Prosecution Insights
Last updated: October 25, 2026
Application No. 18/275,071

SURFACE CLEANING HEAD AND SURFACE CLEANING DEVICE

Final Rejection §103
Filed
Jul 31, 2023
Priority
Feb 05, 2021 — CN 202110161044.2 +8 more
Examiner
FORDJOUR, SARAH AKYAA
Art Unit
3723
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Suzhou Ruijiu Intelligent Technology Co. Ltd.
OA Round
4 (Final)
51%
Grant Probability
Moderate
5-6
OA Rounds
0m
Est. Remaining
75%
With Interview

Examiner Intelligence

Grants 51% of resolved cases
51%
Career Allowance Rate
74 granted / 144 resolved
-18.6% vs TC avg
Strong +23% interview lift
Without
With
+23.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
35 currently pending
Career history
205
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
55.8%
+15.8% vs TC avg
§102
25.0%
-15.0% vs TC avg
§112
14.0%
-26.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 144 resolved cases

Office Action

§103
DETAILED ACTION SURFACE CLEANING HEAD AND SURFACE CLEANING DEVICE Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The amendment filed 08-11-2026 has been entered. Claims 1,3-11,15-16,21 are currently pending and have been examined. Claims 24, 25,27, 28 and 31 have been cancelled. The previous rejection has been updated due to applicant’s amendments. Response to Arguments Applicant’s arguments filed 8-11-2026, with respect to the rejection(s) of claim(s) 1 and their dependent claims under 35 U.S.C.103 have been fully considered but they are not persuasive. Regarding applicant’s argument that the prior art combination of Xia in view of Seo, Kress, Carden fails to teach the new amendment, specifically base reference Xia fails to teach wherein the brush assembly is an integral assembly and comprises: a connecting wall removably connected to the housing and covering at least a portion of the side opening, the connecting wall having an inside surface and an outside surface, wherein at least a portion of the outside surface of the connecting wall constitutes at least a portion of a side outer contour surface of the surface cleaning head; a cleaning roller having an end rotatably supported on the inside surface of the connecting wall, the cleaning roller being driven by a drive device to rotate around a transverse axis; and a side brush mounted on the outside surface of the connecting wall and exposed outwardly along the transverse axis; wherein the cleaning roller and the side brush are mechanically coupled together through the connecting wall such that the side brush follows the cleaning roller in rotation around the transverse axis; wherein the connecting wall, the cleaning roller, and the side brush, as part of the integral assembly, are mounted into or removed from the brush chamber together. In response to applicant's arguments against the references individually, one cannot show nonobviousness by attacking references individually where the rejections are based on combinations of references. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981); In re Merck & Co., 800 F.2d 1091, 231 USPQ 375 (Fed. Cir. 1986). Additionally, Xia is not relied on to teach these limitations prior art Seo and Kress are. Seo teaches a surface cleaning head (10, figure 1) wherein a brush assembly (200, figure 3) is an integral assembly (see figure 3) and comprises: a connecting wall (220 and 230, 260 figure )removably connected (“the user can easily repair or replace the cleaning member”) to the housing and covering at least a portion of a side opening (figures 5 and 6), the connecting wall (see figure 2 ) having an inside surface and an outside surface, wherein at least a portion of the outside surface (figures 3-5) of the connecting wall (220 and 230, 260, figure 4) constitutes at least a portion of a side outer contour surface of the surface cleaning head (see 220 connection w/ 144, figures 5 and 6); a cleaning roller (210, figure 4) having an end rotatably supported on the inside surface of the connecting wall, the cleaning roller being driven by a drive device (“ an external drive source”) to rotate around a transverse axis; and a side brush (250, figure 4) mounted on the outside surface of the connecting wall; wherein the cleaning roller and the side brush are mechanically coupled together (see 224, figure 5) through the connecting wall such that the side brush follows the cleaning roller in rotation around the transverse axis; wherein the connecting wall, the cleaning roller, and the side brush, as part of the integral assembly (see figure 3), are mounted into or removed from the brush chamber (102, figure 3) together. Kress teaches a cleaning device where the cleaning device includes a roller, and a side brush where portions of the side brush can be adjusted with respect to transverse axis of the roller (figure 9 “Different arrangements of bristle bundles of the brush attachment 200 are shown in FIGS Figures 9 to 11 shown. The outwardly directed rows of bristle bundles 210.1, 210.2, 210.3 change the angle between the roller brush axis 220 and the bristle bundles with each further row facing outwards to smaller values. The angle range of the angle α of the bristle bundles is between 0 ° and 120 °, as in Figure 9 shown. With the help of the laterally arranged side brush attachment 200, not only the corners between the floor and the wall can be cleaned, but also the wall itself at the height of the roller diameter.”); Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1,3-4-11,15-16,21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Xia (US20180110388A1) in view Seo et al. (KR20080000187A), Kress (EP3287061B1) and Carden (US 3733635 A1). Regarding claim 1, Xia teaches a surface cleaning apparatus (10, figure 1) including a surface cleaning head (14, figure 1) movable along a surface to be cleaned, a cleaning liquid delivery system (para 0043) having a cleaning liquid tank (300, figure 1), and a dirty liquid recovery system (para 0043,0058) having a suction source (para 0087) and a recovery tank (401, figure 16b), wherein the surface cleaning head comprises: a housing (551, figure 10); a suction pathway (para 0062,0075-0080) located within the housing; a brush chamber (565, figure 10) provided at a forward portion of the housing (551, figure 10) in fluid communication with the suction pathway (para 0062,0075-0080) and having a lower opening (564, figure 8) facing the surface to be cleaned ; and a brush assembly (para 0052, figure 10) removably mounted (para 0066) in the brush chamber (565, figure 10) and comprising, a cleaning roller (546, figure 10), the cleaning roller (546, figure 10) driven by a drive device to rotate around a transverse axis. Xia fails to teach the surface cleaning head that comprises wherein the brush assembly is an integral assembly and comprises: a connecting wall removably connected to the housing and covering at least a portion of the side opening, the connecting wall having an inside surface and an outside surface, wherein at least a portion of the outside surface of the connecting wall constitutes at least a portion of a side outer contour surface of the surface cleaning head; a cleaning roller having an end rotatably supported on the inside surface of the connecting wall, the cleaning roller being driven by a drive device to rotate around a transverse axis; and a side brush mounted on the outside surface of the connecting wall; wherein the cleaning roller and the side brush are mechanically coupled together through the connecting wall such that the side brush follows the cleaning roller in rotation around the transverse axis; wherein the connecting wall, the cleaning roller, and the side brush, as part of the integral assembly, are mounted into or removed from the brush chamber together Seo discloses a surface cleaning head (10, figure 1) wherein a brush assembly (200, figure 3) is an integral assembly (see figure 3) and comprises: a connecting wall (220 and 230, 260 figure )removably connected (“the user can easily repair or replace the cleaning member”) to the housing and covering at least a portion of a side opening (figures 5 and 6), the connecting wall (see figure 2 ) having an inside surface and an outside surface, wherein at least a portion of the outside surface (figures 3-5) of the connecting wall (220 and 230, 260, figure 4) constitutes at least a portion of a side outer contour surface of the surface cleaning head (see 220 connection w/ 144, figures 5 and 6); a cleaning roller (210, figure 4) having an end rotatably supported on the inside surface of the connecting wall, the cleaning roller being driven by a drive device (“ an external drive source”) to rotate around a transverse axis; and a side brush (250, figure 4) mounted on the outside surface of the connecting wall; wherein the cleaning roller and the side brush are mechanically coupled together (see 224, figure 5) through the connecting wall such that the side brush follows the cleaning roller in rotation around the transverse axis; wherein the connecting wall, the cleaning roller, and the side brush, as part of the integral assembly (see figure 3), are mounted into or removed from the brush chamber (102, figure 3) together It would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to have modified Xia to have a brush chamber having a laterally outward side opening; brush assembly comprising a connecting wall, and a side brush, the connecting wall removably connected to the housing and covering at least a portion of the side opening, the connecting wall having an inside surface and an outside surface, an end of the cleaning roller mounted on the inside surface and the side brush mounted on the outside surface, wherein the side brush is mechanically coupled to the cleaning roller to follow the cleaning roller around the transverse axis based on teachings of Seo. This modification would allow the surface cleaning apparatus clean interior conners and where the floor and the wall meet. (see Seo pages 2-5) Xia in view of Seo fails to teach a side brush exposed outwardly along the transverse axis. Kress teaches a cleaning device where the cleaning device includes a roller, and a side brush where portions of the side brush can be adjusted with respect to transverse axis of the roller (figure 9 “Different arrangements of bristle bundles of the brush attachment 200 are shown in FIGS Figures 9 to 11 shown. The outwardly directed rows of bristle bundles 210.1, 210.2, 210.3 change the angle between the roller brush axis 220 and the bristle bundles with each further row facing outwards to smaller values. The angle range of the angle α of the bristle bundles is between 0 ° and 120 °, as in Figure 9 shown. With the help of the laterally arranged side brush attachment 200, not only the corners between the floor and the wall can be cleaned, but also the wall itself at the height of the roller diameter.”); It would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to have further modified Xia to have of the side brush is exposed outwardly along the transverse axis. This modification would help improve the efficiency of cleaning corners and walls (see Kress) Xia in view of Seo and Kress fails to teach wherein the brush assembly comprises a mudguard mounted on the outside surface of the connecting wall, the mudguard surrounding at least an upper portion of the side brush, and wherein at least a portion of the mudguard has projecting laterally from the outside surface of the connecting wall; and the mudguard and the side brush are adhered to a vertical surface to realize brushing of a portion of the vertical surface in contact with the side brush during operation. Carden teaches a splash guard for floor scrubbing machine (abstract) where the brush assembly (14, figure 4) comprises a mudguard (18, figure 3) mounted on outside surface. It would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to have further modified Xia to have a mudguard mounted on the outside surface of the connecting wall, the mudguard surrounding at least an upper portion of the ,and wherein at least a portion of the mudguard has projecting laterally from the outside surface of the connecting wall based on teachings of Carden. This modification would ensure that reduce splashback of dirty liquid. (see col 1 lines 15-23). Further, Xia as modified by Seo, Kress and Carden would teach the mudguard surrounding at least an upper portion of the side brush (See Carden, col 1 lines 26-35; figures 1-4) , and the mudguard and the side brush are adhered to a vertical surface to realize brushing of a portion of the vertical surface in contact with the side brush during operation (see “Different arrangements of bristle bundles of the brush attachment 200 are shown in FIGS Figures 9 to 11 shown. The outwardly directed rows of bristle bundles 210.1, 210.2, 210.3 change the angle between the roller brush axis 220 and the bristle bundles with each further row facing outwards to smaller values. The angle range of the angle α of the bristle bundles is between 0 ° and 120 °, as in Figure 9 shown. With the help of the laterally arranged side brush attachment 200, not only the corners between the floor and the wall can be cleaned, but also the wall itself at the height of the roller diameter.”) Regarding claim 3, modified Xia teaches wherein at least a portion of the mudguard is made of a flexible material (see Carden col 1 lines 26-35). Regarding claim 4, modified Xia taches wherein the side brush (Seo’s 250, figure 4) comprises a brush holder (Seo’s 252, figure 4) and one or more cleaning elements (see Seo’s 254, figure 4) disposed on the brush holder. Regarding claim 5, modified Xia teaches wherein at least a portion of the one or more cleaning elements (see Seo’s 254, figure 4) are distributed along a circumference around the transverse axis. Regarding claim 6, modified Xia teaches wherein the outside surface of the connecting wall has a recessed portion (see Seo outside surface 232, figures 4-5 and annotated figure below) intersected with the lower opening, and wherein the recessed portion is adapted to receive the side brush (see Seo figures 4- 5). Regarding claim 7, modified Xia teaches wherein a forward portion of the connecting wall has a front opening (see Seo 262, figure 4) located directly in front of and in communication with the recessed portion, and wherein a portion of the one or more cleaning elements (see Seo 254, figures 4-5) are exposed outwardly through the front opening (see Seo figures 4-5). Regarding claim 8, modified Xia teaches wherein a lower portion of the connecting wall has a bottom opening (see Seo 260, figures 4-5), and wherein a portion of the one or more cleaning elements (see Seo 254, figures 4-5) are inclined in an inward direction and pass through the bottom opening. Regarding claim 9, modified Xia teaches wherein the one or more cleaning elements (see Seo 254, figures 4-5) comprise bristle tufts (see Seo discloses “brush bristle”). Regarding claim 10, modified Xia teaches wherein the cleaning roller (see Seo 210, figure 4) and the side brush (see Seo 250, figure 4) are removable (Seo discloses “the user can easily repair or replace the cleaning member”) from the connecting wall. Regarding claim 11, modified Xia teaches wherein the side brush (see Seo 250, figure 4) is configured (capable of performing this action) to be individually removable from the connecting wall when the brush assembly is mounted in the brush chamber. Regarding claim 15, modified Xia teaches wherein at least a portion of the one or more cleaning elements (see Seo 250, figure 4)protrude laterally from the outside surface of the connecting wall. Regarding claim 16, modified Xia teaches wherein the surface cleaning head comprises an upper cover removably disposed on the top of the housing (see Xia 542, para 0061), and wherein the brush assembly is configured ( Seo discloses “the user can easily repair or replace the cleaning member”) to be removed from the brush chamber only after the upper cover is removed from the housing. Claim(s) 21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Xia (US20180110388A1) in view Seo et al. (KR20080000187A), Kress (EP3287061B1), Carden (US 3733635 A 1) as applied to claim 1 further in view of Parr (US20050132524A1) Regarding claim 21, modified Xia teaches all the limitations stated above and wherein the cleaning liquid delivery system comprises a first liquid spray nozzle for the cleaning roller (see Xia 554, figure 23) , and wherein the first liquid spray nozzle is fluidly connected to cleaning liquid tank (300, figures 2-16a)but fails to teach a second liquid spray nozzle for the side brush, and second liquid spray nozzle are fluidly connected to the cleaning liquid tank. Parr teaches a cleaning apparatus that includes a cleaning liquid delivery system (para 0020-0028) comprises a first liquid spray nozzle (792, figure 2) for the cleaning roller (201, figure 2) ,and a second liquid spray nozzle (221L, figure 2) for the side brush (para 0019), and wherein the first liquid spray nozzle and second liquid spray nozzle are fluidly connected to the cleaning liquid tank (620, figure 2). It would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to have modified Xia to have a second liquid spray nozzle for the side brush, and second liquid spray nozzle are fluidly connected to the cleaning liquid tank based on teachings of Parr. This modification would ensure that liquid cascades down to the side portions of the brush assembly (see Parr para 0019). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SARAH AKYAA FORDJOUR whose telephone number is (571)272-0390. The examiner can normally be reached Monday - Thursday 9:30am - 5:30pm and Friday 6:00am-3:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Monica Carter can be reached at 571-272-4475. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SARAH AKYAA FORDJOUR/Examiner, Art Unit 3723 /MONICA S CARTER/Supervisory Patent Examiner, Art Unit 3723
Read full office action

Prosecution Timeline

Show 2 earlier events
Dec 22, 2025
Response Filed
Jan 22, 2026
Final Rejection mailed — §103
Feb 24, 2026
Response after Non-Final Action
Apr 20, 2026
Request for Continued Examination
Apr 22, 2026
Response after Non-Final Action
May 21, 2026
Non-Final Rejection mailed — §103
Aug 11, 2026
Response Filed
Oct 05, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
51%
Grant Probability
75%
With Interview (+23.2%)
3y 2m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 144 resolved cases by this examiner. Grant probability derived from career allowance rate.

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