Prosecution Insights
Last updated: April 19, 2026
Application No. 18/278,526

METHODS FOR INHIBITING INFLAMMATION AND PROGRESSION OF ATHEROSCLEROTIC PLAQUES AND CARDIOVASCULAR EVENTS IN PATIENTS WITH CEREBRO- AND CARDIO-VASCULAR DISEASE

Non-Final OA §103
Filed
Aug 23, 2023
Examiner
SHIAO, REI TSANG
Art Unit
1691
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Icahn School Of Medicine AT Mount Sinai
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
2y 3m
To Grant
45%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
1612 granted / 2019 resolved
+19.8% vs TC avg
Minimal -35% lift
Without
With
+-35.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
53 currently pending
Career history
2072
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
29.1%
-10.9% vs TC avg
§102
8.1%
-31.9% vs TC avg
§112
29.6%
-10.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 2019 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Priority and Status of Claims 1. This application is a 371 of PCT/US22/17777 02/24/2022, which claims benefit of the provisional application: 63/153,645 02/25/2021. 2. Claims 1-20 are pending in the application. 3. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 103 4. The following is a quotation of 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103(a) are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or non-obviousness. This application currently names joint inventors. In considering patentability of the claims under 35 U.S.C. 103(a), the examiner presumes that the subject matter of the various claims was commonly owned at the time any inventions covered therein were made absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and invention dates of each claim that was not commonly owned at the time a later invention was made in order for the examiner to consider the applicability of 35 U.S.C. 103(c) and potential 35 U.S.C. 102(f) or (g) prior art under 35 U.S.C. 103(a). Claims 1-6 and 10-15 are rejected under 35 U.S.C. 103(a) as being obvious over Bal et al. CAS: 153: 221765, 2010; Eickhoff et al. US 2015/0018329; Mendlein et WO 2018/195338; Rutledge et al. CAS: 161: 136817, 2014; ad Epstein et al. CAS:171: 122208, 2019. Applicants claim a method for treating cerebrovascular or cardiovascular disease in a subject in need thereof, the method comprising administering a compound selected from the group consisting of: Ro 31-8220 mesylate; Alvocidib; AZD8055; Saracatinib; and PF-562271 HCl, see claim 1. Dependent claims 2-6 further limit the scope of methods, i.e., the compound is Saracatinib in claim 2, the compound is Ro 31-8220 mesylate in claim 3, the compound is Alvocidib in claim 4, the compound is AZD8055 in claim 5, and the compound is PF-562271 HCl in claim 6. Applicants claim a method for reducing inflammation associated with cardiovascular disease in a subject in need thereof, the method comprising administering a compound selected from the group consisting of: Ro 31-8220 mesylate; Alvocidib; AZD8055; Saracatinib; and PF-562271 HCl, see claim 10. Dependent claims 11-15 further limit the scope of methods, i.e., the compound is Saracatinib in claim 11, the compound is Ro 31-8220 mesylate in claim 12, the compound is Alvocidib in claim 13, the compound is AZD8055 in claim 14, and the compound is PF- 562271 HCl in claim 15. Determination of the scope and content of the prior art (MPEP §2141 Rutledge et al. ‘817 disclose a compound saracatinib (i.e., RN: 379231-04-6) for treating arrhythmia or myocardial infarction (i.e., cardiovascular disease). Bal et al. ‘765 disclose a compound Ro 31-8220 (i.e., RN: 125314-64-9) for treating hypertension. Eickhoff et al. ‘329 discloses a compound Flavopiridol (i.e., Alvocidib) as a CDK7 inhibitor for inhibiting inflammation, see Table 7 in column 177. Mendlein et al. ‘338 discloses a compound AZD8055 as a mTOR inhibitor for inhibiting inflammation, see claims 12, 16 on pages 139-140. Epstein et al. ‘208 discloses a compound PF-562271 HCl (i.e., RN: RN: 939791- 41-0) for treating scarring (i.e., inflammation). Determination of the difference between the prior art and the claims (MPEP §2141.02) The difference between instant claims and Rutledge et al. ‘817, Bal et al. ‘765, Eickhoff et al. ‘329, Mendlein et al. ‘338, and Epstein et al. ‘208 is that the instant claims are embraced within the scope of Rutledge et al. ‘817, Bal et al. ‘765, Eickhoff et al. ‘329, Mendlein et al. ‘338, and Epstein et al. ‘208. Rutledge et al. ‘817, Bal et al. ‘765, Eickhoff et al. ‘329, Mendlein et al. ‘338 and Epstein et al. ‘208 methods of use read on independent claims 1 and 10, and dependent claims 2-6 and 11-15. Finding of prima facie obviousness-rational and motivation (MPEP §2142-2143) One having ordinary skill in the art would find the claims 1-6 and 10-15 prima facie obvious because one would be motivated to employ methods of use of Rutledge et al. ‘817, Bal et al. ‘765, Eickhoff et al. ‘329, Mendlein et al. ‘338, and Epstein et al. ‘208 to obtain instant invention. The motivation to make the claimed methods of use derived from the known methods of use of Rutledge et al. ‘817, Bal et al. ‘765, Eickhoff et al. ‘329, Mendlein et al. ‘338, and Epstein et al. ‘208 would possess similar activity to that which is claimed in the reference. Claim Objections 5. Claims 7-9 and 16-20 are objected to as being dependent on rejected claims 1 and 10. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to REI TSANG SHIAO whose telephone number is (571)272-0707. The examiner can normally be reached on 8:30 am-5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Renee Claytor can be reached on 571-272-8394. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /REI TSANG SHIAO/ Rei-tsang Shiao, Ph.D.Primary Examiner, Art Unit 1691 December 30, 2025
Read full office action

Prosecution Timeline

Aug 23, 2023
Application Filed
Dec 30, 2025
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
45%
With Interview (-35.0%)
2y 3m
Median Time to Grant
Low
PTA Risk
Based on 2019 resolved cases by this examiner. Grant probability derived from career allow rate.

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