Prosecution Insights
Last updated: July 17, 2026
Application No. 18/271,987

QUANTUM COMPUTATION METHOD AND QUANTUM OPERATION CONTROL LAYOUT

Non-Final OA §102§Other
Filed
Jul 12, 2023
Priority
Jan 14, 2021 — nonprovisional of PCTEP2021050710
Examiner
BARRETT, RYAN S
Art Unit
2148
Tech Center
2100 — Computer Architecture & Software
Assignee
Parity Quantum Computing GmbH
OA Round
1 (Non-Final)
65%
Grant Probability
Moderate
1-2
OA Rounds
3m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 65% of resolved cases
65%
Career Allowance Rate
271 granted / 419 resolved
+9.7% vs TC avg
Strong +43% interview lift
Without
With
+42.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
14 currently pending
Career history
441
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
38.1%
-1.9% vs TC avg
§102
1.1%
-38.9% vs TC avg
§112
0.5%
-39.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 419 resolved cases

Office Action

§102 §Other
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This action is responsive to the Election filed on 3/26/2026. Claims 1-15 are pending in the case. Claims 11-15 have been withdrawn as non-elected. Claims 1, 10-12, and 14 are independent claims. Claim Rejections - 35 U.S.C. § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. §§ 102 and 103 (or as subject to pre-AIA 35 U.S.C. §§ 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. § 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-10 are rejected under 35 U.S.C. § 102(a)(1) as being anticipated by Hen et al. (“Driver Hamiltonians for constrained optimization in quantum annealing,” 7 July 2016, https://arxiv.org/abs/1602.07942v2, hereinafter Hen). As to independent claim 1, Hen discloses a method of performing a quantum computation on a quantum system, the method comprising: encoding a computational problem into a problem Hamiltonian (“the solution of an optimization problem is encoded in the ground state of a problem Hamiltonian H p ,” page 1 section “I. INTRODUCTION” paragraph 2 lines 4-6) of constituents of the quantum system (“The encoding is normally readily carried out by expressing the problem in terms of an Ising Hamiltonian, which can be interpreted in a simple physical way as interacting magnetic dipoles subjected to local magnetic fields,” page 1 section “I. INTRODUCTION” paragraph 2 lines 6-10); mapping a side condition or side conditions associated with the computational problem to an exchange Hamiltonian of a first part of the constituents of the quantum system (“ H a u x is a linear combination of the constraints H a u x = - ∑ j B j C j ( { σ i z } ) ,” page 3 column left lines 4-6); initializing the constituents of the quantum system in an initial state (“Setting up the initial state of the system to be the ground state of the driver Hamiltonian in the relevant sector ⟨ C ( { σ i z } ) ⟩ t = 0 = c ,” page 2 section “B. Setting up the initial ground state” paragraph 1 lines 1-4); evolving the quantum system by interactions of the constituents of the quantum system, wherein the interactions include interactions determined by a final Hamiltonian (“the Hamiltonian is slowly varied from H d to H p , normally via the linear interpolation H s = s H p + ( 1 - s ) H d ,” page 1 section “I. INTRODUCTION” paragraph 2 lines 17-20), interactions determined by the exchange Hamiltonian (“modifying the driver Hamiltonian to H d ' = H d + H a u x , where H a u x is a linear combination of the constraints H a u x = - ∑ j B j C j ( { σ i z } ) ,” page 3 column left lines 3-6), and interactions determined by a driver Hamiltonian (“the system is prepared in the ground state of an initial Hamiltonian H d , commonly referred to as the driver Hamiltonian,” page 1 section “I. INTRODUCTION” paragraph 2 lines 13-15), wherein the final Hamiltonian is a sum of the problem Hamiltonian and of a short-range Hamiltonian (“an initial Hamiltonian H d , commonly referred to as the driver Hamiltonian, which must not commute with the problem Hamiltonian H p ,” page 1 section “I. INTRODUCTION” paragraph 2 lines 13-16), and the driver Hamiltonian is a Hamiltonian of a second part of the constituents of the quantum system (“the system is prepared in the ground state of an initial Hamiltonian H d , commonly referred to as the driver Hamiltonian,” page 1 section “I. INTRODUCTION” paragraph 2 lines 13-15); measuring at least a portion of the constituents of the quantum system to obtain a read-out (“measuring the state will give the solution of the original problem,” page 1 section “I. INTRODUCTION” paragraph 2 lines 28-29). As to dependent claim 2, Hen further discloses a method wherein initializing the constituents of the quantum system in the initial state comprises preparing the constituents of the quantum system in a quantum state that is an eigenstate of an initial Hamiltonian or an approximation of the eigenstate (“Setting up the initial state of the system to be the ground state of the driver Hamiltonian in the relevant sector ⟨ C ( { σ i z } ) ⟩ t = 0 = c ,” page 2 section “B. Setting up the initial ground state” paragraph 1 lines 1-4), the eigenstate of the initial Hamiltonian preferably being a ground state of the initial Hamiltonian (claim scope is not limited by claim language that suggests or makes optional but does not require steps to be performed, or by claim language that does not limit a claim to a particular structure). As to dependent claim 3, Hen further discloses a method wherein the initial Hamiltonian is a single-body Hamiltonian including a first sum of first summand Hamiltonians (“ H a u x is a linear combination of the constraints H a u x = - ∑ j B j C j ( { σ i z } ) ,” page 3 column left lines 4-6) and a second sum of second summand Hamiltonians (“modifying the driver Hamiltonian to H d ' = H d + H a u x , where H a u x is a linear combination of the constraints H a u x = - ∑ j B j C j ( { σ i z } ) ,” page 3 column left lines 3-6), wherein the first summand Hamiltonians act on the first part of the constituents of the quantum system (“ H a u x is a linear combination of the constraints H a u x = - ∑ j B j C j ( { σ i z } ) ,” page 3 column left lines 4-6) and the second summand Hamiltonians act on the second part of the constituents of the quantum system (“the system is prepared in the ground state of an initial Hamiltonian H d , commonly referred to as the driver Hamiltonian,” page 1 section “I. INTRODUCTION” paragraph 2 lines 13-15), preferably wherein each summand Hamiltonian of the first summand Hamiltonians and of the second summand Hamiltonians is represented by a Pauli σ ~ z operator multiplied by a coefficient, wherein the coefficients of the first summand Hamiltonians are compatible with the side condition or the side conditions associated with the computational problem (claim scope is not limited by claim language that suggests or makes optional but does not require steps to be performed, or by claim language that does not limit a claim to a particular structure). As to dependent claim 4, Hen further discloses a method wherein the exchange Hamiltonian is represented by a sum of nearest-neighbor first order hopping terms (“ H a u x is a linear combination of the constraints H a u x = - ∑ j B j C j ( { σ i z } ) ,” page 3 column left lines 4-6). As to dependent claim 5, Hen further discloses a method wherein evolving the quantum system by interactions of the constituents of the quantum system comprises passing from an initial Hamiltonian of the quantum system to the final Hamiltonian via an intermediate Hamiltonian (“the Hamiltonian is slowly varied from H d to H p , normally via the linear interpolation H s = s H p + ( 1 - s ) H d ,” page 1 section “I. INTRODUCTION” paragraph 2 lines 17-20) including a linear combination of the initial Hamiltonian (“Setting up the initial state of the system to be the ground state of the driver Hamiltonian in the relevant sector ⟨ C ( { σ i z } ) ⟩ t = 0 = c ,” page 2 section “B. Setting up the initial ground state” paragraph 1 lines 1-4), the final Hamiltonian (“the Hamiltonian is slowly varied from H d to H p , normally via the linear interpolation H s = s H p + ( 1 - s ) H d ,” page 1 section “I. INTRODUCTION” paragraph 2 lines 17-20), the exchange Hamiltonian (“modifying the driver Hamiltonian to H d ' = H d + H a u x , where H a u x is a linear combination of the constraints H a u x = - ∑ j B j C j ( { σ i z } ) ,” page 3 column left lines 3-6), and the driver Hamiltonian (“the system is prepared in the ground state of an initial Hamiltonian H d , commonly referred to as the driver Hamiltonian,” page 1 section “I. INTRODUCTION” paragraph 2 lines 13-15), preferably by quantum annealing, more preferably comprising adiabatically evolving the initial Hamiltonian into the final Hamiltonian while transiently fading in and then out the driver Hamiltonian and the exchange Hamiltonian (claim scope is not limited by claim language that suggests or makes optional but does not require steps to be performed, or by claim language that does not limit a claim to a particular structure). As to dependent claim 6, Hen further discloses a method wherein evolving the quantum system by interactions of the constituents of the quantum system includes evolving a quantum state of the constituents of the quantum system from the initial state towards an eigenstate of the final Hamiltonian (“the Hamiltonian is slowly varied from H d to H p , normally via the linear interpolation H s = s H p + ( 1 - s ) H d ,” page 1 section “I. INTRODUCTION” paragraph 2 lines 17-20), wherein the eigenstate of the final Hamiltonian is an excited state (an eigenstate is invariant under transform). As to dependent claim 7, Hen further discloses a method wherein evolving the quantum system by interactions of the constituents of the quantum system comprises: determining a sequence of unitary operators, wherein the unitary operators in the sequence are taken from the following set of unitary operators: a unitary operator being a function of the problem Hamiltonian (“the solution of an optimization problem is encoded in the ground state of a problem Hamiltonian H p ,” page 1 section “I. INTRODUCTION” paragraph 2 lines 4-6), a unitary operator being a function of the short-range Hamiltonian (“an initial Hamiltonian H d , commonly referred to as the driver Hamiltonian, which must not commute with the problem Hamiltonian H p ,” page 1 section “I. INTRODUCTION” paragraph 2 lines 13-16), a unitary operator being a function of the driver Hamiltonian (“the system is prepared in the ground state of an initial Hamiltonian H d , commonly referred to as the driver Hamiltonian,” page 1 section “I. INTRODUCTION” paragraph 2 lines 13-15), and a unitary operator being a function of the exchange Hamiltonian (“modifying the driver Hamiltonian to H d ' = H d + H a u x , where H a u x is a linear combination of the constraints H a u x = - ∑ j B j C j ( { σ i z } ) ,” page 3 column left lines 3-6), and wherein evolving the quantum system by interactions of the constituents of the quantum system comprises applying the sequence of unitary operators to the quantum system (“the Hamiltonian is slowly varied from H d to H p , normally via the linear interpolation H s = s H p + ( 1 - s ) H d ,” page 1 section “I. INTRODUCTION” paragraph 2 lines 17-20). As to dependent claim 8, Hen further discloses a method wherein evolving the quantum system by interactions of the constituents of the quantum system and measuring at least a portion of the constituents of the quantum system to obtain a read-out constitutes a round of operations, and wherein there are N rounds of operations, wherein N≥2 (the device may be re-used indefinitely by re-initializing it). As to dependent claim 9, Hen further discloses a method wherein the initial state and the dynamics of the evolution of the quantum system (“the Hamiltonian is slowly varied from H d to H p , normally via the linear interpolation H s = s H p + ( 1 - s ) H d ,” page 1 section “I. INTRODUCTION” paragraph 2 lines 17-20) enforce fulfillment of the side condition or of the side conditions associated with the computational problem during the quantum computation (“ H a u x is a linear combination of the constraints H a u x = - ∑ j B j C j ( { σ i z } ) ,” page 3 column left lines 4-6). As to independent claim 10, Hen discloses an apparatus for performing a quantum computation on a quantum system, the apparatus comprising: the quantum system, including constituents of the quantum system that form a first part and a second part (“The encoding is normally readily carried out by expressing the problem in terms of an Ising Hamiltonian, which can be interpreted in a simple physical way as interacting magnetic dipoles subjected to local magnetic fields,” page 1 section “I. INTRODUCTION” paragraph 2 lines 6-10); an encoder configured for encoding a computational problem into a problem Hamiltonian (“the solution of an optimization problem is encoded in the ground state of a problem Hamiltonian H p ,” page 1 section “I. INTRODUCTION” paragraph 2 lines 4-6) of the constituents of the quantum system (“The encoding is normally readily carried out by expressing the problem in terms of an Ising Hamiltonian, which can be interpreted in a simple physical way as interacting magnetic dipoles subjected to local magnetic fields,” page 1 section “I. INTRODUCTION” paragraph 2 lines 6-10), and configured for mapping a side condition or side conditions associated with the computational problem to an exchange Hamiltonian of the first part of the constituents of the quantum system (“ H a u x is a linear combination of the constraints H a u x = - ∑ j B j C j ( { σ i z } ) ,” page 3 column left lines 4-6); a quantum processing unit configured for: initializing the constituents of the quantum system in an initial state (“Setting up the initial state of the system to be the ground state of the driver Hamiltonian in the relevant sector ⟨ C ( { σ i z } ) ⟩ t = 0 = c ,” page 2 section “B. Setting up the initial ground state” paragraph 1 lines 1-4); evolving the quantum system by interactions of the constituents of the quantum system, wherein the interactions include interactions determined by a final Hamiltonian (“the Hamiltonian is slowly varied from H d to H p , normally via the linear interpolation H s = s H p + ( 1 - s ) H d ,” page 1 section “I. INTRODUCTION” paragraph 2 lines 17-20), the exchange Hamiltonian (“modifying the driver Hamiltonian to H d ' = H d + H a u x , where H a u x is a linear combination of the constraints H a u x = - ∑ j B j C j ( { σ i z } ) ,” page 3 column left lines 3-6), and a driver Hamiltonian (“the system is prepared in the ground state of an initial Hamiltonian H d , commonly referred to as the driver Hamiltonian,” page 1 section “I. INTRODUCTION” paragraph 2 lines 13-15), wherein the final Hamiltonian is the sum of the problem Hamiltonian and of a short-range Hamiltonian (“an initial Hamiltonian H d , commonly referred to as the driver Hamiltonian, which must not commute with the problem Hamiltonian H p ,” page 1 section “I. INTRODUCTION” paragraph 2 lines 13-16), and the driver Hamiltonian is a Hamiltonian of the second part of the constituents of the quantum system (“the system is prepared in the ground state of an initial Hamiltonian H d , commonly referred to as the driver Hamiltonian,” page 1 section “I. INTRODUCTION” paragraph 2 lines 13-15); a measurement unit configured for measuring at least a portion of the constituents of the quantum system to obtain a read-out (“measuring the state will give the solution of the original problem,” page 1 section “I. INTRODUCTION” paragraph 2 lines 28-29). Conclusion The prior art made of record and not relied upon is considered pertinent to Applicant’s disclosure: US 2018/0218279 A1 disclosing encoding the computational problem into a problem Hamiltonian of the quantum system, wherein the problem Hamiltonian is a single-body Hamiltonian including a plurality of adjustable parameters, and wherein the encoding includes determining, from the computational problem, a problem-encoding configuration for the plurality of adjustable parameters, and further evolving the quantum system from an initial quantum state towards a ground state of a final Hamiltonian of the quantum system, wherein the final Hamiltonian is the sum of the problem Hamiltonian and a short-range Hamiltonian Applicant is required under 37 C.F.R. § 1.111(c) to consider these references fully when responding to this action. It is noted that any citation to specific pages, columns, lines, or figures in the prior art references and any interpretation of the references should not be considered to be limiting in any way. A reference is relevant for all it contains and may be relied upon for all that it would have reasonably suggested to one having ordinary skill in the art. In re Heck, 699 F.2d 1331, 1332-33, 216 U.S.P.Q. 1038, 1039 (Fed. Cir. 1983) (quoting In re Lemelson, 397 F.2d 1006, 1009, 158 U.S.P.Q. 275, 277 (C.C.P.A. 1968)). In the interests of compact prosecution, Applicant is invited to contact the examiner via electronic media pursuant to USPTO policy outlined MPEP § 502.03. All electronic communication must be authorized in writing. Applicant may wish to file an Internet Communications Authorization Form PTO/SB/439. Applicant may wish to request an interview using the Interview Practice website: http://www.uspto.gov/patent/laws-and-regulations/interview-practice. Applicant is reminded Internet e-mail may not be used for communication for matters under 35 U.S.C. § 132 or which otherwise require a signature. A reply to an Office action may NOT be communicated by Applicant to the USPTO via Internet e-mail. If such a reply is submitted by Applicant via Internet e-mail, a paper copy will be placed in the appropriate patent application file with an indication that the reply is NOT ENTERED. See MPEP § 502.03(II). Any inquiry concerning this communication or earlier communications from the examiner should be directed to Ryan Barrett whose telephone number is 571 270 3311. The examiner can normally be reached 9:00am to 5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, Applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor Michelle Bechtold can be reached at 571 431 0762. The fax phone number for the organization where this application or proceeding is assigned is 571 273 8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Ryan Barrett/ Primary Examiner, Art Unit 2148
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Prosecution Timeline

Jul 12, 2023
Application Filed
Jun 03, 2026
Non-Final Rejection mailed — §102, §Other (current)

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Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
99%
With Interview (+42.9%)
3y 3m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 419 resolved cases by this examiner. Grant probability derived from career allowance rate.

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