Prosecution Insights
Last updated: April 19, 2026
Application No. 18/271,745

INTER-CELL MULTI-TRANSMISSION RECEPTION POINT (TRP) OPERATION

Non-Final OA §102§103
Filed
Jul 11, 2023
Examiner
HO, DUC CHI
Art Unit
2465
Tech Center
2400 — Computer Networks
Assignee
Lenovo (Beijing) Limited
OA Round
2 (Non-Final)
93%
Grant Probability
Favorable
2-3
OA Rounds
2y 7m
To Grant
99%
With Interview

Examiner Intelligence

Grants 93% — above average
93%
Career Allow Rate
1101 granted / 1184 resolved
+35.0% vs TC avg
Moderate +7% lift
Without
With
+7.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
29 currently pending
Career history
1213
Total Applications
across all art units

Statute-Specific Performance

§101
9.5%
-30.5% vs TC avg
§103
32.1%
-7.9% vs TC avg
§102
9.3%
-30.7% vs TC avg
§112
30.9%
-9.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1184 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 14 and 23 are rejected under 35 U.S.C. 102 (a)(1) as being anticipated by 3GPP TSG RAN WG1 #103-e R1-2007765, Discussion on Multi-TRP Inter-cell Operation, ZTE, (13.11.2020) (hereafter 3GPP R1-2007765). Regarding claim 14, 3GPP R1-2007765 teaches a remote unit for wireless communication (see the mobile device/terminal shown in Fig. 2, page 2 of 3GPP R1-2007765), comprising: receive a configuration of different CORESETPoolIndex values for different control resource sets (CORESET) (see the teaching on page 2 of 3GPP R1-2007765 of “In order to support the utilization of SSBs from the neighbor cell TRP as the QCL source, all TCI states should be split into two groups, where each of them is associated with serving cell or neighbor cell.”), wherein CORESETPooIlndex=0 is associated with a physical cell identifier (PCID) of a serving cell (see the teaching on pages 2 and of 3GPP R1-2007765 of “In more detail, CORESETPoolIndex =0 corresponds to the serving cell”), and a higher layer parameter CORESETPooIndex=1 is associated with the PCID of a non-serving cell that is different from the PCID of the serving cell (see the teaching on page 2 of 3GPP R1-2007765 of “…and CORESETPoolIndex =1 corresponds to the neighbor cell” which has been mapped to applicant's recited “non-serving cell”); and receive a configuration of a synchronization signal block (SSB) from the non-serving cell configured as a reference signal (RS) to a signal associated with CORESETPooIndex=1 (see the teaching on page 2 of 3GPP R1-2007765 of “Since SCS of SSB in different neighbor cells can be different, if the SSB comes from the physical cell of the coordinated neighbor cell, SCS of the SSB should be informed to UE as well. Some other parameters to assist UE identifying the SSB from the neighbor cell, such as SMTC. Due to the neighbor cell information, i.e. MeasObjectNR for mobility measurement are always configured in RRC connection state, we do not need to repeatedly configure all above parameters of a neighbor cell. Specifically, all parameters including PCIs of multiple neighbor cells, ARFCN-ValueNR for center frequency, SCS, etc., are included inMeasObjectNR configured for each UE, each of which is identified by MeasObjectID. Thus, in order to associate a TCI state with a SSB from a neighbor cell, MeasObjectId and PCI are sufficient.”). Regarding claim 23, the subject matter of this claim is substantially similar to the subject matter of claim 14 except claim 13 recites a “base unit” and the “configurations” are transmitted rather than “received” and is anticipated by the “base units” shown in Figures 2 and 3 of 3GPP R1-2007765. Therefore, it is rejected under 3GPP R1-2007765 for the same reasons as set forth in the rejection of claim 14. Claim Rejections - 35 USC § 103 4. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. 5. The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: (a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negatived by the manner in which the invention was made. 6. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. 7. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. 8. Claims 1 8, 13 and 21 are rejected under 35 U.S.C. 103 as being unpatentable over 3GPP TSG RAN WG1 #103-e R1-2007765, Discussion on Multi-TRP Inter-cell Operation, ZTE, (13.11.2020) (hereafter 3GPP R1-2007765) in view of Mondal et al (WO 2020/092468 A1), hereinafter Mondal. Regarding claim 1, the 3GPP R1-2007765 teaches the following limitations recited in claim 1: A remote unit for wireless communication (see the mobile device/terminal shown in Fig. 2, page 2 of 3GPP R1-2007765), comprising: receive a configuration of different CORESETPoolIndex values for different control resource sets (CORESET) (see the teaching on page 2 of 3GPP R1-2007765 of “In order to support the utilization of SSBs from the neighbor cell TRP as the QCL source, all TCI states should be split into two groups, where each of them is associated with serving cell or neighbor cell.”), wherein CORESETPooIlndex=0 is associated with a physical cell identifier (PCID) of a serving cell (see the teaching on pages 2 and of 3GPP R1-2007765 of “In more detail, CORESETPoolIndex =0 corresponds to the serving cell”) and a higher layer parameter CORESETPooIndex=1 is associated with a PCID of a non-serving cell that is different from the PCID of the serving cell (see the teaching on page 2 of 3GPP R1-2007765 of “…and CORESETPoolIndex =1 corresponds to the neighbor cell” which has been mapped to applicant's recited “non-serving cell”); and receive a configuration of a synchronization signal block (SSB) from the non-serving cell configured as a reference signal (RS) to a signal associated with CORESETPooIndex=1 (see the teaching on page 2 of 3GPP R1-2007765 of “Since SCS of SSB in different neighbor cells can be different, if the SSB comes from the physical cell of the coordinated neighbor cell, SCS of the SSB should be informed to UE as well. Some other parameters to assist UE identifying the SSB from the neighbor cell, such as SMTC. Due to the neighbor cell information, i.e. MeasObjectNR for mobility measurement are always configured in RRC connection state, we do not need to repeatedly configure all above parameters of a neighbor cell. Specifically, all parameters including PCIs of multiple neighbor cells, ARFCN-ValueNR for center frequency, SCS, etc., are included inMeasObjectNR configured for each UE, each of which is identified by MeasObjectID. Thus, in order to associate a TCI state with a SSB from a neighbor cell, MeasObjectId and PCI are sufficient.”). However, 3GPP R1-2007765 does not specifically teach that the disclosed “remote unit” includes “at least one memory”; and “at least one processor coupled with the at least one memory”. Mondal is from the same field of endeavor as the instant application and teaches in Fig. 2A a “remote unit” for wireless communication identified as element 120 that as described in para. [0011] and illustrated in Fig. 4, includes at least one memory illustrated as element 420; and at least one processor illustrated as elements 130 and 405 in Fig. 4 and discussed in para. [0011] and [0066] coupled with the at least one memory. Thus, it would have been obvious to one of ordinary level of skill before the effective filing date of the claimed invention to modify the subject matter 3GPP R1-2007765 by using “at least one memory and at least one processor coupled with the at least one memory” in the circuitry of the “remote unit” taught by 3GPP R1-2007765 because such a modification would ensure fast and rich content delivery in wireless communication service as Mondal indicates in para. [0010] is desired in new radio (NR) technology. Regarding claim 8, in the 3GPP R1-2007765, the PCID of the non-serving cell is associated with a neighboring cell configured in measurement objects for a UE, see the teaching on page 2 of 3GPP R1-2007765. Regarding claim 13, the subject matter of this claim is substantially similar to the subject matter of claim 1, except claim 13 recites a “base unit” and the “configurations” are transmitted rather than “received” and is anticipated by the “base units” shown in Figures 2 and 3 of 3GPP R1-2007765. However, Mondal is from the same field of endeavor as the instant application and teaches in Fig. 2A a “base unit” for wireless communication identified as element 100 that as described in para. [0011] and illustrated in Fig. 5, includes least one memory illustrated as element 520; and at least one processor illustrated as elements 110 and 505 in Fig. 5 and discussed in para. [0011] and [0065] coupled with the at least one memory. Thus, it would have been obvious to one of ordinary level of skill before the effective filing date of the claimed invention to modify the subject matter 3GPP R1-2007765 by using “at least one memory and at least one processor coupled with the at least one memory” in the circuitry of the “base unit” taught by 3GPP R1-2007765 because such a modification would ensure fast and rich content delivery in wireless communication service as Mondal indicates in para. [0010] is desired in new radio (NR) technology. Regarding claim 21, this claim has similar limitations as those of claim 8. Therefore, it is rejected under 3GPP R1-2007765 & Mondal for the same reasons as set forth in the rejection of claim 8. 9. Claims 2-5, and 15-18 are rejected under 35 U.S.C. 103 as being unpatentable over 3GPP R1-2007765, in view of Mondal, and further in view of Liu et al. (US 2023/0239823), hereinafter Liu. Regarding claim 2, 3GPP R1-2007765 and Mondal disclose all claimed limitations, except a tracking reference signal (TRS) contained in a transmission control information (TCI) state activated for a CORESET configured with CORESETPoolIndex= 1 is quasi co-located (QCLed) [with the SSB from the non-serving cell]. Liu in the same field of endeavor as the instant application teaches: (1) TCI state linking to a TRS, see 0077; (2) a Coreset configured with TCI state(s) including QCL to the non-serving SSB directly or indirectly is for the TRP associated with the non-serving SSB, i.e., effectively assigned with CORESETPoolIndex 1, see 0122. It would have been obvious to a person of ordinary skill in the art before the effective filling date of the claimed invention to employ the teaching of Liu into the combined system of 3GPP R1-2007765 and Liu. The suggestion/motivation for doing so would have been to define a chain of relationships/links that associate a RS, directly using one link or indirectly using multiple links, to another RS/SSB. Regarding claim 3, this claim has similar limitations as those of claim 2. Therefore, it is rejected under 3GPP R1-2007765 & Mondal & Liu for the same reasons as set forth in the rejection of claim 2. Liu teaches PDSCH in association with QCL with the SSB from the non-serving cell, see 0122. Regarding claim 4, 3GPP R1-2007765 and Mondal disclose all claimed limitations, except wherein an SSB configured for a spatial relation for physical uplink control channel (PUCCH) and sounding reference signal (SRS) associated [with CORESETPoolIndex=I is associated with the PCID of the non-serving cell]. Liu, in the same field of endeavor as the instant application, teaches all UL signals/channels (PUCCH/PUSCH/SRS/DMRS/PTRS/PRACH) should also be QCLed (or via spatial relation, via pathloss RS relation, etc.) to a TRS/SSB and belong to the TAG associated with that TRS/SSB, see 0122. It would have been obvious to a person of ordinary skill in the art before the effective filling date of the claimed invention to employ the teaching of Liu into the combined system of 3GPP R1-2007765 & Mondale. The suggestion/motivation for doing so would have been to provide more than one SSB directly/indirectly to support more general M-TRP operations, as well as other transmissions/ receptions to the inter-cell TRP via the QCL relation linking to the non-serving SSB Regarding claim 5, 3GPP R1-2007765 and Mondal disclose all claimed limitations, except wherein an SSB configured for pathloss reference signal (PL-RS) for physical uplink shared channel (PUSCH), physical uplink control channel (PUCCH) and sounding reference signal (SRS) associated with [CORESETPoolIndex=1 is associated with the PCID of the non-serving cell]. Liu, in the same field of endeavor as the instant application, teaches the UL signal relation to some other signals, such as the pathloss RS relation, the spatial relation info, the relation defined by SRI, etc., may be generally viewed as extended QCL relation. Thus, each UL signal, such as SRS and PUCCH/PUSCH DMRS, can be “QCLed” to a SSB directly or indirectly, see 0130. It would have been obvious to a person of ordinary skill in the art before the effective filling date of the claimed invention to employ the teaching of Liu into the combined system of 3GPP R1-2007765 & Mondale. The suggestion/motivation for doing so would have been to calculate an estimated pathloss in accordance with the SSB. Regarding claim 15, this claim has similar limitations as those of claim 2. Therefore, it is rejected under 3GPP R1-2007765 & Mondal & Liu for the same reasons as set forth in the rejection of claim 2. Regarding claim 16, this claim has similar limitations as those of claim 3. Therefore, it is rejected under 3GPP R1-2007765 & Mondal & Liu for the same reasons as set forth in the rejection of claim 3. Regarding claim 17, this claim has similar limitations as those of claim 4. Therefore, it is rejected under 3GPP R1-2007765 & Mondal & Liu for the same reasons as set forth in the rejection of claim 4. Regarding claim 18, this claim has similar limitations as those of claim 5. Therefore, it is rejected under 3GPP R1-2007765 & Mondal & Liu for the same reasons as set forth in the rejection of claim 5. Allowable subject matter 10. Claims 6-7, 9-10 and 19-20 would be allowable if rewritten or amended to include all of the limitations of the base claim and any intervening claims. Conclusion 11. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DUC C HO whose telephone number is (571)272-3147. The examiner can normally be reached on M-F 8am-4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gary Mui can be reached on 571-270-1420 (Gary.mui@uspto.gov). The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DUC C HO/Primary Examiner, Art Unit 2465
Read full office action

Prosecution Timeline

Jul 11, 2023
Application Filed
Jul 28, 2025
Non-Final Rejection — §102, §103
Sep 16, 2025
Applicant Interview (Telephonic)
Sep 16, 2025
Examiner Interview Summary
Oct 27, 2025
Response Filed
Feb 23, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
93%
Grant Probability
99%
With Interview (+7.4%)
2y 7m
Median Time to Grant
Moderate
PTA Risk
Based on 1184 resolved cases by this examiner. Grant probability derived from career allow rate.

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