Prosecution Insights
Last updated: August 16, 2026
Application No. 18/277,809

SUBSTRATE WITH THIN FILM, AND SEMICONDUCTOR SUBSTRATE

Non-Final OA §103
Filed
Aug 18, 2023
Priority
Feb 22, 2021 — JP 2021-026635 +1 more
Examiner
MAYY, MOHAMMAD
Art Unit
1626
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Nissan Chemical Corporation
OA Round
1 (Non-Final)
48%
Grant Probability
Moderate
1-2
OA Rounds
2m
Est. Remaining
71%
With Interview

Examiner Intelligence

Grants 48% of resolved cases
48%
Career Allowance Rate
202 granted / 419 resolved
-11.8% vs TC avg
Strong +23% interview lift
Without
With
+23.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
41 currently pending
Career history
459
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
62.9%
+22.9% vs TC avg
§102
7.5%
-32.5% vs TC avg
§112
22.5%
-17.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 419 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Claims 3-5, 8-11 amended Claim 12 canceled Claims 1-5 withdrawn Claim 6-11 pending and elected Election/Restrictions Applicant's election with traverse of claims 6-11, formula (1-1) in the reply filed on 06/17/2026 is acknowledged. The traversal is on the ground(s) that the finding of lack of unity of invention is premature in the present application as a full search of the prior art has yet to have been conducted. This is not found persuasive because to perform a full search (as suggested) would be an over undue burden to prove that there is no undue burden on the examination. The requirement is still deemed proper and is therefore made FINAL. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 6-10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tu (PG Pub 2010/0130687 A1). Consider Claims 6, 8-10, Tu teaches to process of coating/applying on a substrate with silane coupling agent using vaper phase deposition system (by gasifying of the compound) [0060], where the silane coupling agent include silicon structure having the chemical formula seen in [0052] as below: PNG media_image1.png 214 196 media_image1.png Greyscale Tu teaches that the silane couple agents form covalent bond with the surfaces by chemical bonding/reacting [0059]. Although Tu does not explicitly teach the forming of film on the substrate, however, it would be obvious for ordinary skilled person in the art that the supplying of coating in a vaper form onto the substrate would form a thin film, with reasonable and predictable expectation of success. Consider Claim 7, Tu teaches the process of coating using vapor deposition system [0060]. Where it would be obvious for ordinary skilled person in the art that the substrate is placed within the chamber of the vapor deposition system for the deposition step, and then the retrieving/removal of the substrate out of the chamber of the vapor depositing system after the coating process, with reasonable and predictable expectation of success. Claim(s) 6-11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Nakajima (PG Pub 2014/0170855 A1). Consider Claims 6, 8-11, Nakajima teaches the coating of resist film using organosilane (abstract) for semiconductor substrate [0007], and teaches coating of the substrate with the resist film using CVD (vapor deposition system) includes gasifying the compound [0156], and where the organosilane include formula (4) [0070], having R2 as alkoxy group [0071] and where the alkoxide include ethoxy group (C2H5O-) [0055], and where an example of chemical structure of formula (4) is as below (in page 18); PNG media_image2.png 448 440 media_image2.png Greyscale Nakajima does not explicitly teach the exact structure as claimed. However, it would be obvious for ordinary skilled person in the art to use routine experimentation and known principle engineering, to test each and every choice of methoxy and/or ethoxy and then use the ethoxy in the above structure achieving the claimed structure, with reasonable and predictable expectation of success. Consider Claim 7, Nakajima teaches the process of coating using vapor deposition system [0156]. Where it would be obvious for ordinary skilled person in the art that the substrate is placed within the chamber of the chemical vapor deposition system for the deposition step, and then the retrieving/removal of the substrate out of the chamber of the chemical vapor depositing system after the coating process, with reasonable and predictable expectation of success. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Mohammad Mayy whose telephone number is (571)272-9983. The examiner can normally be reached Monday to Friday, 11:00AM-7:00PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gordon Baldwin can be reached at 571-272-5166. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Mohammad Mayy/ Art Unit 1718 /KELLY M GAMBETTA/Primary Examiner, Art Unit 1718
Read full office action

Prosecution Timeline

Aug 18, 2023
Application Filed
Jul 21, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12703660
SYSTEMS AND METHODS RELATED TO PARTICLE DEPOSITION
4y 2m to grant Granted Aug 11, 2026
Patent 12698367
SHAPE THIN SUBSTRATES BY CURING SHRINKABLE MATERIALS DEPOSITED WITH LOCALIZED VARIATIONS
3y 7m to grant Granted Aug 04, 2026
Patent 12696397
CIRCUIT-FORMING METHOD AND CIRCUIT-FORMING APPARATUS
2y 3m to grant Granted Jul 28, 2026
Patent 12686199
ASYMMETRY COMPOSITE MATERIAL
3y 1m to grant Granted Jul 21, 2026
Patent 12685068
SUBSTRATE PROCESSING METHOD AND SUBSTRATE PROCESSING APPARATUS
3y 10m to grant Granted Jul 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
48%
Grant Probability
71%
With Interview (+23.2%)
3y 2m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 419 resolved cases by this examiner. Grant probability derived from career allowance rate.

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