Prosecution Insights
Last updated: April 19, 2026
Application No. 18/274,899

NEGATIVE ELECTRODE FOR NONAQUEOUS ELECTROLYTE SECONDARY BATTERIES, AND NONAQUEOUS ELECTROLYTE SECONDARY BATTERY

Non-Final OA §103
Filed
Jul 28, 2023
Examiner
LAIOS, MARIA J
Art Unit
1727
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Panasonic Energy Co., Ltd.
OA Round
1 (Non-Final)
68%
Grant Probability
Favorable
1-2
OA Rounds
4y 0m
To Grant
87%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allow Rate
501 granted / 734 resolved
+3.3% vs TC avg
Strong +19% interview lift
Without
With
+18.6%
Interview Lift
resolved cases with interview
Typical timeline
4y 0m
Avg Prosecution
36 currently pending
Career history
770
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
51.2%
+11.2% vs TC avg
§102
25.5%
-14.5% vs TC avg
§112
18.1%
-21.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 734 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-6 are is/are rejected under 35 U.S.C. 103 as being unpatentable over Tsuzuki et al. WO 2019/187537 A1 (US 2021/0013496 A1 is used as an English equivalent) in view of Kim et al. (KR 20180125312A). As to claims 1, 5 and 6, Tsuzuki et al. discloses A non-aqueous electrolyte secondary battery comprising a positive electrode (11), a negative electrode (12) and a electrolyte [0012], comprising: a negative electrode core (40-negative electrode collector); and a negative electrode mixture layer (41) formed on the negative electrode core ([0022], figure 1), wherein the negative electrode mixture layer includes graphite [0023] particles and silicon based active material (applies to claim 5) as a negative electrode active material, and has a lower layer (42-first layer) formed on a side of the negative electrode core (40) and an upper layer (43-second layer) formed on a surface side of the negative electrode mixture layer [0023] (figure 1), a ratio of a fracture strength of the first graphite particles ([0054]-5.7 compressive strength) to a fracture strength of the second graphite particles (0052], 2.1 compressive strength) is greater than or equal to 2 and less than or equal to 5 (thus the ratio is 5.7 / 2.1 = 2.71), and a content rate of the first graphite particles to the graphite particles in the upper layer is greater than or equal to 30 mass% (97%-[0054]), and is higher than a content rate of the first graphite particles to the graphite particles in the lower layer (zero for the lower layer) [0052]. Tsuzuki et al. does not disclose the graphite particles include first graphite particles (upper layer) having a circularity of less than 0.92 and second graphite particles (lower layer) having a circularity higher than that of the first graphite particles. Kim et al. discloses a lithium battery having a double active material layers (title). The negative active layer is made of a double layer where the upper active material layer comprises graphite particles having a degree of sphericity of 0.91 or less and the lower active material layer comprises graphite particles having a sphericity degree of more than 0.91 [0010]. Kim discloses provides a negative electrode having a high rate of lithium ion diffusion from the surface of the electrode to the inside by increasing the diffusion rate of lithium ions in the gap in the electrode active material layer [0007]. It would have been obvious to one of ordinary skill in the art at the time the application was effectively filed to have the circularity/sphericity of the lower layer to be higher than the upper layer because this would allow for an increasing of the diffusion rate. As to claim 2. (Original) The negative electrode for a non-aqueous electrolyte secondary battery according to claim 1, wherein the lower layer includes the second graphite particles as a main component [0052] (graphite is the 2.1 MPa strength, with 88% of the mass ratio of the layer). As to claim 3. (Currently Amended) The negative electrode for a non-aqueous electrolyte secondary battery according to claim 1, wherein the content rate of the first graphite particles to the graphite particles in the upper layer is greater than or equal to 50 mass% and less than or equal to 100 mass% [0054] (97%). As to claim 4. (Currently Amended) The negative electrode for a non-aqueous electrolyte secondary battery according to claim 1, wherein a thickness of the upper layer is greater than or equal to 10% and less than or equal to 60% of a thickness of the negative electrode mixture layer [0026] (30-50%) thus being encompassed by the claimed range. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARIA J LAIOS whose telephone number is (571)272-9808. The examiner can normally be reached Monday-Thursday 10am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at 571-272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Maria Laios/Primary Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Jul 28, 2023
Application Filed
Feb 21, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12603355
Thermal Runaway Shield
2y 5m to grant Granted Apr 14, 2026
Patent 12603278
CATHODE ACTIVE MATERIAL, METHOD FOR MANUFACTURING THE SAME, AND SECONDARY LITHIUM ION BATTERY INCLUDING THE SAME
2y 5m to grant Granted Apr 14, 2026
Patent 12586852
BATTERY CASE
2y 5m to grant Granted Mar 24, 2026
Patent 12586791
FLUORINE-CONTAINING POSITIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM SECONDARY BATTERY, AND LITHIUM SECONDARY BATTERY INCLUDING SAME
2y 5m to grant Granted Mar 24, 2026
Patent 12548820
Battery Module And Method For Manufacturing The Same
2y 5m to grant Granted Feb 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
68%
Grant Probability
87%
With Interview (+18.6%)
4y 0m
Median Time to Grant
Low
PTA Risk
Based on 734 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month