Prosecution Insights
Last updated: October 02, 2026
Application No. 18/273,339

Electrode Assembly and Battery Cell Including the Same

Final Rejection §102§103
Filed
Jul 20, 2023
Priority
Oct 15, 2021 — RE 10-2021-0137261 +2 more
Examiner
GARCIA, BETHANY CLAIRE
Art Unit
1721
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
2 (Final)
66%
Grant Probability
Favorable
3-4
OA Rounds
2m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
63 granted / 95 resolved
+1.3% vs TC avg
Strong +34% interview lift
Without
With
+34.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
35 currently pending
Career history
135
Total Applications
across all art units

Statute-Specific Performance

§103
58.5%
+18.5% vs TC avg
§102
18.4%
-21.6% vs TC avg
§112
21.4%
-18.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 95 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's reply filed 4/10/2026 includes claim amendments and corresponding arguments. Applicant’s amendments to Claims 1, 2, 11, and 12 resolve all 35 USC 112(b) Rejections set forth in the previous action. Applicant argues the art of record does not disclose all limitations set forth in amended Claim 1. Examiner agrees the references cited in the previous action do not disclose the new limitations regarding the plurality of discontinuous folder-shaped electrodes. After an updated search and consideration of the amended claims, the claimed invention remains obvious, but over new prior art that teaches discontinuous folder-shaped electrodes (Minamigata et al., JP 2014038711 A). See updated action below. Claim Interpretation Claim 1 includes the following limitations: “the non-coating portions of the zigzag-shaped electrode forms electrode tabs,” “the non-coating portions of the discontinuous folder-shaped electrode forms electrode tabs” The instant specification and drawings do not disclose the “electrode tabs” are traditional “tabs” which are separate and distinct from an electrode structure. The instant specification defines the structure of the electrode tab as “The first non-coating portion 111 and the second non-coating portion 121 may be electrode tabs of the first electrode 110 and the second electrode 120” (see Page 7, Lines 5-8 and Fig. 9). In light of the instant disclosure, the “electrode tabs” limitation is met by prior art that discloses non-coated portions on the zigzag-shaped and folder-shaped electrode structures. PNG media_image1.png 788 502 media_image1.png Greyscale 18/273,339 – Fig. 9 Claim Rejections - 35 USC § 102 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-8, 11, and 13 are rejected under 35 U.S.C. 102(a)(1) and (a)(2) as being anticipated by Minamigata et al., JP 2014038711 A. Regarding Claim 1, Minamigata discloses an electrode assembly (electrode assembly 12 [0024], Figs. 1-2) comprises: a positive electrode (positive electrode sheet 30 [0024], Fig. 2); a negative electrode (negative electrode sheet 20 [0024], Figs. 2-7); and a separator (first separator 40 [0024], Figs. 2 and 4), wherein the positive electrode and the negative electrode each comprise coating portions coated with an electrode active material (positive electrode active material layer 32 on metal foil 31 [0036]; negative electrode active material layer 26 on flat portion 22 [0069]) and non-coating portions not coated with an electrode active material (positive electrode sheet 30 has an electrode bending portion 30c provided with an uncoated portion 33 [0036-0039, 0047]; negative electrode sheet 20 may have uncoated portions 27 provided at bent portions 21 to improve bending/electrode assembly forming [0070]), wherein a zigzag-shaped electrode of the negative electrode has a zigzag shape formed by bending a rectangular sheet in which the coating portions and the non- coating portions are alternately formed (negative electrode sheet 20 is a strip shaped metal foil folded in a zigzag pattern [0025-0028, 0043]; uncoated portions 27 provided at bent portions 21 to improve bending [0070], Annotated Fig. 2), wherein a discontinuous folder-shaped electrode of the positive electrode has a plurality of folder shapes formed by bending a plurality of sheets (a plurality of positive electrode sheets 30 [0035], see discontinuous structure in Figs. 2 and 3B; bent at electrode bending portion 30c [0036-0038]) in which each of the non-coating portions is interposed between two of the coating portions (electrode bending portion 30c and uncoated portion 33 are provided in the center of each metal foil 31, Figs. 2 and 3B), wherein the non-coating portions of the zigzag-shaped electrode faces first and second opposing directions (negative electrode sheet 20 has repeated folds/first bent portions 21 along direction “Ya,” uncoated portions 27 provided at bent portions 21 [0026, 0070], Annotated Fig. 2), wherein the non-coating portions of the discontinuous folder-shaped electrode faces a third direction perpendicular to the first and second opposing directions (uncoated portion 33/electrode bending portion 30c is bent to form a valley fold with the separator 40 [0047, 0063], Annotated Fig. 2). The limitations “the non-coating portions of the zigzag-shaped electrode forms electrode tabs,” and “the non-coating portions of the discontinuous folder-shaped electrode forms electrode tabs” are interpreted and examined in light of the instant specification. The “electrode tabs” limitation is interpreted as being met by prior art that discloses non-coated portions on the zigzag-shaped and folder-shaped electrode structures. In the instant case, the limitations are met, as Minamigata discloses non-coating portions of the zigzag-shaped electrode (negative electrode sheet 20 has repeated folds/first bent portions 21 along direction “Ya” [0026], Annotated Fig. 2) and non-coating portions of the discontinuous folder-shaped electrode (uncoated portion 33/electrode bending portion 30c). PNG media_image2.png 548 560 media_image2.png Greyscale Minamigata – Annotated Fig. 2 Regarding Claim 2, Minamigata discloses all limitations as set forth above. Minamigata discloses the separator has a zigzag shape formed by bending a long separator sheet in accordance with a predetermined unit length (the first separator 40 on which the positive electrode sheet 30 is fixed and the strip-shaped second separator 41 may be overlapped and folded in a zigzag pattern [0073], separator folding portion is a distance relative to the size of the positive electrode sheet [0067-0068]). Regarding Claim 3, Minamigata discloses all limitations as set forth above. Minamigata discloses the zigzag-shaped electrode and separator have a folding line formed by being bent (negative electrode bent portion 21 and separator bent portion 42 [0070-0073]), the folding line of the zigzag-shaped electrode (bent portion 21) is formed on the non-coating portion (an uncoated portion 27 may be provided at the bent portion 21 of the negative electrode sheet 20 by not forming the negative electrode active material layer 26 thereon [0070]), and the folding line of the zigzag-shaped electrode is arranged perpendicular to the folding line of the separator (Annotated Fig. 2). PNG media_image3.png 574 566 media_image3.png Greyscale Minamigata – Annotated Fig. 2 Regarding Claim 4, Minamigata discloses all limitations as set forth above. Minamigata discloses the folding line formed on the folder-shaped electrode is arranged parallel to the folding line of the separator (bent portion 42/separator folded portion 44 is positioned to overlap with the center of the uncoated portion 33 [0038], Fig. 2). Regarding Claim 5, Minamigata discloses all limitations as set forth above. Minamigata discloses two unit separators are located between the two coating portions of the zigzag-shaped electrode (separators 41 and 43 between each coating portion 26 layer, Figs. 2-3), two other unit separators are located between two other coating portions of the zigzag-shaped electrode (same structure is shown repeatedly in Figs. 2-3), one of two coating portions of the folder-shaped electrode is located between the two unit separators (region of positive electrode active material layer 32 from edge 30a to center 33; see position of separators in Figs. 2-3), and the other of the two coating portions of the folder-shaped electrode is located between the two other unit separators (region of positive electrode active material layer 32 from center 33 to edge 30b; see position of separators in Figs. 2-3). Regarding Claims 6 and 7, Minamigata discloses all limitations as set forth above. Minamigata discloses each of the coating portions has a long side facing each other and a short side facing each other (Zigzag Shape: Annotated Fig. 2; Folder-shape: Annotated Fig. 3), the non-coating portions of the zigzag-shaped electrode are located between the long sides of the coating portions (uncoated portion located at bent portions 21, between edge portions 20a and 20b, Annotated Fig. 2), and the non-coating portions of the folder-shaped electrode are located between short sides of the coating portion (uncoated portion 33 is provided in the center of each metal foil 31 [0038], Annotated Fig. 3). PNG media_image4.png 704 656 media_image4.png Greyscale Minamigata – Annotated Fig. 2 PNG media_image5.png 688 1048 media_image5.png Greyscale Minamigata – Annotated Fig. 3 Regarding Claim 8, Minamigata discloses all limitations as set forth above. Minamigata discloses the bent portion of the separator (bent portion 42) is located between short sides of the separator (short sides of separator 40 are parallel to short sides of positive electrode sheet 30, Figs. 1-3). Regarding Claim 11, Minamigata discloses all limitations as set forth above. Minamigata discloses the coating portions of the zigzag-shaped electrode are formed on first and second opposite surfaces of the zigzag-shaped electrode (negative electrode active material layer 26 formed only on the negative electrode flat portion 22 [0069], Fig. 2; see upper and lower edge portions 20a and 20b [0029]). Regarding Claim 13, Minamigata discloses all limitations as set forth above. Minamigata discloses a battery cell comprising the electrode assembly as set forth in claim 1 (secondary battery [0018], Fig. 1). Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 9 and 10 are rejected under 35 U.S.C. 103 as being unpatentable over Minamigata et al., JP 2014038711 A. Regarding Claims 9 and 10, Minamigata discloses all limitations as set forth above. Minamigata discloses an alternate embodiment wherein the zigzag-shaped electrode is a positive electrode and the folder-shaped electrode is a negative electrode (Alternatively, the negative electrode sheet 20 may be fixed to the first separator 40 instead of the positive electrode sheet 30 to form the electrode sheet body 50 [0071]). Before the effective filing date of the present invention, it would have been obvious to a person of ordinary skill in the art to have the zigzag-shaped electrode be a positive electrode and the folder-shaped electrode be a negative electrode, in the electrode assembly of Minamigata, as Minamigata teaches this configuration as an alternate embodiment. Claim 12 is rejected under 35 U.S.C. 103 as being unpatentable over Minamigata as applied to Claim 1 above, and further in view of Kitaoka et al., JP H0917441 A (previously cited). Regarding Claim 12, Minamigata discloses all limitations as set forth above. Minamigata does not disclose each of the coating portions of the zigzag-shaped electrode has a shape in which four sides thereof have a same length. However, this limitation is taught by Kitaoka et al. Kitaoka teaches an electrode assembly wherein positive electrode plates 1A and negative electrode plates 1B are formed in the shape of long, thin strips, with the edges of the plates folded ([0011], Fig. 1). Kitaoka teaches the active material coating portions of electrode plates 1A and 1B can have a shape in which four sides have the same length (active material 2A applied on a plate measuring 38 mm in length and 38 mm in width [0022], Fig. 2; active material 2B applied to a portion measuring 40 mm in length and 40 mm in width [0023], Fig. 3). Before the effective filing date of the present invention, it would have been obvious to a person of ordinary skill in the art to have square coating portions on the zigzag-shaped electrode, in the electrode assembly of Minamigata, as Kitaoka teaches a square-shaped coating area is suitable for use on a long, strip-like electrode plate. The change in form or shape, without any new or unexpected results, is an obvious engineering design. See In re Dailey, 149 USPQ 47 (CCPA 1966) (see MPEP § 2144.04). PNG media_image6.png 302 874 media_image6.png Greyscale Kitaoka – Figs. 1-3 Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BETHANY C GARCIA whose telephone number is (571)272-2475. The examiner can normally be reached Mon-Fri, 0800 - 1730 MT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Allison Bourke can be reached at 303-297-4684. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BETHANY C GARCIA/Examiner, Art Unit 1721 /ALLISON BOURKE/Supervisory Patent Examiner, Art Unit 1721
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Prosecution Timeline

Jul 20, 2023
Application Filed
Jan 12, 2026
Non-Final Rejection mailed — §102, §103
Mar 12, 2026
Applicant Interview (Telephonic)
Mar 19, 2026
Examiner Interview Summary
Apr 10, 2026
Response Filed
Sep 22, 2026
Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
66%
Grant Probability
99%
With Interview (+34.2%)
3y 4m (~2m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 95 resolved cases by this examiner. Grant probability derived from career allowance rate.

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