Prosecution Insights
Last updated: April 19, 2026
Application No. 18/273,263

Quantum Dot Light-Emitting Device and Method for Manufacturing Same, and Display Apparatus

Final Rejection §103
Filed
Jul 19, 2023
Examiner
FAROKHROOZ, FATIMA N
Art Unit
2875
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
BOE TECHNOLOGY GROUP CO., LTD.
OA Round
2 (Final)
48%
Grant Probability
Moderate
3-4
OA Rounds
2y 11m
To Grant
82%
With Interview

Examiner Intelligence

Grants 48% of resolved cases
48%
Career Allow Rate
400 granted / 836 resolved
-20.2% vs TC avg
Strong +34% interview lift
Without
With
+34.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
58 currently pending
Career history
894
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
68.9%
+28.9% vs TC avg
§102
23.0%
-17.0% vs TC avg
§112
7.3%
-32.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 836 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The amendment filed by the Applicant on 12/16/26 is acknowledged. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1,6,7,9-13 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Mei (CN 112151689 A) in view of Wang (CN 110205118 B) Regarding claim 1, Mei teaches a quantum dot light-emitting device (see in Mei: FIG. 1 to FIG. 8 are the structure schematic diagram of the quantum dot light emitting device provided by the embodiment of the present invention and the quantum dot light emitting layer 3); comprising: a quantum dot emitting layer 3 and a hole injecting layer (further comprising forming a hole injection layer 6 in Fig.11) arranged on a side of the quantum dot emitting layer, wherein the quantum dot emitting layer comprises a first surface on a side close to the hole injecting layer, a passivation functional layer (hole transport layer 4) is arranged between the quantum dot emitting layer and the hole injecting layer, the passivation functional layer further comprises metal ions (see in Mei: the material of the hole transport layer is generally nickel oxide; the energy level of the hole transport layer can be adjusted by doping metal ions) , the hole injecting layer comprises a second surface on a side close to the quantum dot emitting layer, and the metal ions are arranged on a side of the second surface and are configured to improve interfacial property of the quantum dot emitting layer and the hole injecting layer (Mei teaches that its device reduces interfacial defect throughout its disclosure). Mei does not teach: a material of the passivation functional layer is a metal halide, the passivation functional layer is configured to modify the first surface, the passivation functional layer at least comprises passivation ions configured to be combined with the first surface to passivate the first surface, the passivation ions are halide ions. Wang discloses: The passivation method the obtained perovskite crystal of the metal halide, can be used for the preparation of electroluminescent devices, quantum dot light emitting devices electroluminescent efficiency in order to passivate the defect of the NCs (nanocrystals (NCs)) surface development compatibility better removing the passivation surface defect of NCs is important for improving device performance. Aiming at the existing technology defect or improvement of more than requirement, the present invention provides a surface defect passivation of metal halide perovskite crystal, preparation and application thereof, does not need to introduce exogenous ligand. directly adding excess by raw material components in the precursor solution, the raw material component is A-site monovalent cation halide corresponding to octahedral interstitial site perovskite crystal material in a crystalline structure at room temperature to form colloid solution of metal halide perovskite nanocrystals, the surface defect is fully passivated, a photoluminescence quantum yield is obviously improved, surface ligand density from decreasing, the electroluminescent device field of perovskite has great application prospect, thereby solving the technical problem that the existing metal halide perovskite nanocrystal surface ligand from falling off. Therefore, Wang mixes metal halide to the layer of the nano-crystals, with the same intention of improving passivation defect and it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention, to either mix metal halide to the quantum dot/nanocrystal layer OR form a separate layer with the metal halide as claimed, which are well known design options in the art, to either use a separate layer or mix metal halide in the quantum dot layer, in order to reduce the passivating defect. Further Mei in view of Wang explicitly teaches the materials as claimed and for the same benefit of reducing passivating defects and also improving interfacing property however, Mei in view of Wang does not teach a separate layer made of a metal halide and the metal ions are closer to the hole injecting layer than the passivation ions and/or the passivation ions are closer to the quantum dot emitting layer than the metal ions. However, since all the elements as claimed, along with their properties are taught in Mei in view of Wang, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the invention, to provide separate arrangement of the elements as claimed, by routine experimentation, since forming in two pieces, an article which has formerly been formed in one piece as disclosed in Mei in view of Wang involves only routine skill in the art. Regarding claim 11, Mei in view of Wang teaches a method for manufacturing a quantum dot light-emitting device, comprising: forming a quantum dot emitting layer; forming a passivation functional layer on a first surface of the quantum dot emitting layer, the passivation functional layer being configured to modify the first surface; and forming a hole injecting layer on a side of the passivation functional layer away from the quantum dot emitting layer, wherein a material of the passivation functional layer is a metal halide, the passivation functional layer at least comprises passivation ions configured to be combined with the first surface to passivate the first surface, the passivation ions are halide ions, the passivation functional layer further comprises metal ions, the hole injecting layer comprises a second surface on a side close to the quantum dot emitting layer, and the metal ions are arranged on a side of the second surface, the metal ions are configured to improve interfacial property of the quantum dot emitting layer and the hole injecting layer, and the metal ions are closer to the hole injecting layer than the passivation ions; and/or the passivation ions are closer to the quantum dot emitting layer than the metal ions (see rejection of claim 1 above, as the scope of the claims are the same). . Regarding claim 6, Mei in view of Wang teaches a quantum dot light-emitting device, further comprising a hole transporting layer 4 located between the quantum dot emitting layer and the hole injecting layer See in Mei: the eighth sub-functional layer 32 and the ninth sub-functional layer 43, so as to form a stepped barrier between the quantum dot light emitting layer 3 and the anode 1, to gradually improve the hole injection capability of the hole transport layer AND a hole injection layer, a hole transport layer, a quantum dot light emitting layer; an electronic transmission layer and a cathode; the inverted manufacturing order is orderly manufacturing cathode on the substrate base plate, an electron transport layer, a quantum dot light emitting layer, a hole transport layer, a hole injection layer and an anode. Also see in Mei: The embodiment of the invention claims a quantum dot light emitting device, as shown in FIG. 1 to FIG. 6, comprising a laminated anode 1, at least one layer of light emitting function layer (comprising an electron transport layer 2, a quantum dot light emitting layer 3 and a hole transport layer 4 three layers of light emitting function layer) and a cathode 5; wherein at least one layer of at least one layer of light emitting function layer comprises at least two layers of functional layer, for example, as shown in FIG. 1 and FIG. 2, the electronic transmission layer 2 comprises at least two layers of sub-functional layer; As shown in FIG. 3 and FIG. 4, the quantum dot light emitting layer 3 comprises at least two layers of sub-functional layer; As shown in FIG. 5 and FIG. 6, hole transport layer 4 comprises at least two layers of functional layer, after detailed introduction of each luminous function layer of the sub-functional layer; each sub-functional layer comprises a ligand, and the carrier in the transmission direction of each sub-function layer (FIG. 1 to FIG. 6), each sub-functional layer corresponding to the surface of the ligand can be gradient change, so that the energy level of each sub-functional layer is gradient change. wherein at least a part of the hole transporting layer is doped together with at least a part of the passivation functional layer (as disclosed in paragraph above wherein multiple types of sub- layers are disclosed in Mei above). Regarding claim 7, Mei in view of Wang teaches the invention set forth in claim 6 above, but is silent regarding a doping ratio of the hole transporting layer to the passivation functional layer is 1:1 to 20:1. However, the ratio as claimed is only considered to be the “optimum” value that a person having ordinary skill in the art would have been able to determine using routine experimentation based or simulation, among other things, on the desired accuracy and discovering an optimum value of a result effective variable involves only routine skill in the art in order to optimize the interface structure of the quantum dot light emitting layer. Regarding claims 9 and 20, Mei in view of Wang teaches a quantum dot light-emitting device, further comprising a first electrode and a second electrode, wherein the first electrode is located on a side of the hole injecting layer away from the quantum dot emitting layer, and the second electrode is located on a side of the quantum dot emitting layer away from the hole injecting layer (anode 1 and cathode 5 in Mei). Regarding claim 10, Mei in view of Wang teaches a display apparatus, comprising the quantum dot light-emitting device (Title of Mei). Regarding claim 12, Mei in view of Wang teaches the method of evaporation for the various layers throughout the disclosure (see in Wang: finally conveying to the vacuum chamber to respectively evaporate the Al of 40nm TPBi, 1nmLiF and 100nm), and it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention, to use the same method towards forming the passivation functional layer on the first surface of the quantum dot emitting layer comprises: forming the passivation functional layer from a metal halide on the first surface of the quantum dot emitting layer through an evaporation process in order to achieve high purity. Regarding claim 13, Mei in view of Wang teaches the method, wherein forming a passivation functional layer on a first surface of the quantum dot emitting layer comprises: forming the passivation functional layer from a metal halide on the first surface of the quantum dot emitting layer through a same evaporation process, so that a hole transporting material forms the hole transporting layer, and at least a part of the passivation functional layer is doped together with at least a part of the hole transporting layer (see rejection of claim 12 above and disclosure of Liang regarding the passivation functional layer). Claims 8 and 18-19 are rejected under 35 U.S.C. 103 as being unpatentable over Mei in view of Wang and further in view of Lee (US 20220194969 A1, cited previously) Regarding claims 8 and 18-19, Mei in view of Wang teaches the invention set forth in claims 1 and 6-7 above, but is silent regarding the quantum dot light-emitting device wherein a thickness of the passivation functional layer is 1 nm-20 nm. Lee teaches the thickness of the passivation layer (40, Fig.15) in the 1-100 nm range ([1536];[0546],[0555] It is preferable that the thickness of the passivation layer 40 is 1 to 100 nm) and it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention, to use the thickness as disclose in Lee, in the device of Mei in view of Wang in order to optimize the charge injection. Response to Arguments The arguments filed by the Applicant on 12/16/26 is acknowledged, however it is moot in light of new grounds of rejection for the amended claims. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to Fatima Farokhrooz whose telephone number is (571)-272-6043. The examiner can normally be reached on Monday- Friday, 9 am - 5 pm. If attempts to reach the examiner by telephone are unsuccessful, the Examiner’s Supervisor, James Greece can be reached on (571) 272-3711. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Fatima N Farokhrooz/ Examiner, Art Unit 2875
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Prosecution Timeline

Jul 19, 2023
Application Filed
Sep 11, 2025
Non-Final Rejection — §103
Dec 16, 2025
Response Filed
Feb 25, 2026
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
48%
Grant Probability
82%
With Interview (+34.2%)
2y 11m
Median Time to Grant
Moderate
PTA Risk
Based on 836 resolved cases by this examiner. Grant probability derived from career allow rate.

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