Prosecution Insights
Last updated: October 27, 2026
Application No. 18/276,319

BATTERY AND METHOD FOR PRODUCING BATTERY

Non-Final OA §103
Filed
Aug 08, 2023
Priority
Mar 01, 2021 — JP 2021-031357 +1 more
Examiner
CHAU, LINDA N
Art Unit
1785
Tech Center
1700 — Chemical & Materials Engineering
Assignee
TDK Corporation
OA Round
3 (Non-Final)
45%
Grant Probability
Moderate
3-4
OA Rounds
7m
Est. Remaining
60%
With Interview

Examiner Intelligence

Grants 45% of resolved cases
45%
Career Allowance Rate
261 granted / 584 resolved
-20.3% vs TC avg
Strong +16% interview lift
Without
With
+15.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
37 currently pending
Career history
636
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
56.4%
+16.4% vs TC avg
§102
17.7%
-22.3% vs TC avg
§112
19.0%
-21.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 584 resolved cases

Office Action

§103
DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 9/28/26 has been entered. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Examiner’s Comments The examiner has cited particular columns and line numbers, paragraphs, or figures in the references as applied to the claims for the convenience of the applicant. Although the specified citations are representative of the teachings in the art and are applied to the specific limitations within the individual claim, other passages and figures may apply as well. It is respectfully requested from the applicant, in preparing the responses, to fully consider the references in entirety as potentially teaching all or part of the claimed invention, as well as the context of the passage as taught by the prior art or disclosed by the examiner. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 4-6 are rejected under 35 U.S.C. 103 as being unpatentable over CN 111509222A in view of Kamiya (JP 2020-017485). Regarding claims 4-6, CN ‘222 discloses an all-solid state battery and a method of making thereof comprising a battery element including a positive electrode, a negative electrode, and a solid electrolyte layer between the positive electrode and the negative electrode (claim 10), at least one of the positive electrode, the negative electrode, and the solid electrolyte layer includes a solid electrolyte of LiaM1-yCyX3+a+my, wherein 1≤a≤6, 0.1≤y≤1.0, m is the chemical between C and M price difference, C is selected at least one from In, Bi, Sb, Cu, Zr, Ag, Cs, Mg, Ca, Sr and Ba, and X is selected from one or more of F, Cl, Br and I (Abstract). CN ‘222 and the claims differ in that CN ‘222 does not teach the exact same proportions as recited in the instant claims. However, one of ordinary skill in the art at the time the invention was made would have considered the invention to have been obvious because the compositional proportions taught by CN ‘222 overlap the instantly claimed proportions and therefore are considered to establish a prima facie case of obviousness. It would have been obvious to one of ordinary skill in the art before the effect filing date of the claimed invention to select any portion of the disclosed ranges including the instantly claimed ranges from the ranges disclosed in the prior art reference, particularly in view of the fact that; “The normal desire of scientists or artisans to improve upon what is already generally known provides the motivation to determine where in a disclosed set of percentage ranges is the optimum combination of percentages”, In re Peterson 65 USPQ2d 1379 (CAFC 2003). Also, In re Geisler 43 USPQ2d 1365 (Fed. Cir. 1997); In re Woodruff, 16 USPQ2d 1934 (CCPA 1976); In re Malagari, 182 USPQ 549, 553 (CCPA 1974) and MPEP 2144.05. Furthermore, it has been held that the mere fact that a reference suggests a multitude of possible combinations does not in and of itself make any one of these combinations less obvious, citing Merck & Co. v. Biocraft Labs., Inc., 874 F.2d 804 (Fed. Cir. 1989). It is also well settled that a reference stands for all of the specific teachings thereof as well as the inferences one of ordinary skill in the art would have reasonably been expected to draw therefrom. See In re Fritch, 972 F.2d 1260, 1264-65 (Fed. Cir. 1992). Given that the instant claims provide a very broad genus giving rise to many possibly combinations, which are rendered obvious since CN’222 discloses a majority of the claimed elements. Although CN ‘222 discloses a battery as presently claimed, CN ‘222 fails to disclose that the battery further comprises an exterior body, a housing space between the battery element and the exterior body has a moisture content of less than 1100 ppmv or less than 600 ppmv, and housing step has a dew point of lower than -20C and higher than -90C as presently claimed. Kamiya discloses an all-solid battery comprising an exterior body, wherein no condensed water is observed [0071] due to the suppression of dew condensation (Abstract) and assembling the housing is under a dew point of -30°C ([0024], [0071]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify CN ‘222’s battery to be place in a container with little to no moisture content as claimed and assembled in a housing step with a dew point of -30°C, as suggested by Kamiya, in order to suppress short circuit (Abstract). Claims 4-6 are rejected under 35 U.S.C. 103 as being unpatentable over WO 2020070955 in view of Kamiya (JP 2020-017485). Regarding claims 4-6, WO ‘955 discloses a battery and a method of making thereof comprising a battery element including a positive electrode, a negative electrode, and a solid electrolyte layer between the positive electrode and the negative electrode (claim 9), at least one of the positive electrode, the negative electrode, and the solid electrolyte layer includes a solid electrolyte of Li6-4aMaX6, wherein M is at least one element selected from the group consisting of Zr, Hf, and Ti, X is a halogen element, and a is greater than 0 and less than 1.5. Specifically, WO ‘955 discloses Li2ZrCl6 as one example [0027]. Although WO ‘955 discloses a battery as presently claimed, WO ‘955 fails to disclose that the battery further comprises an exterior body, a housing space between the battery element and the exterior body has a moisture content of less than 1100 ppmv or less than 600 ppmv, and housing step has a dew point of lower than -20C and higher than -90C as presently claimed. Kamiya discloses an all-solid battery comprising an exterior body, wherein no condensed water is observed [0071] due to the suppression of dew condensation (Abstract) and assembling the housing is under a dew point of -30°C ([0024], [0071]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify CN ‘222’s battery to be place in a container with little to no moisture content as claimed and assembled in a housing step with a dew point of -30°C, as suggested by Kamiya, in order to suppress short circuit (Abstract). Response to Arguments Applicant’s arguments with respect to claim(s) 4-6 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Reasons for Allowance Claims 1-3 are allowed. The present claims are deemed allowable over the commonly assigned reference since the reference are commonly assigned and a terminal disclaimer has been filed to obviate the obviousness-type double patenting rejection. The following is an examiner’s statement of reasons for allowance: The closest prior art of records is CN 111509222A, WO 2020070955, and Sano et al. (US 10,312,523). CN ‘222 discloses a solid electrolyte of LiaM1-yCyX3+a+my, wherein 1≤a≤6, 0.1≤y≤1.0, m is the chemical between C and M price difference, C is selected at least one from In, Bi, Sb, Cu, Zr, Ag, Cs, Mg, Ca, Sr and Ba, and X is selected from one or more of F, Cl, Br and I (Abstract). WO ‘955 discloses a solid electrolyte layer comprising solid electrolyte of Li6-4aMaX6, wherein M is at least one element selected from the group consisting of Zr, Hf, and Ti, X is a halogen element, and a is greater than 0 and less than 1.5 (claim 1) and additionally comprise of NASICON-type, perovskite, LISON type, garnet-type, or a Li3PO4 solid electrolyte material. Sano discloses a solid electrolyte comprising LiCF3SO3, LiC(CF3SO2)3, LiN(CF3SO2)2, LiN(CF3SO2)(C4F9SO2), LiN(CF3CF2CO)2 (col. 7, lines 1-22). While the concept of solid electrolyte comprising oxyanion or halides with regards to CN ‘222 and WO ‘955 or the presence of both oxyanion and halides in Sano is generically known, the present claims require a specific combination of components with specific amounts, wherein claimed E (and/or G), D, and X must be present (non-zero). The prior art of record fails to teach, suggest, or recognize the specific optimization necessary to achieve the claimed composition, specifically the presence of both the claimed halides and (oxyanion, oxide, and/or OH) in combination with the claimed E and/or G. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LINDA N CHAU whose telephone number is (571)270-5835. The examiner can normally be reached 9AM-5PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Ruthkosky can be reached at (571)272-1291. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Linda Chau /L.N.C/Examiner, Art Unit 1785 /Holly Rickman/Primary Examiner, Art Unit 1785
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Prosecution Timeline

Aug 08, 2023
Application Filed
Feb 23, 2026
Non-Final Rejection mailed — §103
May 15, 2026
Response Filed
Jul 07, 2026
Final Rejection mailed — §103
Sep 28, 2026
Request for Continued Examination
Sep 29, 2026
Response after Non-Final Action
Oct 09, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
45%
Grant Probability
60%
With Interview (+15.8%)
3y 9m (~7m remaining)
Median Time to Grant
High
PTA Risk
Based on 584 resolved cases by this examiner. Grant probability derived from career allowance rate.

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