Prosecution Insights
Last updated: April 19, 2026
Application No. 18/274,896

DMT SALTS AND THEIR USE TO TREAT BRAIN INJURY

Non-Final OA §103
Filed
Jul 28, 2023
Examiner
ROZOF, TIMOTHY R
Art Unit
1625
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Algernon Pharmaceuticals Inc.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
97%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allow Rate
690 granted / 951 resolved
+12.6% vs TC avg
Strong +24% interview lift
Without
With
+24.0%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 2m
Avg Prosecution
32 currently pending
Career history
983
Total Applications
across all art units

Statute-Specific Performance

§101
1.6%
-38.4% vs TC avg
§103
20.1%
-19.9% vs TC avg
§102
34.4%
-5.6% vs TC avg
§112
23.5%
-16.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 951 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This is a response to Applicant’s communication filed on February 4, 2026. Application No. 18/274,896, is a 371 of PCT/CA2022/050121, filed January 28, 2022, and claims the benefit of U.S. Provisional applications Nos.: 63/273,612, filed October 29, 2021; 63/187,681, filed May 12, 2021; 63/143,695, filed January 29, 2021; 63/143,679, filed January 29, 2021; and 63/143,688, filed January 29, 2021. In a preliminary amendment filed July 28, 2023, Applicant cancelled claims 3, 4, 9, 11, 12, 27 and 28. In an amendment filed February 4, 2026, Applicant added new claims 32-39. Claims 1, 2, 5-8, 10, 13-26, and 29-39 are pending. Election/Restrictions Applicant's election with traverse of the invention of group I in the reply filed on February 4, 2026, is acknowledged. The traversal is on the grounds that the International Search Authority determined that the subject matter of claim 1, the “salts” of N, N-dimethyltryptamine (DMT), pamoate and nicotinate, are novel and inventive. This is not persuasive because the salts of the present invention would have been obvious to the ordinary artisan at the time of the invention. See the 35 U.S.C. 103, Rejection below. The requirement is still deemed proper and is therefore made FINAL. Claims 2, 5-8, 10, 13-26, and 29-39 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention. Applicant timely traversed the restriction (election) requirement in the reply filed on February 4, 2026. Claim 1 is examined below. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim 1 is ejected under 35 U.S.C. 103 as being unpatentable over Perez Castillo et al., U.S. Patent No. 11,723,894, in view of Gu, US2020/0230103 A1. Perez-Castillo teaches that DMT binds and regulates serotonin receptors including the sigma-1 receptor. Perez-Castillo et al., ‘894 patent, Col. 1, lns. 53-67. The sigma-1 receptor is also a target for treating neurodegenerative diseases and stroke. Id. However, DMT, itself, is also associated with some undesirable effects. Therefore a combination drug or salt, potentially reducing side effects, and increasing the benefits toward treating neurodegenerative diseases is desired. Id., Col. 2., lns. 49-54. Gu teaches pamoate salts of monoamine anti-Parisons agents. Gu, ‘103 publc’n, Abstract. Gu also teaches that the pamoate salts provide an alternative and more desirable dosing regimen for treating patients suffering from Parkinson’s disease. Id., p. 4 para. [0047]. The pamoate salts also have a superior drug absorption and distribution profile compared to the existing oral drug products by providing a continuous delivery of drug, which maintain plasma drug concentration ratios during dosing intervals, ultimately improving the safety profile and enhancing the clinical effectiveness. It would have been obvious to the ordinary artisan at the time of the invention to combine DMT with a pamoate salt with a reasonable expectation of success. The ordinary artisan would have been motivated by teaching of the prior art to improve its safety profile and enhance its clinical effectiveness. Conclusion Claim 1 is not allowed. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to TIMOTHY R ROZOF whose telephone number is (571)270-5992. The examiner can normally be reached on Monday - Friday, 9:00 a.m. -5:00 p.m.. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Andrew Kosar can be reached on (571) 272-0913. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TIMOTHY R ROZOF/ Primary Examiner, Art Unit 1625
Read full office action

Prosecution Timeline

Jul 28, 2023
Application Filed
Mar 02, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
97%
With Interview (+24.0%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 951 resolved cases by this examiner. Grant probability derived from career allow rate.

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