involve a mere change in the size/shape of a component. A change in size/shape is generally recognized as being within the level of ordinary skill in the art. See MPEP 2144.04. Furthermore Shin et al. discloses wherein the terminal busbar has an L-shaped cross sectional shape. [Figure 7] Therefore it would have been obvious to one of ordinary skill in the art as of the effective filing date of the invention to have modified the battery module of Cho et al. to include a terminal busbar, as disclosed in Shin et al., in order to allow for simplification and size reduction of a structure of a battery module and reduction in manufacturing costs of the battery module and increased safety. With respect to claim 15, Cho et al. does not disclose wherein the blocking member comprises: a body portion surrounding the terminal busbar; and an extension portion extending outwardly from the body portion. Shin et al. discloses wherein the blocking member 172 comprises: a body portion surrounding the terminal busbar; and an extension portion extending outwardly from the body portion. [Figure 6] Therefore it would have been obvious to one of ordinary skill in the art as of the effective filing date of the invention to have modified the battery module of Cho et al. to include a terminal busbar and blocking member, as disclosed in Shin et al., in order to allow for simplification and size reduction of a structure of a battery module and reduction in manufacturing costs of the battery module and increased safety. With respect to claim 16, Cho et al. does not disclose wherein the extension portion extends about an entire perimeter of the body portion. Shin et al. discloses wherein the extension portion extends about an entire perimeter of the body portion. [Figure 7] Therefore it would have been obvious to one of ordinary skill in the art as of the effective filing date of the invention to have modified the battery module of Cho et al. to include a terminal busbar and blocking member, as disclosed in Shin et al., in order to allow for simplification and size reduction of a structure of a battery module and reduction in manufacturing costs of the battery module and increased safety. Response to Arguments Applicant’s arguments with respect to claim(s) have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Lee et al. US 20190389318 Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KIRAN QURAISHI AKHTAR whose telephone number is (571)270-7589. The examiner can normally be reached Monday-Thursday 9AM-7PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan Leong can be reached at 571-270-1292. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KIRAN QURAISHI AKHTAR/Primary Examiner, Art Unit 1751
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Prosecution Timeline

Jun 29, 2023
Application Filed
Feb 17, 2026
Non-Final Rejection mailed — §103
May 14, 2026
Response Filed
Aug 24, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
65%
Grant Probability
59%
With Interview (-5.7%)
3y 2m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 348 resolved cases by this examiner. Grant probability derived from career allowance rate.

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